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061724 agenda packet - revised 061424
REGULAR MEETING Date: Monday, June 17, 2024 – Revised Time: 6:00 p.m. Location: Commissioners Meeting Room Harnett County Resource Center & Library 455 McKinney Parkway, Lillington Harnett County Board of Commissioners Page | 1 1.Call to order – Chairman William Morris 2.Pledge of Allegiance and Invocation – Commissioner Barbara McKoy 3.Consider additions and deletions to the published agenda. 4.Consent AgendaA.Minutesi.Regular Meeting Minutes of June 3, 2024B.Emergency Services requests on behalf of Summerville Bunnlevel Fire Department Boardapproval of a change to Summerville Bunnlevel Fire Department Relief Fund Board membership.The department is requesting to change 1 position on their Board. Mr. Harry Korner to bereplaced by Mr. Rodney Gregory.C.Solid Waste requests the Board of Commissioners approve an amendment to the currentservices agreement with Republic Services. Harnett County Solid Waste currently has a contractwith Republic Services to operate all seven of the county's Convenient Centers. This entailsproviding trained staff to operate, maintenance of equipment & grounds, hauling of waste andrecycling for each site as well as providing necessary reports to Solid Waste administration. Thecurrent contract states the option to extend the agreement an additional three (3) years if bothparties agree to terms. Negotiations were made through Solid Waste Department and Legalproviding the agreement that you have before you today. There is a one year one time rateadjustment or increase of 11.49% that equates to $73,587 to cover hauling costs and also a CPIConsumer Price Index cap of 4% in this amendment. We have planned and budgeted for this item for FY 2024-2025 and we respectfully ask for Board approval to approve this service agreement. 5.Public Comment Period Period of up to 30 minutes for informal comments allowing 3 minutes for each presentation. Speakers are requested to sign up prior to the meeting. Speakers may sign up by contacting the clerk atmdcapps@harnett.org at least one hour prior to the start of the meeting or by utilizing the signup sheet at the back of the room. The signup form will be picked up by the clerk 5 minutes before the publishedmeeting start time. 6.Consider approval of the updated Personnel Ordinance. Harnett County Board of Commissioners Page | 2 7.Public Hearing – Requested Rezoning from RA-30 to the RA-20M Zoning District: Case #PLAN2404-0001 Applicant: George & Claudia Elliott; 10.62 +/- acres; Pin #0663-13-8211.000; From RA-30 to RA-20M Zoning District; Black River Township; SR # 2230 (Tylerstone Drive). **please note speakers for the public hearing will be limited to 5 minutes per speaker** 8.Discussion of the Harnett County Fiscal Year 2024-2025 Budget and Budget Ordinance. 9.County Manager’s Report – Brent Trout, County Manager A.Harnett County Veterans Services Activity ReportB.Harnett County Public Health Monthly ReportC.Interdepartmental Budget AmendmentsD.Budget Amendments – Motion to approve budget amendments as requested by the Finance Officer E.Tax Rebates, Refunds and Releases – Motion to approve tax rebates, refunds and releases as requested by the Tax Administrator. 10.New BusinessA.Emergency Services is requesting the approval of the fireworks application from Ryder Rosacker McCue & Huston for a fireworks shoot for Carolina Lakes on July 4, 2024 this display is scheduled for 9:15 p.m. They meet all requirements and have met fire code compliance for the event. 11.Closed Session 12.Adjourn CONDUCT OF THE JUNE 17, 2024 MEETING Livestream of the meeting will be on the Harnett County Government’s YouTube Channel at https://www.youtube.com/channel/UCU7mTF6HTD65x_98EhAMeMg/featured. Harnett County Board of Commissioners Regular Meeting Minutes June 3, 2024 Page 1 of 5 HARNETT COUNTY BOARD OF COMMISSIONERS Regular Meeting Minutes June 3, 2024 The Harnett County Board of Commissioners met in regular session on Monday, June 3, 2024 at 9:00 am, in the Commissioners Meeting Room, Harnett County Resource Center and Library, 455 McKinney Parkway, Lillington, North Carolina. Members present: William Morris, Chairman W. Brooks Matthews, Vice Chairman Barbara McKoy, Commissioner Lewis W. Weatherspoon, Commissioner Member absent: Matthew B. Nicol, Commissioner Staff present: Brent Trout, County Manager Dwight Snow, County Attorney Kimberly Honeycutt, Finance Officer Melissa Capps, Clerk Chairman Morris called the meeting to order at 9:00 am. Commissioner McKoy led the Pledge of Allegiance and provided the invocation. Chairman Morris recognized Lillington Town Commissioner Neil McPhail. Chairman Morris called for any additions or deletions to the published agenda. Vice Chairman Matthews made a motion to approve the agenda as published. The motion was seconded by Commissioner Weatherspoon. The motion carried unanimously. Commissioner McKoy made a motion to approve the consent agenda. Commissioner Weatherspoon seconded the motion. The motion passed unanimously. The items on the consent agenda were as follows: A.Minutes i.Work Session Minutes of May 14, 2024 ii.Regular Meeting Minutes of May 20, 2024 iii.Work Session Minutes of May 28, 2024 B.Veterans Services requests approval to apply for a BJA FY24 Veterans Treatment Court Discretionary Grant in the amount of $1,000,000.00. This grant will enable the court to enhance the program by increasing capacity, treatment options, court services and to enhance transitional housing and transportation services. This is a four-year grant and will ensure there are no gaps in funding requirements for full operations of the Veterans Treatment Court and staff. Item 4A Harnett County Board of Commissioners Regular Meeting Minutes June 3, 2024 Page 2 of 5 C. Fayetteville Area Metropolitan Planning Organization (FAMPO) requests the Board of Commissioners approve the boundary expansion and sign the updated Memorandum of Understanding (MOU) as participating FAMPO Local Government/Party. D. The Harnett County Board of Commissioners would like to appoint Tamara Luikart to the Harnett County Public Library Board of Trustees as the Benhaven representative. Chairman Morris opened the meeting for informal comments by the public, allowing up to 3 minutes for each presentation up to 30 minutes. The following people provided comments: 1. Josie Miller of Word Church Lane, Lillington, NC. 2. Larry Mitchell of 478 Century Drive, Cameron, NC. 3. Joe Langley of 298 Kirk Adams Road, Angier, NC. 4. Rebekah Brock of 5220 Christian Light Road, Fuquay-Varina, NC. No one else spoke. The public comment period was closed. Brent Trout, County Manager, reviewed a request regarding the John Rouse Scholarship Fund. At the May 28, 2024 work session, Ms. Campbell Rouse, daughter of John Rouse, requested the Board of Commissioners consider a donation for the John Rouse Scholarship fund. Through contributions from individual donors, businesses, organizations, and local fundraisers, they have raised approximately $17,000. Ms. Rouse requested the Board of Commissioners consider donating the remainder of $8,000 that is needed to complete the endowment process at Campbell University. Legal has advised this would be an eligible educational expense and it would be paid out of contingency. Commissioner McKoy asked if this was a one-time donation and Mr. Trout stated yes ma’am. Commissioner Weatherspoon asked if it would be paid out of this year’s budget and Mr. Trout stated yes, that is our intent. Commissioner Weatherspoon made a motion to approve the contribution of $8,000 in memory of John Rouse. Commissioner McKoy seconded the motion. The motion carried unanimously. Christopher Appel, Senior Staff Attorney and Coley Price, Deputy County Manager provided an update on the Opioid Task Force and Settlement Dollars. Information included the following: • The national opioid settlements resulted from lawsuit negotiations, requiring opioid manufacturers and distributors to pay back more than $50 billion over a period of 18 years to the American people through state and local governments • Harnett County will receive upwards of $11,000,000 distributed over 18 years, from Fiscal Year 2022-23 through Fiscal Year 2038-39, through a Memorandum of Agreement with North Carolina • $215,000 has been allocated to the Medication-Assisted Treatment/Medications for Opioid Use Disorder (MAT/MOUD) program in the Harnett County Detention Center • $20,000 has been allocated to the purchase of Norean for community distribution, including the School System • Timeline: o September 18, 2023: public input on strategic plan o October 19, 2023: Opioid Task Force meeting o October 2023: Building Bridges Initiative kick-off o November 2023: County Commissioners adopted strategic Plan Harnett County Board of Commissioners Regular Meeting Minutes June 3, 2024 Page 3 of 5 o December 2023: graduation of Reaching Rural Initiative & announcement of $98,000 for jail MAT/ MOUD program o December 2023: Jail Re-entry Navigator began o January 2024: launched new subcommittee and executive committee structure • Executive Committee o The Executive Committee reviews funding proposals from subcommittees o If Executive Committee votes to approve a funding proposal, it must then go before the Opioid Task Force for a vote o If the Opioid Task Force approves, the Executive Committee shall propose the project to the Harnett County Commissioners for formal approval • Timeline: o February 2024: monthly subcommittee meetings began o March 7, 2024: Recovering Hope Conference o April 11, 2024: Executive Committee reviewed and unanimously approved naloxone funding proposal o April 18, 2024: Opioid Task Force reviewed and unanimously approved naloxone funding proposal o May 1, 2024: jail launched Phase II of MAT /MOUD o May 6, 2024: County Commissioners adopted resolution to allocate settlement funds to community-based naloxone distribution o May 6, 2024: County Commissioners voted to accept $98,000 in Reaching Rural grant funding to go towards the Jail Re-entry Navigator's salary • Main Accomplishments to date: o Prevent harmful substance use Harnett County Schools hired Clinical Social Worker to serve students Campbell University and local faith leaders led Recovering Hope Conference Continued collaboration with community- and faith-based organizations o Support treatment and recovery Sheriff's Office initiated Phase I of MAT /MOUD in jail (continuation of MAT /MOUD for existing patients) Sheriff's Office hired Jail Re-entry Navigator to provide critical support Sheriff's Office initiated Phase II of MAT/MOUD in jail (inducting new patients onto MAT/MOUD treatment) Community Paramedicine program continues to expand to support individuals navigating substance use disorder o Reduce harm Harnett County Health Department distributes free Norean to individuals and community-based organizations County Board of Commissioners has allocated $20,000 to Norean for community distribution Harnett County Schools has equipped each campus with Norean Harnett County Schools has trained over 100 staff members to administer Norean and continues to train more Harnett County Board of Commissioners Regular Meeting Minutes June 3, 2024 Page 4 of 5 Harnett County Schools is preparing to launch pilot program for Norean kits on school buses County staff has arranged to receive an allocation of free Norean from Alliance Health • What’s next: o Collaborating with Health Department to create policies & procedures for community- based naloxone distribution o Coordinating Peer Support services with the help of Alliance Health o By the beginning of the 2024-25 school year, Harnett County Schools intend to ... Train all HCS staff members to administer Norean Launch pilot program for Norean kits on all school buses o Collaborating with community members to support a parent advocacy group o Expanding Post-Overdose Response Team Ally Fouts Gaines, Management Analyst, provided an overview of the new website: https://solveharnett.org/. Attorney Appel stated pursuant to the memorandum of agreement with the state, we are required to at least annually invite our municipalities to provide input on the use of our settlement dollars. We did send out an invite to our municipalities. Chairman Morris opened up a public input for municipalities. No one spoke. Mr. Price shared the next Opioid Task Force meeting is the third Thursday at 2:00 pm in July. Mr. Trout stated Lisa McFadden, Budget Director, left some changes that have been made to the budget, they are technical corrections based on items that have been determined that need to be adjusted. I’ll be putting out later this week, a memo that will list the outstanding items that we’ve had discussions about whether we want to do or not. We’ve discussed some of them before but the next meeting on June 11th will be the meeting to try and figure out the direction from the Board as it relates to how we want to address those items with the hope of adopting the budget at the June 17th meeting. Commissioner Weatherspoon made a motion to approve the budget amendments as requested by the Finance Officer. The motion was seconded by Commissioner McKoy and carried unanimously. (Attachment 1) Mr. Trout reviewed a request for the consideration of approval of a Memorandum of Understanding between the City of Dunn, the United Ministerial Association, Inc. (DUMA) and the County of Harnett that relates to a facility that DUMA has where the Health Department will be providing services. This is a no cost agreement. Commissioner Weatherspoon made a motion to approve the Memorandum of Understanding. The motion was seconded by Vice Chairman Matthews and carried unanimously. Commissioner McKoy thanked Mr. Joe Langley for coming back to explain what he was proposing for the board. Harnett County Board of Commissioners Regular Meeting Minutes June 3, 2024 Page 5 of 5 Commissioner Weatherspoon made a motion to adjourn at 9:44 am. The motion was seconded by Vice Chairman Matthews and carried unanimously. ____________________________________ ___________________________________ William Morris, Chairman Melissa D. Capps, Clerk Attachment 1 \\lecfile\department\Admin\Clerk to the Board docs\AGENDAS\2024\061724\4B Agenda Request Summerville Relief Board Change.docx Page 1 of 2 Board Meeting Agenda Item MEETING DATE: June 17, 2024 TO: HARNETT COUNTY BOARD OF COMMISSIONERS SUBJECT: Summerville Bunnlevel Fire Department Relief Fund Board Member Change REQUESTED BY: Emergency Services, Larry Smith REQUEST: Request Board approval of a change to Summerville Bunnlevel Fire Department Relief Fund Board membership. The department is requesting to change 1 position on their Board. Mr. Harry Korner to be replaced by Mr. Rodney Gregory. Changes to the department Relief Fund Board members must be approved by the Harnett County Board of Commissioners. FINANCE OFFICER’S RECOMMENDATION: COUNTY MANAGER’S RECOMMENDATION: Item 4B Summerville Station Bunnlevel Station 111 East Harnett Street 6825 US 401S Lillington, North Carolina 27546 Bunnlevel, North Carolina 28323 Mr. Rodney Daniels Fire Marshal County of Harnett Lillington, NC 27546 Dear Mr. Daniels: We are requesting the removal of Mr. Harry Korner from the position of Trustee #4 of the Local Relief Fund Board of Trustees for Summerville Bunnlevel Fire & Rescue, Inc. Mr. Korner is deceased as of September 8, 2023. The Board of Directors discussed replacing Mr. Korner at it January 18, 2024 meeting and recommended Mr. Rodney Gregory as a replacement. All current trustees of the Local Relief Fund Board were present during the meeting and approved recommending Rodney Gregory to the Harnett County Board of Commissioners by unanimous consent. Mr. Gregory’s contact information is Rodney Gregory, 1948 NC Hwy 27 W., Lillington, NC 27546. Please present our recommendation for approval to the Harnett County Board of Commissioners. We thank you for your consideration of this matter. Sincerely, Melvin R. Yow Chairman, Local Relief Fund Board Summerville Bunnlevel Fire & Rescue SUMMERVILLE BUNNLEVEL FIRE & RESCUE, INC. P.O. Box 1144 Lillington, NC 27546 www.summervillefire.org March 7, 2024 Item 4C \\lecfile\department\Admin\Clerk to the Board docs\AGENDAS\2024\061724\6 agendaform2024 - Personnel Ordinance Update.docx Page 1 of 1 Board Meeting Agenda Item MEETING DATE: June 17, 2024 TO: HARNETT COUNTY BOARD OF COMMISSIONERS SUBJECT: Personnel Ordinance Updates REQUESTED BY: Janice Lane/HR Department REQUEST: Janice Lane, HR Director, Chris Appel, Senior Staff Attorney and Brent Trout, County Manager have worked together to update the Personnel Ordinance. FINANCE OFFICER’S RECOMMENDATION: COUNTY MANAGER’S RECOMMENDATION: Item 6 i HARNETT COUNTY PERSONNEL ORDINANCE Effective: January 1, 2016 Amended June 6, 2022 Amended: July 1, 2024 ii Contents ARTICLE I. ORGANIZATION OF THE PERSONNEL SYSTEM ................................................ 1 Section 1. Purpose ............................................................................................................................. 1 Section 2. Coverage ........................................................................................................................... 1 Section 3. Definitions (Listed Alphabetically) ...................................................................................... 2 Section 4. Merit Principle .................................................................................................................... 7 Section 5. Responsibilities of the Board of Commissioners ................................................................ 8 Section 6. Responsibilities of the County Manager ............................................................................. 8 Section 7. Responsibilities of the Human Resources Director ............................................................ 9 ARTICLE II. SALARY GRADING SYSTEM ............................................................................... 9 Section 1. Adoption ............................................................................................................................ 9 Section 2. Allocation of Positions........................................................................................................ 9 Section 3. Administration of the Salary Grading System ..................................................................... 9 Section 4. Amendment of the Salary Grading System ...................................................................... 10 ARTICLE III. THE PAY PLAN .................................................................................................. 10 Section 1. Adoption .......................................................................................................................... 10 Section 2. Purpose of the Pay Plan .................................................................................................. 10 Section 3. Maintenance of the Pay Plan ........................................................................................... 10 Section 4. Use of Salary Ranges ...................................................................................................... 10 Section 5. Payment at a Listed Rate ................................................................................................ 11 Section 6. The Performance Pay Plan .............................................................................................. 11 Section 7. Work Against Status ........................................................................................................ 13 Section 8. Promotions, Demotions, Transfers, Reclassifications, & Revisions ................................. 13 Section 9. Cost of Living Adjustments .............................................................................................. 15 Section 10. Certifications and Degrees............................................................................................. 15 Section 11. Overtime / Compensatory Time ..................................................................................... 17 Section 12. Time Sheets .................................................................................................................. 18 Section 13. Other Forms of Time...................................................................................................... 18 Section 14. Call Back Pay ................................................................................................................ 19 Section 15. Payroll Deductions ......................................................................................................... 19 Section 16. Longevity Pay ................................................................................................................ 19 Section 17. Overpayment, Underpayment, or Lack of Compensation .............................................. 20 Section 18. Emergency Operations Compensation .......................................................................... 21 ARTICLE IV. RECRUITMENT AND EMPLOYMENT .............................................................. 22 Section 1. Statement of Equal Employment Opportunity (“EEO”) and Anti-Discrimination ................ 23 Section 2. Implementation of EEO Policy ......................................................................................... 24 Section 3. Recruitment & Advertisement .......................................................................................... 24 iii Section 4. Submitting Applications for Employment .......................................................................... 24 Section 5. Qualification Standards .................................................................................................... 25 Section 6. Selection.......................................................................................................................... 25 Section 7. Appointments .................................................................................................................. 25 Section 8. Probationary Period of Employment ................................................................................ 26 Section 9. Promotion ........................................................................................................................ 26 Section 10. Involuntary Demotion ..................................................................................................... 27 Section 11. Voluntary Demotion ....................................................................................................... 27 Section 12. Transfer ......................................................................................................................... 27 Section 13. Employment of Convicted Felons .................................................................................. 28 Section 14. Driving Record Verification ............................................................................................ 28 Section 15. Veterans Preference ...................................................................................................... 28 ARTICLE V. CONDITIONS OF EMPLOYMENT ..................................................................... 29 Section 1. Attendance ...................................................................................................................... 29 Section 2. Work Week ...................................................................................................................... 29 Section 4. Restrictions on Political Activity ....................................................................................... 30 Section 5. Outside Employment Policy ............................................................................................. 30 Section 6. The Employment of Relatives .......................................................................................... 31 Section 7. Unlawful Harassment Policy ............................................................................................ 31 Section 8. Drug-Free Work Place Policy (General Class of Employees) ........................................... 34 Section 9. Drug and Alcohol Testing Policy (Employees with a CDL, HARTS and Safety Sensitive Positions) ......................................................................................................................................... 34 Section 10. Workplace Violence Prevention Policy ........................................................................... 55 Section 11. Emergency Operations .................................................................................................. 59 Section 12. Performance Evaluations ............................................................................................... 59 Section 13. Tobacco Use Policy ...................................................................................................... 60 Section 14. Uniform Policy .............................................................................................................. 60 Section 15. Reasonable Accommodation Policy .............................................................................. 60 Section 16. Lactation Break Policy .................................................................................................. 61 ARTICLE VI. LEAVES OF ABSENCE .................................................................................... 62 Section 1. Introduction ...................................................................................................................... 62 Section 2. Holidays .......................................................................................................................... 63 Section 3. Vacation Leave ................................................................................................................ 64 Section 4. Sick Leave ....................................................................................................................... 66 Section 5. Petty Leave ..................................................................................................................... 68 Section 6. Bereavement Leave ........................................................................................................ 68 Section 7. Leave Without Pay .......................................................................................................... 68 Section 8. Shared Leave Policy ........................................................................................................ 69 Section 9. Workers’ Compensation Leave ........................................................................................ 72 iv Section 10. Military Leave ................................................................................................................ 74 Section 11. Civil Leave ..................................................................................................................... 75 Section 12. Educational Leave ......................................................................................................... 75 Section 13. Family and Medical Leave ............................................................................................. 75 Section 14. Adverse Weather Policy (Inclement Weather Leave) .................................................... 81 Section 15. Volunteer Leave ............................................................................................................ 85 Section 16. Parent Involvement Leave ............................................................................................. 85 ARTICLE VII. EMPLOYEE BENEFITS ................................................................................... 86 Section 1. Insurance Benefits ........................................................................................................... 86 Section 2. Unemployment Compensation ......................................................................................... 89 Section 3. Social Security ................................................................................................................. 89 Section 4. Local Governmental Employees’ Retirement System (“LGERS”) ..................................... 90 Section 5. Death Benefits under LGERS ......................................................................................... 91 Section 6. Life Insurance & Accidental Death and Dismemberment (“AD&D”) .................................. 91 Section 7. Law Enforcement Officers’ Separation Allowance ............................................................ 91 Section 8. NC 401k Plan and NC 457 Plan ...................................................................................... 91 Section 9. Direct Deposit ................................................................................................................. 92 ARTICLE VIII. SEPARATIONS, DEPARTURES, & REINSTATEMENTS............................... 92 Section 1. Types of Separations & Departures ................................................................................. 92 Section 2. Reinstatements............................................................................................................... 94 ARTICLE IX. DISCIPLINARY ACTION POLICY ..................................................................... 94 Section 1. Policy Coverage .............................................................................................................. 94 Section 2. Disciplinary Actions ......................................................................................................... 95 Section 3. Responsibilities of the County Manager ........................................................................... 95 Section 4. Responsibilities of Department Heads, Supervisors, Assistant County Managers, and Deputy County Manager .................................................................................................................. 95 Section 5. Review of Disciplinary Documents ................................................................................... 96 Section 6. Reasons for Discipline ..................................................................................................... 96 Section 7. Adverse Action Conferences ........................................................................................... 98 ARTICLE X. GRIEVANCE & APPEAL POLICY ...................................................................... 98 Section 1. Purpose .......................................................................................................................... 98 Section 2. Covered Employees ........................................................................................................ 99 Section 3. Grievance Defined ........................................................................................................... 99 Section 4. Grievance Procedures ..................................................................................................... 99 Section 5. Grievance Records ........................................................................................................ 100 Section 6. Other Remedies ............................................................................................................ 101 ARTICLE XI. WHISTLEBLOWER POLICY .............................................................................101 Section 1. Purpose ......................................................................................................................... 101 Section 2. Scope of Policy .............................................................................................................. 101 v Section 3. Reportable Actions ........................................................................................................ 101 Section 4. Whistleblower Defined ................................................................................................... 102 Section 5. Retaliation ..................................................................................................................... 102 Section 6. Responsibilities & Reporting Procedures ....................................................................... 102 Section 7. Investigative Procedures ............................................................................................... 103 Section 8. Violation......................................................................................................................... 103 Section 9. Media Issues ................................................................................................................. 104 Section 10. Sanctions ..................................................................................................................... 104 ARTICLE XII. PERSONNEL RECORDS ................................................................................104 Section 1. Personnel Record Retention & Storage ......................................................................... 104 Section 2. Updating Personnel Records ......................................................................................... 104 Section 3. Public Access to Personnel Records ............................................................................. 104 Section 4. Remedies of Employees Objecting to Material in File .................................................... 106 Section 5. Destruction or Removal of Records ............................................................................... 106 ARTICLE XIII. IMPLEMENTATION OF POLICY ....................................................................106 Section 1. Conflicting Policies Repealed ........................................................................................ 106 Section 2. Severability ................................................................................................................... 106 Section 3. Policy Violations ............................................................................................................ 106 Section 4. Effective Date ................................................................................................................ 107 APPENDICES .........................................................................................................................108 APPENDIX A: ARTICLE V FORMS ........................................................................................109 Outside Employment Request Form ............................................................................................... 109 Workplace Violence Incident Report ................................................................................................ 114 Unlawful Workplace Harassment Form .......................................................................................... 116 Drug & Alcohol Testing Policy ........................................................................................................ 118 Personal Cell Phone Use Employee Reimbursement Form ............................................................ 129 APPENDIX B: ARTICLE VI FORMS .......................................................................................130 Leave Without Pay Form ................................................................................................................ 130 Application to Receive Shared Leave ............................................................................................. 131 Injury Investigation Report ............................................................................................................... 134 Educational Leave Request Form .................................................................................................. 140 APPENDIX C: ARTICLE VII FORMS ......................................................................................144 Direct Deposit Form ....................................................................................................................... 144 Disciplinary Action Report .............................................................................................................. 145 APPENDIX D: Personnel Ordinance Acknowledgement ........................................................156 vi The Harnett County Motto Strong Roots. New Growth. The Harnett County Mission Statement & Vision Harnett County is a unified, safe, healthy, and engaged community that is culturally vibrant, well-planned with a thriving economy and a high-quality educational system, in harmony with its environment and beautiful natural resources, and with strong leadership ensuring equitable services so that all citizens will prosper. It is the mission of Harnett County Government, led and supported by its County Manager, Board of Commissioners, and all of its employees, to ensure the continued prosperity, well- being, physical quality, and economic growth of this County through service to its residents, businesses, and industries by providing the necessary and essential services that will produce a community that is safe, healthy, convenient, pleasant, and full of educational and economic opportunities. By committing itself to this mission, Harnett County Government hopes to make this County a place where people are self-sufficient, enrich the lives of one another, respect the environment, appreciate their heritage, participate in government, and plan for a better tomorrow. With the help and participation of all Harnett County employees and citizens, this hope and vision will become a reality and Harnett County will be a great place to live, work, learn, and play for generations to come. Harnett County Mission Harnett County will effectively and efficiently deliver high quality County services and public infrastructure with smart growth strategies and through a responsive Board and workforce who are committed to excellence and ensuring the public trust with dedication, leadership and governance. Harnett County Values Our Core Values inform how we will make decisions and fulfill our mission to serve the public. They define our standards of behavior. Harnett County employees are public servants whose purpose is to create a better Harnett County. • Customer Service – Seeking to provide citizens and coworkers with the highest level of service possible, taking the time to listen and respond to their needs, and engaging in problem-solving. • Respect – Valuing other people’s beliefs and treating them with kindness and courtesy. • Ethical and Fair Treatment – Doing what’s right even when nobody’s watching, having concern for others, and serving with integrity, honesty and consistency. • Accountability – Recognizing your actions and behaviors reflect on the organization, taking responsibility when things don’t go as planned, doing what you say your will do, and being good stewards of the public trust. Commented [JL1]: Replaced with NEW mission from Stat Plan Commented [JL2]: Added NEW vision from Strat Plan Commented [JL3]: Added NEW Core Values from Strat Plan vii • Teamwork – Working together to get the job done, communicating clearly and proactively, engaging community partners and stakeholders, and recognizing the benefits of diverse views and opinions in decision-making. • Excellence – Committing to making processes more efficient and effective, asking how can we make things better, and seeking continued professional development. The values of Harnett County are as follows: • Fiscal and Personal Responsibility: Harnett County government will practice fiscal and personal responsibility in order to provide sound and frugal leadership that will maintain the funds and avoid unnecessary spending. • Ethical Behavior: Harnett County government will at all times be ethical in its behavior to maintain the public trust and to preserve integrity internally and with County citizens. • Openness and Approachability: Harnett County government will remain an open and approachable body to any Harnett County citizen who wishes to express his or her thoughts, concerns, or suggestions. • Conservation and Preservation: Harnett County government will continue to conserve and preserve any County resources or historical landmarks. • History & Heritage: Harnett County government will do everything in its power to ensure that the rich history and heritage of Harnett County is not lost. Harnett County Strategic Goals Harnett County’s Strategic Plan is designed to provide a clear vision for the future along with direction for turning that vision into a reality. The Plan includes five Strategic Goals: • Superior Education • Organizational Excellence • Healthy and Safe Community • Economic Strength • Informed and Engaged Citizens. These goals reflect the County’s priorities for the next three years. The goals of Harnett County are as follows: • To ensure the continued prosperity, well-being, physical quality, and economic growth of Harnett County. • To provide quality services in a cost-effective manner to all Harnett County citizens. • To cultivate and produce a community that is safe, healthy, convenient, pleasant, and full of educational and economic opportunities. • To enhance the County’s overall communication and innovation. • To be pro-active in planning for change and overall County growth. • To encourage and foster problem prevention strategies. • To address and meet head on the future population growth and diversity of the County. • To preserve the long-standing heritage of Harnett County and continue its tradition. Commented [JL4]: Added New goals from Strat Plan 1 ARTICLE I. ORGANIZATION OF THE PERSONNEL SYSTEM Section 1. Purpose The purpose of this policy is to establish a personnel system which will promote a fair and effective means to recruit, select, develop, and maintain an effective and responsible work force, and provide the means for removal of unsatisfactory employees. This policy is established under the authority of North Carolina General Statute (“NCGS”) §153A-5 and §126. Section 2. Coverage This policy will cover all Harnett County employees excepting the following: A. The Harnett County Board of Commissioners (“BOC”), who are, however, subject to the following: 1. Article III, Section 16 2. Article VII, Sections 1 and 9 3. Article XII 4. Article XI 5. Article XIII XIV B. The County Manager, who is, however, subject to the following: 1. Article I 2. Article V 3. Article VI 4. Article VII 5. Article XI 6. Article XII 7. Article XIII XIV C. The Sheriff and Register of Deeds, who are, however, subject to the following: 1. Article I 2. Article II 3. Article III 4. Article VI 5. Article VII 6. Article XII 7. Article XIII XIV D. Employees of the North Carolina Agriculture Extension Service, who are, however, subject to the following: 1. Article V 2. Article VI, Sections 2, 8, 9, 12, and 13 3. Article XII 4. Article XIII XIV E. The Director of Elections, who is, however, subject to the following: 1. Article I 2. Article II 3. Article III 4. Article IV, Sections 1-5 5. Article V 6. Article VI 7. Article VII 8. Article XII 9. Article XIII XIV 2 F. Employees and members of the Harnett County Board of Education This policy will cover all Harnett County employees, however: A. Employees of the Register of Deeds and Sheriff’s Office are exempt from Article IX and Article X. B. The Director of Local Public Health is exempt from Article IX and X. A.C. The Director of Social Services is exempt from Article IX and X. B.D. Employees of the Social Services Department are exempt from Article X. E. Employees governed by the North Carolina State Personnel Act are exempt from Article II. C.F. Board of Elections employees are exempt from Article X D.G. The Tax Administrator position is exempt from Articles VIII, IX and X. All other articles are applicable to this position. Section 3. Definitions (Listed Alphabetically) The following definitions shall be applied to the entirety of this policy wherever such words are used. The definitions found below shall be binding on all Harnett County employees without exception. Adverse Action: Any disciplinary action taken by Harnett County which directly results in an employee’s suspension (not including investigatory suspension), involuntary demotion, dismissal, involuntary resignation, or termination. Adverse Weather: Any weather condition that adversely impacts an employee’s commute to and from work or adversely impacts the County’s ability to continue normal operations. Anniversary Date: An employee’s original date of employment with the County. Appointing Authority: Any individual or board who has the responsibility to assign or place a person into a position. Covered Active Duty: For members of the Regular Armed Forces this term means, duty during deployment of the member with the Armed Forces. For members of the Armed Forces Reserve this terms means, duty during deployment of the member with the Armed Forces to a foreign country under a call or order to active duty in support of a contingency operation. Class: Positions or groups of positions having similar duties and responsibilities requiring similar qualifications, which can be properly designated by one title indicative of the nature of work performed, and which carry the same salary range. Cost of Living Increase: An annual adjustment to all pay ranges that may be made by the BOC. Such an adjustment would become effective the first pay period that begins immediately following the start of the fiscal year or as otherwise directed by the adopted budget ordinance for that fiscal year. . Daughter: A biological, adopted, or foster child, a stepchild, a legal ward, or a child of a person standing in loco parentis, who is either under age 18, or age 18 or older and 3 incapable of self-care because of a mental or physical disability. The onset of a disability may occur at any age for purposes of this policy. Death: The permanent ending of vital processes of any County employee. Disability: Any physical or mental condition that limits movement, senses, or activities to such a degree that the employee is unable to complete his essential job duties and is considered temporarily or permanently disabled. Disciplinary Action: Any corrective measure taken by the County to improve or address an employee’s job performance, personal conduct, or other behavior that is unsatisfactory or contrary to the mission and policies of Harnett County. Dismissal: The act of Harnett County permanently removing an employee from service because the employee’s current job performance, personal conduct, or other behavior is unsatisfactory or contrary to the mission and policies of Harnett County. This word shall be considered as a synonym for an involuntarily resignation or a termination. Employee: A. Full-Time Employee: 1. Permanent: A person appointed to a particular position, designated as full-time by the BOC, to perform duties and responsibilities required on a continuous and probably annually recurring basis. Such an employee’s average work week will total 40 hours. Such an employee will have completed a probationary period to the satisfaction of the Supervisor or Department head and is entitled to all appeal rights and benefits afforded to them under this policy proportionate with the number of hours worked. 2. Limited Service: Any employee whose service is intended to be of limited duration but who work a normal workweek, not to exceed 12 months or in the case of a grant, the grant period. This definition excludes individuals supplied under contract by an outside agency. Such an employee is ineligible for any County benefits except holiday leave and retains no appeal rights under this policy, but may have those employee benefits mandated by federal or state law. B. Part-Time Employee: 1. Permanent: Any employee who is appointed to a particular position for which the average work schedule is less than 29 hours per week or not more than 129 hours per month. Such an employee is ineligible for any County benefits (including no health benefits nor holiday pay) and retains no appeal rights under this policy, but may have those employee benefits mandated by federal or state law. 2. Limited Service: Any employee who is appointed to a particular position and whose service is intended to be of limited duration and who work less than the normal workweek. Paid interns who are employed for a limited duration fall under this category. Such an employee is ineligible for any County benefits (including no health benefits nor holiday pay) and retains no appeal rights under this policy, but may have those employee benefits mandated by federal or state law. C. Probationary Employee: A person appointed to a particular position, designated as full-time by the BOC, to perform duties and responsibilities required on a continuous and probably annually recurring basis who has not completed the probationary period. Such employees do not have appeal rights. 4 Essential Personnel: Employees who are required to work during adverse weather because they have been designated by a Department Head or County Manager. Essential Operations: Services that have been determined to be essential by the County Manager and therefore, shall be continued during adverse weather. Grievance: A specific, formal notice of a full-time permanent County employee’s dissatisfaction based upon an event or condition which affects the circumstances under which an employee works expressed through the appropriate grievance procedures. The particular dissatisfaction complained of should be reasonable to the average person and may not be frivolous, but may include: (1) any acts of discrimination against an employee because of age, sex, race, religion, color, national origin, visible or nonvisible handicaps, or pregnancy; (2) any adverse action executed under the Disciplinary Action Policy addressed in Article IX XI; (3) have been separated from employment due to a reduction in force or disability addressed in Article VIII; or (4) any unfair application, misinterpretation, or lack of established County policy. Hiring Rate: The initial salary or hourly rate paid an employee when hired into the county’s service. This is normally the first step in the employee’s salary range. At times, this may be adjusted based on education and experience. Immediate Family: This term includes the following familial relationships: wife, husband, mother, father, brother, sister, daughter, son, grandmother, grandfather, grandson, granddaughter, aunts, and uncles. Included within this term are the step-, half-, in-law, and in loco parentis relationships. Those individuals living within the same household may also fall within the confines of this term. In Loco Parentis: Federal law defines in loco parentis as including those with day-to-day responsibilities to care for or financially support a child. Employees who have no biological or legal relationships with a child may, nonetheless, stand in loco parentis to the child and are entitled to some federal leave benefits, however, those employees seeking to claim such federal leave benefits may be asked to prove their status. Incomplete: A form, certification, or other important document to be delivered to the County will be considered incomplete if one or more of the applicable entries on the form, certification, or document have not been completed. Insufficient: A form, certification, or other important document to be delivered to the County will be considered insufficient if the information provided is vague, unclear, or non-responsive. Failure to sign a form, certification, or document will also result in it being considered insufficient. Investigatory Suspension: The act of Harnett County temporarily removing an employee from his or her service to the County with pay in order to provide the County with more time to thoroughly investigate a situation or to provide more time for a Department Head or the County Manager to reach a decision concerning an employee’s status. Involuntary Demotion: The act of Harnett County reassigning an employee to a position or classification having a lower salary range than the employee’s current position or classification because the employee’s current job performance, personal conduct, or other behavior is unsatisfactory or contrary to the mission and policies of Harnett County. 5 Involuntary Resignation: The act of Harnett County forcing an employee to involuntarily resign from his or her position due to the employee’s current job performance, personal conduct, or other behavior that is unsatisfactory or contrary to the mission and policies of Harnett County. This word shall be considered as a synonym for a dismissal or termination. Irregular Work Schedule Employee: Any employee who, on a regular, rotating, or intermittent basis, works an evening or night who maintains a work schedule beyond the day shift or any employee who works a day shift whose work schedule is subject to change on a regular, rotating, or intermittent basis. Job Rate: The median salary or hourly rate an employee may receive when hired, promoted, or receiving a raise. Key Position: A position whose decision-making authority and related responsibilities significantly influence organizational policies, strategic goals, business operations, or mission-critical projects. A key position can be a department head or a supervisor or a position that requires specialized knowledge, expertise, or skills. Maximum Salary Rate: The maximum salary authorized for an employee within an assigned salary grade by the Harnett County Pay Plan. Maximum Hourly Rate: The maximum hourly rate authorized for an employee within an assigned hourly grade by the Harnett County Pay Plan. Mental/Physical Disability: A mental or physical impairment that substantially limits one or more of the major life activities of an individual. Major life activities include, but are not limited to, activities such as caring for oneself, performing manual tasks, seeing, eating, standing, reaching, breathing, communicating, and interacting with others, as well as major bodily functions, such as brain function, immune system, or normal cell growth. Conditions that are episodic or remission are considered disabilities if the condition would substantially limit a major life activity when active. Next of Kin: The nearest blood relative in the following order of priority: (1) a blood relative who has been designated in writing by the person in question as their next of kin, (2) blood relative who has been granted legal custody of the person in question, (3) brothers and sisters, (4) grandparents, (5) aunts and uncles, (6) first cousins. If a person has been designated in writing as the person’s next of kin, they are to be considered that person’s only next of kin. However, if there are multiple family members with the same level of relationship to the person, all such family members are considered to be the person’s next of kin. Non-Essential Personnel: Employees who may be approved for administrative leave during adverse weather because their positions have been designated as such by their Department Head or the County Manager. Non-Essential Operations: Services that have been determined non-essential by the County Manager and therefore may be suspended during adverse weather. Outside Employment: Outside employment is considered any and all employment or self-employment for salaries, wages, tips, or commissions other than the position currently held by the employee with Harnett County. 6 Parent: A biological, adoptive, step, or foster father or mother, or any other individual who stood in loco parentis to the employee when the employee was a child. This term does not include parents in-law. Pay Plan: A schedule of pay ranges arranged by minimum, job rate, and maximum salary rates for each class assigned to the salary range. Performance Review: An annual review in which an employee’s overall job performance is evaluated. This is designed to enhance communications between employees and supervisors and to facilitate employee growth. Position: The employees appointed classification which describes the duties and responsibilities to be fulfilled by that employee. Probationary Period: A continuous period of 6 months (12 months for law enforcement) where an employee is evaluated on job performance. Any employee serving a probationary period may be dismissed at any time without a right to appeal. Promotion: The reassignment of an employee to an existing position or classification that has a higher salary range than the position or classification from which the reassignment is made. Reclassification: The reassignment of an existing position from one class to another based on changes in the nature of the position, level of duties and responsibilities, business needs, working conditions, shifts in organizational structure, or other operational factors. Reduction in Force: A separation from employment with the County due to lack of funds, lack of work, or redesign or elimination of position(s), with no likelihood or expectation that the employee will be recalled to County service. Regular Work Schedule Employee: Any employee who typically works a set schedule which consists of an average of 40 hours a week or 2080 hours per year. Reinstatement: The act of the County re-establishing a separated employee who voluntarily resigned or was separated due to a reduction in force to his or her position. Retirement: The act of an employee voluntarily resigning from his or her position with the County and drawing his or her retirement benefits from the County, LGERS, the supplemental retirement income plan, or Social Security. Salary Grading System: A grading system used by the County to organize all positions into manageable grades. All positions in any single grade are sufficiently comparable to warrant one range of pay rates. Salary Plan Revision: The uniform raising or lowering of the salary ranges of every grade within the salary range. Salary Range: The minimum, job rate, and maximum salary levels for a given salary grade for hiring purposes. 7 Salary Range Revision: The raising and lowering of the salary range for one or more specific classes of positions within the Harnett County Pay Plan. School: Any public school, private church school, church or religious charter school, or nonpublic school that regularly provides a course of grade school instruction. School may also include any preschool or child care facility. Serious Health Condition: Any medical condition which requires inpatient care at a hospital, hospice, or residential medical care facility, or any medical condition which requires continuing care by a licensed health care provider. This policy shall cover any illness of a serious and long-term nature resulting in recurring or lengthy absences. Any chronic or long term health condition resulting in a period of incapacity longer than three (3) days is to be considered a serious health condition. Son: A biological, adopted, or foster child, a stepchild, a legal ward, or a child of a person standing in loco parentis, who is either under age 18, or age 18 or older and incapable of self-care because a mental or physical disability. The onset of a disability may occur at any age for purposes of this policy. Special Salary Adjustment: An increase in salary within the range based on department head recommendation. Spouse: A husband or wife as defined and recognized under North Carolina law for the purposes of marriage in this state, including common law marriage. Suspension: The act of Harnett County temporarily removing an employee from his or her service to the County with or without pay because of the employee’s current job performance, personal conduct, or other behavior that is unsatisfactory or contrary to the mission and policies of Harnett County. Termination: The act of Harnett County terminating an employee due to the employee’s current job performance, personal conduct, or other behavior that is unsatisfactory or contrary to the mission and policies of Harnett County. This word shall be considered as a synonym for an involuntarily resignation or a dismissal. Transfer: The reassignment of an employee from one position or department to another position or department. Voluntary Demotion: The act of an employee voluntarily, without any undue force, pressure, or outside influence, stepping down to accept a County position with less complex job duties and responsibilities. Voluntary Resignation: The act of an employee voluntarily, without any undue force, pressure, or outside influence, permanently stepping down from his or her current position with the County. This word shall be considered as a synonym for the act of an employee quitting his or her position. Section 4. Merit Principle All appointments, promotions, and other personnel transactions shall be made solely on the basis of merit and the ability/fitness of the employee. The knowledge, skill, and education of the employee may be taken into consideration for such determinations. 8 Section 5. Responsibilities of the Board of Commissioners The BOC are responsible for establishing all personnel policies, rules, and regulations pertaining to employee conduct, including the Salary Grading System and Pay Plan for employee positions. The BOC are responsible for making and confirming any appointments specified by law, including the following: A. The Clerk to the BOC in accordance with NCGS §153 A-111 B. The Harnett County Attorney in accordance with NCGS §153A-114. C. The Harnett County Deputy Tax Collector in accordance with NCGS §105-349 (f) D. The Harnett County Tax Administrator, as the Tax Collector and Tax Assessor, in accordance with NCGS 105-349 and NCGS 105-294. E. The Harnett County Finance Officer in accordance with NCGS §159-24. The BOC are responsible for making and confirming any appointments specified by law, however, this power is limited in the following instances: A. The Harnett County Sheriff is not to be appointed, but must be popularly elected in accordance with Article VII, of the Constitution of North Carolina provides that the Sheriff shall be popularly elected. B. The Register of Deeds is not to be appointed, but must be popularly elected every four years in accordance with NCGS §161-2. C. The Harnett County Board of Health, after consultation with the NC State Health Director and the BOC, is to appoint the Harnett County Health Director in accordance with NCGS §130A-40. D. The Harnett County Health Director has the power to appoint all employees of the Harnett County Health Department in accordance with the North Carolina Human Resources Act (NCGS §126) and NCGS §130A-41. E. The Board of Social Services is to appoint the Social Services Director, who has power to appoint all social service employees in accordance with NCGS §108A- 12,14. F. Agricultural Extension Director must be jointly appointed by the BOC and the NC State Extension Service. G. The Harnett County Board of Elections has the power to appoint or remove a Director of Elections and all registrars, judges, assistants, and other officers of elections in accordance with NCGS §163-33, 35 G. The Harnett County Board of Elections has the power to appoint the Director of Elections and to recommend to the Executive Director of the State Board of Elections the termination of the Director of Elections in accordance with NCGS §163-35. H. The Harnett County Board of Elections has the power to appoint or remove all Board of Elections employees, registrars, judges, assistances, and other officers of elections in accordance with NCGS §163-33. Section 6. Responsibilities of the County Manager The County Manager is responsible for the administration and execution of all personnel policies, rules, and regulation pertaining to employee conduct. The County Manager shall appoint, suspend, or remove any and all County officers and employees, in accordance with NCGS §153A-82,103 and Articles IV, V, VII VIII, and IX of this policy, except those popularly elected or whose appointments are otherwise provided for by law. 9 The County Manager shall: A. Recommend any pertinent and appropriate additions and/or revisions of this personnel ordinance including, but not limited to, changes to the Salary Grading System and the Harnett County Pay Plan to the BOC for consideration. B. Determine which employees shall be subject to the overtime provisions as provided for in Article III, Section 11 12. C. Establish and maintain a roster of all persons in the County’s service, setting forth each officer and employee, class title/position, salary, and changes in class title and status, and such data as may be deemed desirable or useful. D. Develop and administer such recruiting programs as may be necessary to obtain an adequate supply of competent applicants to meet the needs of the County. E. Develop and coordinate training and educational programs for employees. F. Periodically investigate the operation and effect of this policy on County Employees and annually report such findings to the BOC. G. Perform such other duties as may be assigned by the BOC. Section 7. Responsibilities of the Human Resources Director The Human Resources Director shall assist the County Manager in the preparation and maintenance of the Salary Grading System and the Pay Plan along with such duties as the County Manager shall require. ARTICLE II. SALARY GRADING SYSTEM Section 1. Adoption The Salary Grading System, as set forth in this policy, is hereby adopted for Harnett County and is provided for employee reference at www.harnett.org. Section 2. Allocation of Positions The County Manager shall allocate each position covered by the Salary Grading System to its appropriate grade in the plan. Section 3. Administration of the Salary Grading System The County Manager is responsible for the administration, execution, and maintenance of the Salary Grading Plan so that it will accurately reflect the duties and responsibilities of employees in the grade to which their positions are allocated. Supervisors and/or Department Heads are responsible for bringing to the attention of the County Manager (1) the need for new positions and (2) material changes in the nature of a position, duties, responsibilities, business needs, working conditions, shifts in organizational structure, or other operational factors affecting the grading of any existing positions. New positions are only to be established with the approval of the BOC after which the County Manager shall either (1) allocate the new position to the appropriate grade 10 within the existing Salary Grading System, or (2) recommend that the BOC amend the Salary Grading System to establish a new grade for the new position. When the County Manager finds that a material change has occurred in the nature of the position, level of the job duties and responsibilities, business needs, working conditions, shifts in organizational structure, or other operational factors, the County Manager shall (1) direct that the existing grade specification be revised, (2) reclassify the position to a higher or lower grade within the existing Salary Grading System that is appropriate for the position, or (3) recommend that the BOC amend the Salary Grading System to establish a new grade for the position. Section 4. Amendment of the Salary Grading System New grades may be added to and/or deleted from the Salary Grading System by the BOC based on the recommendation of the County Manager. ARTICLE III. THE PAY PLAN Section 1. Adoption The schedule of salary ranges and grades assigned to those salary ranges, as set forth in this policy, is hereby adopted as the Harnett County Pay Plan. Section 2. Purpose of the Pay Plan The Harnett County Pay Plan is intended to provide equitable compensation for all positions by reflecting apparent differences in duties and responsibilities, the rates of pay for comparable positions in the private and public sector, changes in the cost of living, the financial conditions of the County, and any other appropriate factors. Section 3. Maintenance of the Pay Plan The County Manager is responsible for the administration, execution, and maintenance of the Pay Plan. The County Manager shall, from time to time, make comparative studies of all factors affecting the level of salary ranges and shall recommend to the BOC such changes in salary ranges as appear to be warranted. Section 4. Use of Salary Ranges The minimum rate established for the grade is the normal hiring rate, except in those cases where unusual circumstances warrant appointment at a higher rate. Appointment above the minimum step may be made on the recommendation of the Supervisor or Department Head with the approval of the County Manager when deemed necessary. Such appointments will be based on factors, including, but not limited to, a 11 shortage of qualified applicants and/or the applicants above average qualifications, education, and training. Section 5. Payment at a Listed Rate All employees covered by this Pay Plan shall be paid at a listed rate within the salary ranges established for the grade in which their respective position falls. Employees whose present salary or hourly wage is above the established maximum rate following transition to the new Pay Plan are exempt. No employee may receive a salary increase above the maximum for their assigned salary grade. Section 6. The Performance Pay Plan Harnett County seeks to provide the best service possible to the county’s residents. A highly skilled and competent workforce is an essential aspect of providing high quality, efficient customer-driven service in an organization. Equitable compensation is necessary to attract and retain such a workforce. The Performance Pay Plan described in this section is intended to provide Harnett County employees with a path for advancement through their assigned salary grade over the course of their career with the County based on their performance reviews. The Performance Pay Plan is intended to serve as a tool that will allow the County to hire and retain well-qualified employees and provide equitable compensation to employees throughout their careers provided they receive satisfactory performance reviews. Full-time and eligible part-time employees will be eligible to earn a percentage salary increase each year based on their annual performance review. An employee who receives an overall score on their annual performance review of “Meets Expectations” or above will receive the designated increase for that year while an employee who receives a score lower than “Meets Expectations” will not receive the increase for that year. Any earned increase related to the Performance Pay Plan will be effective at the start of the pay period immediately following the employee’s anniversary date with the County. If an employee’s anniversary date falls on the first day of a new pay period, they will receive an earned increase beginning with that pay period. In the event of a work status change (promotion, demotion, lateral transfer, etc.) that happens at the same time as a Performance Pay Plan increase, the work status change will be effective the day after the Performance Pay Plan increase. If an employee who has been terminated from the County for any reason is rehired by the County, their most recent date of hire will be used to establish their anniversary date related to this Performance Pay Plan. Additionally, if an employee changes from full-time to part-time, or part-time to full-time status, the employee’s original hire date date of the change in employment status will be used to establish the their anniversary date of the performance evaluation and the Performance Pay Plan increase. The County Manager will set the amount or range of the annual increase each year as part of the budget process. The adopted increase amount or range will be effective from July 1 to June 30 of the following year, coinciding with the County’s fiscal year. The percent of the annual increase may vary from year to year based on projected revenue and expenditures. 12 The County Manager shall establish appropriate systems and guidelines for implementation, maintenance, and responsible administration of the above Performance Pay Plan. Any situation that arises related to the above Performance Pay Plan and is not covered by this ordinance will be left to the discretion of the County Manager. Performance Pay Plan Eligibility: Any full-time or part-time employee areis eligible for the Performance Pay Plan effective July 1, 2020, based on their annual performance reviews. employee who is hired or promoted, or who reaches “job rate” on July 1, 2017, or thereafter will fall under the above Performance Pay Plan and will not be eligible for the 3/5 Pay Plan described in Section 6.1. Full-time employees who have not yet reached “job rate” as defined by Section 6.1 will remain eligible for the 3/5 plan described under Section 6.1 until they reach “job rate,” at which time they will enter into the above Pay Plan. Employees are not eligible for the above Performance Pay Plan while still in the 3/5 Pay Plan. Part-time employees are eligible for the Performance Pay Plan effective July 1, 2020, based on their annual performance reviews. To be eligible for the Performance Pay Plan, part-time employees must maintain uninterrupted employment with the County for 12 months preceding the employee’s anniversary date. consecutive years. Election workers, interns, and any other part-time employee who must be rehired each year are not eligible for the Performance Pay Plan. Additional Eligibility Guidelines: • Employees in Work Against status will not be eligible for the above Performance Pay Plan until they complete work against status or meet all of the qualifications for the position. Sworn Law Enforcement Officers will not be eligible for the above Performance Pay Plan until they complete the Tier system. • To receive an earned increase, an employee must work at least 6 months during an annual evaluation period in order to be effectively evaluated by their supervisor. This will not apply to a leave of absence that is protected by federal or state law. • An employee who is promoted during an evaluation period must have been in the new position for at least 6 months on their anniversary date to receive an earned performance increase based on their salary following the promotion. Promoted employees who have been in the new position for less than 6 months on their anniversary date are eligible for an earned increase based on their salary prior to the promotion. • An employee who is demoted during an evaluation period, whether voluntarily or involuntarily, who qualifies for a performance increase upon their next anniversary date based on their performance evaluation, will receive an increase based on their salary following the demotion. If the County Manager determines that an employee was at a point in the 3/5 Pay Plan as of July 1, 2017, where the employee would have earned more by entering the Performance Pay Plan when it was incepted, the County Manager may, upon the availability of funding, adjust the employee’s pay to the salary they would have earned if they had entered the Performance Pay Plan on July 1, 2017. The adjusted salary will be in effect upon approval by the County Manager, however the affected employee will not receive retroactive salary increases for earned increases they did not receive. 6.1 The 3/5 Pay Plan Commented [JL5]: Deleted – no longer applies Commented [JL6]: Deleted – No longer applies 13 Any employee who is hired or promoted, or who reaches “job rate” on July 1, 2017, or thereafter is no longer eligible for the 3/5 Pay Plan. The purpose of the 3/5 plan is to give County employees a way in which to gain and look forward to pre-determined pay increases after they have been in service to the County for 3 and 5 years. Three Year Pay Increase: When an employee has been in the service of the County for a total of 3 years, taking into account demotions, promotions, transfers, reclassifications, or any other type of separation from service, the salary of the employee is to be increased to the half-way amount between his or her current salary grade and the job rate of the employee’s current salary grade. Five Year Pay Increase: When an employee has been in the service of the County for a total of 5 years, taking into account demotions, promotions, transfers, or any other type of separation from service, the salary of the employee is to be increased to the job rate of the current grade of the employee’s current salary grade. Section 7. Work Against Status A newly hired or promoted employee who does not meet all the established requirements of their new position, may be compensated for their services at a pay rate below the minimum pay rate established for that position in the Pay Plan. An employee will be considered to be in a work against status and continue at this pay rate until the Supervisor or Department Head certifies, and the County Manager approves, that the employee is qualified to assume the full duties and responsibilities of their new position. The Supervisor or Department Head shall review the progress of each employee in work against status every six (6) months or more frequently as necessary to determine when the employee is qualified to assume the full responsibilities of the new position. Section 8. Promotions, Demotions, Transfers, Reclassifications, & Revisions At the beginning of the fiscal year, any promotions, salary adjustments, reclassifications, or revisions will be applied before any cost of living adjustments. When an employee is promoted, demoted, transferred, or reclassified, the rate of pay for the new position shall be established in accordance with the following rules: Promotion: Any employee who receives a promotion will receive a minimum of a 5% increase but not to exceed 10% (between 6% and 10% the department head must provide written justification unless that percentage is the beginning of the new grade) or the beginning of the new grade, whichever is higher. Movement within the same salary grade is considered lateral and there will not be a salary change. Any employee who receives a promotion will receive a minimum of a five percent (5%) increase but not to exceed ten percent (10%). For any increase between six percent (6%) and ten percent (10%), the Department Head must provide written justification unless that percentage is the beginning of the new grade. In some special instances such as the employee’s professional experience, training, certifications, complexity of the job duties of 14 the new position, tenure, and other job-related factors and/or to ensure the salary is competitive in comparable job markets, the County Manager has authority to approve a salary increase of up to twenty percent (20%) with written justification from the Department Head. Movement within the same salary grade is considered lateral and there will not be a salary change. Interim Promotion: Any employee who is promoted to an interim position in a higher pay grade will receive a pay increase of 5% or the beginning of the interim position pay grade, whichever is greater while performing the interim duties; however, if the position is a Department Head position or higher, he or she shall receive a 10% pay increase while performing the interim duties or the beginning position grade whichever is higher. An interim assignment shall not exceed six months. At the conclusion, if the employee returns to his or her former position they will return to his or her former salary before the interim assignment. Demotion: An employee who is voluntarily or involuntarily demoted shall have his or her salary or hourly wage left the same, reduced five percent (5%) or reduced to anywhere in the lower grade pay range, depending on the circumstances of the demotion and Department Head recommendation. Transfers: An employee who transfers from a position in one grade to a position in another grade assigned to the same pay range shall continue to receive the same salary or hourly wage. Reclassifications/Revisions: A. Any employee who is currently at the minimum pay rate of their current position and the position is then reclassified to a grade having a higher salary or hourly pay range, that employee shall receive a five percent (5%) pay increase or an increase to the minimum pay rate of the new pay range, whichever is higher. B. Any employee who is currently above the minimum pay rate of their current position and the position is then reclassified to a grade having a higher salary or hourly pay range, that employee’s salary or hourly wage shall be appropriately adjusted to the same point in the new pay range. Any employee who is currently above the minimum pay rate of their current position and the position is then reclassified to a grade having a higher salary or hourly pay range, that employee’s salary or hourly wage shall be appropriately adjusted to the same percentage above the minimum pay rate in the new pay range C. If a position is reclassified to a grade having a lower salary or hourly pay range than that positions current grade, any employee’s salary or hourly wage that is above the maximum rate of the newly established pay range shall remain the same. Retention Increase: The County Manager has authority to approve a salary increase of up to fifteen percent (15%) for non-probationary employees for retention purposes for key positions when the County may be in danger of losing talented staff members. However, an employee’s salary shall not exceed the maximum rate for that pay grade and an employee shall not receive more than a fifteen percent (15%) retention salary increase every two years. When determining appropriate salary adjustments, the County Manager shall take into consideration relevant factors including salaries paid in Commented [JL7]: Added New Updated Policy – Approved by BOC on 5/1/2023 Commented [JL8]: Added New Updated Policy – Approved by BOC 05/01/2023 Commented [JL9]: Added New Updated Policy – Approved by BOC 05/01/2023 15 comparable and competitive job market and the impact of losing the employee on the organization. Section 9. Cost of Living Adjustments If the BOC approve a Cost of Living Adjustment, the increase will be effective the first pay period that begins immediately following the start of the fiscal year or as otherwise directed by the adopted budget ordinance for that fiscal year. The amount of this adjustment, if any, may vary from year to year. When a Cost of Living Adjustment is approved, regular employees will receive a $500 minimum increase to their annual pay. Section 10. Certifications and Degrees Harnett County encourages and promotes professional development by obtaining professional certifications or post-secondary degrees that substantially enhance the employee’s ability to perform the job or are related to the employee’s current or future job duties and responsibilities. Full time, non-probationary employees may be eligible for a salary increase for obtaining certain certifications or post-secondary degrees during the course of their employment with the County in accordance with this policy. If an employee does not meet all the established requirements for the position and is placed in work against status until they obtain a required certification or degree, the employee will not be eligible for a salary increase under this policy. Certifications: An employee may be eligible for a salary increase not to exceed 5% for obtaining certifications that are required for the position, preferred for the position, substantially enhance the employee’s ability to perform the job, or are related to the employee’s current or future job duties and responsibilities. A. If a position requires specific job-related certifications as a pre-requisite for employment in order to perform the essential duties of the position, the employee must obtain such certifications prior to their date of hire and will not be eligible for a salary increase. If the position requires specific job related certifications, but such certifications may be obtained within an established period of time after their date of hire, the employee may be eligible for a salary increase. B. If a particular certification is preferred for the position, but is not required, the employee’s supervisor or department head may make a written recommendation to the County Manager for approval for a salary increase. C. If a particular certification either substantially enhances the employee’s ability to perform the job or is related to the employee’s current or future job duties and responsibilities, the employee may submit a written request to their supervisor or department head to obtain the certification. The supervisor or department head shall review the request and make a written recommendation to the County Manager for approval of a salary increase. The salary increase percentage shall be determined in accordance with the list of certifications and degrees that shall be approved by the County Manager. The list of approved certifications and degrees and salary increase percentages may be updated by the County Manager from time to time based on the department head recommendations and the needs of the County. If an employee obtains a certification not included on the approved list but that enhances the employee’s ability to perform 16 the job or is related to the employee’s current or future job duties and responsibilities, the County Manager, upon written recommendation by the employee’s department head, may approve a salary increase not to exceed 5%. If the employee’s department head and County Manager recommend a salary increase in excess of 5% for a certification, the Board of Commissioners must approve the increase. An employee must obtain the certification within the period required by the certification course or the deadline set by employee’s supervisor or department head. If an employee fails to obtain the certification within the required timeframe, the employee must obtain department head and County Manager approval for an extension. Employees must provide a certificate or other official documentation to their supervisor or department head upon successful completion of the certification course in order to receive a salary increase. If the employee’s certification requires periodic renewals or continuing education to remain active, the employee shall be solely responsible for maintaining an active certification. Should the certification expire, the employee shall have their salary reduced by the percentage received for the certification. If the certification is required for the position and the employee fails to obtain or maintain an active certification, the employee may be subject to demotion or disciplinary action, up to and including, termination. Post-Secondary Degrees: An employee may be eligible for a salary increase not to exceed 3% for an associate’s degree, 5% for a bachelor’s degree, and 7% for a master’s or doctorate degree if such a degree is required for the position, preferred for the position, substantially enhances the employee’s ability to perform the job, or is related to the employee’s current or future job duties and responsibilities. A. If a position requires a specific degree as a pre-requisite for employment in order to perform the essential duties of the position, the employee must obtain such a degree prior to their date of hire and will not be eligible for a salary increase. If the position requires specific degree, but such a degree may be obtained within an established period of time after their date of hire, the employee may be eligible for a salary increase. B. If a particular degree is preferred for the position, but is not required, the employee’s supervisor or department head may make a written recommendation to the County Manager for approval. C. If a particular degree either substantially enhances the employee’s ability to perform the job or is related to the employee’s current or future job duties and responsibilities, the employee may submit a written request to their supervisor or department head to obtain the degree. The supervisor or department head shall review the request and make a written recommendation to the County Manager for approval. The employee’s department head shall submit a written recommendation of the salary increase percentage to the County Manager for approval. If the employee’s department head and County Manager recommend a salary increase in excess of the salary increase cap for that type of degree, the Board of Commissioners must approve the increase. An employee must obtain the degree within the period required by the curriculum or the deadline set by the employee’s supervisor or department head. If an employee fails to 17 obtain the degree within the required timeframe, the employee must obtain department head and County Manger approval for an extension. Employees must provide a copy of the degree or other official documentation to their supervisor or department head upon successful completion of the degree in order to receive a salary increase. If the degree is required for the position and the employee fails to obtain the degree, the employee may be subject to demotion or disciplinary action, up to and including, termination. Section 11. Overtime / Compensatory Time Definition: Overtime work or work that will result in the accumulation of compensatory time shall be considered (1) any hours worked greater than 40 hours in a normal work week, or (2) work performed by any County employee at the direction, instruction, or knowledge of a Supervisor, Department Head, or authorized managerial representative, which exceeds the normal work week or work period of the employee. Planning to avoid overtime: It is the policy of Harnett County that overtime or the accumulation of compensatory time be avoided at all times. Therefore, Supervisors or Department Heads should arrange their employee work schedules so as to avoid overtime by accomplishing the required work within the hours of a normal workweek. Authorization: All overtime must be duly authorized by a Supervisor or Department Head before payment for such services are rendered. Exempt Employees: Exempt employees, as defined by the Fair Labor Standards Act (“FLSA”), are (1) provided a salary for the completion of their occupational duties and responsibilities that does not change from pay period to pay period based on variations in quality or quantity of work, (2) earn at or above the minimum wage established by FLSA, and (3) are designated employees in executive, administrative, or professional positions, within the meaning of those terms as set forth in the United States Department of Labor Regulations. Such employees are exempt from earning any overtime pay in accordance with the FLSA, but, if required to work overtime, shall receive compensatory time off at a rate of one (1) hour for each hour of overtime worked. A. Such employees will be paid at their regular pay rate for all overtime hours or accrued compensatory time in excess of 80 hours. B. In the event that a salaried employee is terminated, they shall be paid for accrued compensatory time up to eighty (80) hours at the regular rate. C. In special circumstances, the BOC reserves the right to compensate salaried employees for any overtime worked with monies earned. Non-exempt employees: Designated employees in other areas of employment for the County are entitled to overtime pay in accordance with the FLSA. Two types of non- exempt employees exist: (1) regular work schedule employees and (2) irregular work schedule employees. A. Regular work schedule employees, required to work overtime, shall receive compensatory time off. The compensatory time shall be computed at one and one-half (1 and ½) hours for each hour of overtime worked. 1. Regular work schedule employees who accrue compensatory time in excess of 80 hours shall be paid overtime pay. B. Irregular work schedule employees, shall not accrue compensatory time off because the granting of such time would unduly disrupt the work schedules of such positions. 18 1. Such employees shall be paid overtime pay at one and one-half (1 and ½) times their regular pay rate for each hour worked in excess of their designated work schedule. 2. The County Manager shall designate those class of employees entitled to overtime pay in lieu of compensatory time. Law Enforcement Officers: Sworn law enforcement officers shall only receive overtime pay at the rate of one and one-half (1 and ½) times their regular rate of pay for any hours worked over the first 171 hours worked in a 28-day cycle. Use: In accordance with County policy and the Harnett County Finance Office Departmental Guidelines, compensatory time must always be exhausted prior to expending vacation time. Termination: Any employee who has accrued compensatory time off, upon complete termination, shall be paid for all unused compensatory time at the final regular rate received for that employee. Section 12. Time Sheets Any time sheets required by County policy shall accurately reflect the hours worked by employees. However, work schedules can be adjusted in some circumstances to provide the flexibility needed to address situations that require employees to work more than their regular work week without significant additional costs. In order to adhere to Article III, Section 1112 of the Harnett County Personnel Ordinance, “Planning to avoid overtime,” employees should adjust their time sheets within the work week to avoid overtime or the accumulation of compensatory time whenever possible. Even though an employee may work more than their regular schedule in a given workday, their work schedule shall be adjusted so that they do not work more than their regular schedule in a given work week, thereby avoiding overtime or the accumulation of compensatory time. There may be situations in which an employee must physically work more than their regular work week and overtime or the accumulation of compensatory time is unavoidable, however whenever possible, overtime or the accumulation of compensatory time should be avoided. Adjustments of time within the same work week should be the first recourse of supervisors, who are charged with managing and controlling overtime or the accumulation of compensatory time. Time sheets shall be approved and certified by the employee and Supervisor prior to submission to Payroll. Approving the timesheet is an indication the supervisor agrees with the time as recorded by the employee and is an authorization to pay the employee according to recorded time. Section 13. Other Forms of Time Unauthorized Work: Hours worked by an employee without permission from the Supervisor, Department Head, or authorized managerial representative shall not be 19 considered time worked. Employees who are guilty of unauthorized work are subject to disciplinary action as addressed in Article IX. Travel time: County employees shall be credited for all time spent travelling while in furtherance of their service to the County, not including travel to and from work. Section 14. Call Back Pay Any eligible County employee, who has been called back to work outside of normal operating hours for the County, is guaranteed a minimum of two hours paid for their services. To receive such pay an employee must physically leave his or her home and physically return to work for the County. Section 15. Payroll Deductions Those payroll deductions mandated or authorized by Federal, State, or County law shall be deducted from an employee’s pay without his or her permission. Other payroll deductions may be made at the request and authorization of the employee, but such deductions are subject to the approval of the Harnett County Finance Officer. Section 16. Longevity Pay All County employees hired on or after July 1st, 2015, or those employees who leave the employment of the County and return to work with the County on or after July 1st, 2015, shall not be eligible to receive longevity pay. Full-time County employees of record as of June 30th, 2015 shall continue to be eligible to receive longevity pay as defined below until such time as their employment with the County is terminated. Time of Service: Employees with five (5) years of consecutive Harnett County Service by November 15 of each calendar year are eligible for longevity pay. Payment of Longevity: The amount of longevity an employee receives shall be based on the employee’s salary as of November 15 of each calendar year and paid annually in a lump sum the first week in December of the same year. This amount shall increase depending on the employee’s years of services as outlined in the chart below. A longevity payment, however, shall not be made part of the employee’s base salary. Time of Service Percentage of Annual Salary 5 Years – 9 Years 1.00% 10 Years – 14 Years 1.50% 15 Years – 19 Years 2.25% 20 Years – 24 Years 3.25% 25 Years and up 4.50% 20 Section 17. Overpayment, Underpayment, or Lack of Compensation Harnett County Human Resources and Payroll Departments should make every effort to ensure that employees are paid correctly and that authorized payroll deductions are deducted properly. If an error occurs in the payment process, it is the responsibility of the Human Resources and Payroll Departments to discuss the error with the effected employee and determine the amount to be corrected by the County or the employee. All County employees are responsible for examining each of their paychecks or direct deposit stubs to ensure that proper payment and deductions have been made. If any employee believes an improper payment or deduction has been made, he or she should immediately contact his or her Supervisor or Department Head, along with the Harnett County Human Resources and Payroll Departments, and inform them of the situation. The County, in all cases mentioned below, reserves the right to pursue collection of remaining overpayments through court proceedings if recovery efforts fail. If a mistake of some sort is made in the payment or compensation of County employees, the following instructions should be followed depending on the situation: Overpayment: In any case of overpayment, regardless of fault, County employees are expected to promptly repay the County the full amount of the overpayment. A. For purposes of this policy, overpayments may include wage and salary payments, voluntary and involuntary payroll deductions, or other authorized payments or deductions. B. If an overpayment occurs, the Human Resources Department is to determine whether the error is nominal or significant. 1. Nominal Overpayment: Any erroneous overpayment that is one hundred dollars ($100.00) or less. Such an amount may be deducted from the employees next payroll check to remedy the error. 2. Significant Overpayment: Any erroneous overpayment that is greater than one hundred dollars ($100.00). Such an amount may only be repaid through a written repayment plan pursuant to a signed Repayment Agreement drafted by the County attorney. C. Any repayment deductions are not to be greater than 15% of the gross wages earned in that current pay period and shall not reduce the gross wages paid to a rate less than the minimum wage as defined by law. D. All repayment deductions are to be made after the County has made all permitted or required deductions from an employee’s payroll check. E. If an employee under a Repayment Agreement enters into an unpaid status, a notice letter will be sent to collect the remaining payments or to setup a new repayment plan. If the employee fails to respond, a second notice letter will be sent to inform the employee that he or she has two (2) weeks to remit payment to avoid the collection of monies owed through court proceedings. F. Termination 1. If an employee under a Repayment Agreement voluntarily leaves their position or is terminated before repayment is made in full, the remaining amount owed to the County by the employee may be deducted from any amounts owed to the employee by the County and shall not reduce the gross wages paid to a rate less than the minimum wage as defined by law. 21 2. If a terminated employee is overpaid, the Human Resources Department shall notify the former employee in writing: (1) that an overpayment has occurred, (2) the total amount owed by the employee to the County, and (3) that payment is to be received within 30 days unless a Repayment Agreement is put in place. If payment is not received within 30 days or the Repayment Agreement is not followed, a notice letter will be sent to inform the employee that he or she has two (2) weeks to remit payment to avoid the collection of monies owed through court proceedings. Underpayment/Lack of Compensation: If an employee was underpaid or not paid at all, the Supervisor, Department Head, or County Manager may request that a special check be issued; otherwise the employee shall receive payment on their next check. Work Week: For the Purposes of this Ordinance, Harnett County considers the work week to be from Sunday through the following Saturday. Section 18. Emergency Operations Compensation In the event of a major emergency or natural or man-made disaster, Harnett County seeks to provide shelter and comfort to those adversely affected by creating and following a detailed Emergency Response Plan. In accordance with the County’s Emergency Response Plan, and the instructions of the Emergency Operations Center Director, Harnett County employees may be required to carry out specific emergency response tasks to ensure the safety and continued prosperity of the County. These tasks may be carried out at the Emergency Operations Center or at the other sites necessary for emergency response. Such employees, who work under the direction of the Emergency Operation Center Director during such an emergency or natural or man-made disaster, will be compensated according to this policy. County Offices Remain Open: If the emergency or natural disaster requires the activation of the Emergency Operations Center and County offices are open as regularly scheduled, employees required to work under the direction of the Emergency Operations Center Director will be compensated as described below: A. Nonexempt employees, as defined above in Article III, Section 1112 and in the FLSA, will be paid one and one-half (1 and ½) times their regular rate of pay for actual hours worked beyond the employee’s regular 40-hour work week schedule, except as described below. a. For employees who have a regular work week other that 40 hours, they will be paid one and half (1 and ½) times their regular rate of pay for actual hours worked beyond their regular work week. B. Exempt employees, as defined above in Article III, Section 1112 and in the FLSA, will be paid one (1) time their regular rate of pay for actual hours worked beyond the employee’s regular 40-hour work week schedule, except as described below. a. For employees who have a regular work week other than 40 hours, they will be paid one (1) time their regular rate of pay for actual hours worked beyond their regular work week. County Offices Are Closed: If the emergency or natural disaster requires the activation of the Emergency Operations Center and County offices are closed, employees 22 required to work under the direction of the Emergency Operations Center Director will be compensated as described below: A. Nonexempt employees, as defined above in Article III, Section 1112 and in the FLSA, will be paid one and one-half (1 and ½) times their regular rate of pay for actual hours worked beyond the employee’s regular 40-hour work week schedule, except as described below. This compensation will be in addition to any other compensation to which the employee is entitled a. For employees who have a regular work week other than 40 hours, they will be paid one and a half (1 and ½) times their regular rate of pay for actual hours worked beyond their regular work week. B. Exempt employees, as defined above in Article III, Section 1112 and in the FLSA, will be paid one (1) time their regular rate of pay for actual hours worked beyond the employee’s regular 40-hour work week schedule, except as described below. a. For employees who have a regular work week other than 40 hours, they will be paid one (1) time their regular rate of pay for actual hours worked beyond their regular work week. C. In the event a holiday occurs within this period, both nonexempt and exempt employees, as defined above in Article III, Section 1112 and in the FLSA, will be paid one and one-half (1 and ½) times their regular rate of pay for each hour worked that day in addition to the normal holiday pay. D. For full-time employees who work on rotating shifts, with the regular shift falling on the holiday, these employees will be compensated in accordance with Article VI. Section 2 on this ordinance, and will not receive pay at one and one-half times their regular rate for their regular shift. E. When the County Manager provides Administrative Leave as a result of County offices being closed, employees required to work under the direction of the Emergency Operations Center Director will receive Administrative Leave in addition to any compensation they earn during the event. For nonexempt employees, as defined above in Article III, Section 1112 and in the FLSA, any Administrative Leave will not count towards the time needed to earn one and one-half (1 and ½) times their regular rate of pay. For the purpose of payroll, event timesheets should cover only the period during which the County’s Emergency Operations Center is activated. Employees required to work under the direction of the Emergency Operations Center Director will not be compensated for the time required to report to the Emergency Operations Center or their designated location if elsewhere. In the event employees are required to work long and continuous hours, the County Manager may grant time off with pay/administrative leave for rest and recuperation to ensure safe working conditions. In order to ensure the safety of the County’s personnel, citizens, and continued operations of emergency response tasks, employees required to work under the direction of the Emergency Operations Center Director will be required to take a break of at least eight hours within a 24-hours period. ARTICLE IV. RECRUITMENT AND EMPLOYMENT 23 Section 1. Statement of Equal Employment Opportunity (“EEO”) and Anti-Discrimination The County is an equal opportunity employer. In accordance with anti-discrimination law, it is the purpose of this policy to effectuate these principles and mandates. The County prohibits discrimination and harassment of any type and affords equal employment opportunities to employees and applicants without regard to race, color, religion, sex, sexual orientation, gender identity or expression, pregnancy, age, national origin, disability status, genetic information, protected veteran status, or any other characteristic protected by law. All County employees are prohibited from engaging in unlawful discrimination. The policy of equal employment opportunity (EEO) and anti-discrimination applies to all aspects of the relationship between Harnett County and its employees, including: • Recruitment • Employment • Promotion • Transfer • Demotion • Discipline • Training • Working conditions • Wages and salary administration • Employee benefits and application of policies Harnett County complies with the Americans with Disabilities Act (ADA), as amended by the ADA Amendments Act, and all applicable state laws prohibiting disability discrimination. Consistent with those requirements, the County will reasonably accommodate qualified individuals with a disability if such accommodation would allow the individual to perform the essential functions of the job, unless doing so would create an undue hardship. The County will also, where appropriate, provide reasonable accommodations for an employee’s religious beliefs or practices. If an employee believes they need an accommodation, they should contact the Human Resources Department pursuant to the Reasonable Accommodation Policy. Harnett County complies with the Pregnant Workers Fairness Act and will provide reasonable accommodations to qualified job applicants and employees to accommodate the individual’s known limitations related to pregnancy, childbirth, or related medical conditions, unless doing so would create an undue hardship. If an employee believes they need a pregnancy-related accommodation, they should contact the Human Resources Department pursuant to the Reasonable Accommodation Policy. All applicants and employees of Harnett County shall be given an equal opportunity for employment without regard to race, religion, color, creed, national origin, sex, age, or physical disability, except where specific age, sex, and physical requirements constitute bona fide occupational qualifications necessary for the proper and efficient administration of specific occupational duties and responsibilities. Discrimination against any person in recruitment, examination, appointment, training, promotion, retention, discipline, wage increases, wage reductions, or any other term or 24 condition of employment because of race, religion, color, creed, or national origin is hereby prohibited. Prior approval must be obtained from the United States Department of Labor before establishing any age, sex, or physical requirements. Section 2. Implementation of EEO Policy All Harnett County employees responsible for recruitment and employment shall implement this personnel policy through procedures that will assure equal employment opportunity based on reasonable performance-related job requirements. Notices with regard to equal employment matters shall be posted in conspicuous places where notices are customarily posted and viewed. Each employee and the County are governed by the Equal Employment Opportunity Act of 1972 without exception. Section 3. Recruitment & Advertisement When new or vacant full time positions are to be filled within the County, Supervisors or Department Heads shall notify the Human Resources Department and provide them a complete Position Overview. Such an overview is to include the appropriate salary, grade, qualifications, and description of the new or vacant position. The Human Resources Department shall publicize full time opportunities for employment with the County by posting the provided Position Overviews along with instructions for submitting applications and assurances of equal employment and non- discriminatory practices in the Human Resources Department and on the internet at www.Harnett.org. In some instances, the Department Head may request that the position be initially posted for only internal candidates. If no internal candidates are selected, then the position may become open to the public. Amended October 3, 2016 Information on job openings and hiring practices shall also be provided to recruitment sources including the Employment Security Commission (“ESC”) and other organizations, news media, job websites, and other sources as deemed appropriate by the Human Resources Department. Section 4. Submitting Applications for Employment All persons expressing interest in employment with the County shall be given the opportunity to file an application for employment directly through the Harnett County Website at www.Harnett.org or by applying with the ESC. A separate application must be submitted for each position an individual seeks to apply for. After the application process has been completed, each applicant shall be directly informed of the availability of current job openings that they may or do qualify for. Applications, either directly submitted to the County or referred to the County by the ESC, shall be kept for a period of two (2) years, in accordance with Equal Employment Opportunity Commission guidelines. Once submitted and filed, all applications become the property of the County. 25 Section 5. Qualification Standards For an applicant to be considered for hire and for a County employee to retain their current position with the County, they must meet the employment standards established by the job description Salary Grading System and such other reasonable minimum standards of character, aptitude, ability, and any physical conditions as recommended by the Supervisor or Department Head. in the Position Overview. All qualification standards shall be reviewed periodically to ensure that the requirements remain fair and conform to the actual job duties and responsibilities. The County may employ an applicant in a trainee capacity or work against status who does not meet all the minimum qualifications for a particular job if the deficiencies can be eliminated through orientation, formal courses, and/or on-the-job training. Section 6. Selection All applications will initially come through the Human Resources Department by way of the Harnett County website, but will be forwarded to the appropriate Supervisor or Department Head for consideration for any currently vacant positions. The Supervisor or Department Head will then consider all applicants for the position in accordance with the EEO Policy. without any preference to race, creed, religion, sex, or age. The Supervisor or Department Head is responsible for conducting interviews of only those applicants meeting the qualification standards as set forth in the Position Overviewjob description and then selecting an acceptable candidate for hire. Once the Supervisor or Department Head has selected a candidate, the applicant’s original application, the Supervisor or Department Heads rationale for selecting this candidate, a recommended starting salary (with justification), the desired start date of the employee, and any additional information secured during the interview process, will be returned to the Human Resources Department for further consideration. The Human Resources Department will then conduct a reference check, criminal background check, driving record check, and any other appropriate checks as deemed necessary by the Human Resources Director. If issues with the selected candidate are discovered, the recommending Supervisor or Department Head will be informed and must decide, with the approval of the County Manager, if the employment process will continue or another applicant should be selected. The County Manager reserves the right for has final approval or disapproval of any selected candidate regardless of that applicant’s current position in the selection process. After selection has been made and the new or vacant position has been filled, it shall be the responsibility of the Human Resources Department to inform all applicants that the sought after position has been filled and they may apply again for another position with the County in hopes of being hired. Section 7. Appointments 26 It is the policy of Harnett County to create and foster career opportunities for its current employees when possible. Therefore, when a current employee, applying for a vacant position within the County, possesses the overall best qualifications, training, and education over all other applicants, that employee shall be appointed to the vacant position. Before any commitment is made to such an applicant, the County Manager shall approve or reject this appointment. In accordance with NCGS §153A-103, the BOC must approve any appointments by the Sheriff or Register of deeds of a blood relative, a relative by marriage, any relative nearer than first cousin, or a person convicted of a crime of moral turpitude. Section 8. Probationary Period of Employment A probationary period is a continuous period of 6 months (12 months for law enforcement officers) where an employee is evaluated on job performance. Any probationary employee may be dismissed at any time without appeal rights. A newly promoted employee will serve A full-time employee serving a probationary period of six months.following a promotion If a promoted employee is unable to satisfactorily perform the newly assigned duties and responsibilities, they shall be demoted, in accordance with Article III, Section 89 and Article IV, Sections 10., if unable to satisfactorily perform the newly assigned duties and responsibilities. Before completion of the probationary period, Supervisors or Department Heads must document and provide indicate in writing to the County Manager the following to the Human Resources Department: A. That the employee has been informed of his or her progress and growth during the probationary period, including the employee’s accomplishments, strengths, weaknesses, and areas of improvement. B. That the employee is or is not performing satisfactory work. C. Whether the probationary period should be extended, as long as an extension would not cause the probation to go beyond a year. D. Whether the employee should be retained in the present position or should be released, transferred, or demoted. Employees subject to the North Carolina Human Resources Act (NCGS §126) may not be on probation longer than nine (9) months. Full-time employees serving a probationary period following a promotion shall not be prohibited from using any previously accrued leave during the probationary period. Section 9. Promotion Candidates for promotion may only be current County employees with the appropriate qualifications, education, and training to adequately fill the vacant position and complete the required duties and responsibilities. County employees hoping to be considered for a promotion to a vacant position must complete an application and submit said application online at www.Harnett.org. 27 Candidates shall only be chosen on the basis of their qualifications, work record, and past performance appraisals, without regard to a candidate’s age, sex, race, color, creed, religion, political affiliation, national origin, or physical handicap. There is no time restrictions on how long after initial employment or promotion an employee must wait before he/she may apply for other positions in the County. See Article III, Section 89 for information on pay increases when promotion occurs. Section 10. Involuntary Demotion Any County employee whose current job performance, personal conduct, or other behavior is unsatisfactory or contrary to the mission and policies of Harnett County may be demoted to a lesser position, provided the employee shows promise of becoming a satisfactory employee in the future through his or her performance in a lesser position. If a demotion occurs because of an employee’s failure in the performance of job duties or unbecoming personal conduct, the employee shall be provided with a written notice citing the recommended effective date and reasons for demotion. If the demoted employee fails to improve the unsatisfactory job performance, personal conduct, or other behavior, he or she may be open to other disciplinary action in accordance with Article IX of this policy. All full-time employees who are demoted may, however, appeal their demotion in accordance with the appeal rights addressed in Article X of this policy. See Article III, Section 98 for information on pay decreases when an involuntary demotion occurs. Section 11. Voluntary Demotion Any employee who wishes to accept a position with less complex job duties and responsibilities may be voluntarily demoted for reasons other than those expressed above. Such an employee must apply for the desired position, compete the interview process, and be selected by the Supervisor or Department Head to fill the position. See Article III, Section 98 for information on pay decreases when a voluntary demotion occurs. Section 12. Transfer If a vacancy occurs in any County Department and a current County employee in another County Department who has completed their original probationary period wishes to be hired for the vacant position he or she must apply, complete the interview process, and be selected to fill the position. Such an employee should be adequately qualified to complete and exceed the job duties and responsibilities of their newly desired position. Supervisors or Department Heads may, however, interdepartmentally transfer employees to another equally graded position to meet the requirements of the current Commented [JL10]: Added this from the Misc. Forms Section in Appendix 28 job. Any full-time employee transferred in this manner may appeal the transfer in accordance with the appeal rights addressed in Article X of this policy. See Article III, Section 98 for information on pay increases or decreases when a transfer occurs. Section 13. Employment of Convicted Felons The following shall constitute the policy of Harnett County when any applicant for a position with the County has a felony conviction or a plea of no contest to a felony. In general, those persons who have either been convicted of a felony or have entered a plea of no contest to a felony charge shall be prohibited from serving in any Department of Harnett County. However, after thorough examination and investigation by a Department Head or a Human Resources employee, such an applicant may be employed in a position with the County subject to the approval of the County Manager and if the following criteria are present: A. The applicant has been fully and completely rehabilitated. B. The applicant has exemplified honesty and integrity for several years following his conviction or no contest plea. C. The applicant has maintained good relations within the community in which he or she lives. D. The applicant’s record does not include more than one instance of a felony conviction or no contest plea. E. The applicant’s record while in custody of the Department of Corrections or other law enforcement agency was exemplary and without problem. Section 14. Driving Record Verification A license check of applicants shall be performed by the Human Resources Department prior to any offer of employment to a position requiring a valid state of North Carolina driver’s license. Exception: A nonresident military spouse with a valid driver’s license issued to him/her in his/her home state so long as the employee can provide written documentation of being a nonresident military spouse and maintains nonresident status while retaining the out-of-state license. Nonresident military spouses with an out-of-state license shall immediately report any violations, suspensions, revocations, and changes in status of their license to their Supervisor and the Risk Management & Safety Coordinator. An employee should submit to this verification through the submission of a Driver Disclosure Form found in Appendix A of this Ordinance.which is completed electronically through the onboarding process. Section 15. Veterans Preference Those departments under the guidelines of the Office of State Human Resources shall follow the State Personnel Act provisions for veterans’ preference in employment actions, as well as those departments which have federal contracts as set out in NCGS §128-15. 29 ARTICLE V. CONDITIONS OF EMPLOYMENT Section 1. Attendance Employees are hired with the understanding that they are responsible for reporting to work on time for every regularly scheduled workday and any additional instances they may be needed by the County. It is essential for the accomplishment of the County mission that all employees do their part. Failure by a County employee to give notification or adequate excuse for an absence, frequent tardiness, and/or excessive absenteeism will be viewed as a lack of interest in their job and an indication that they are unable to meet the duties and responsibilities of their current position. Harnett County understands that employees may need to be out occasionally for various medical or personal reasons, with this in mind approved leaves of absences are covered in Article VI of this policy. Any violation of this section shall subject such employees to any disciplinary actions addressed in Article IX of this policy. Section 2. Work Week The established work week for Harnett County consists of a seven-day period beginning on Sunday and ending on Saturday. The normal work week for the County offices, however, shall be Monday-Friday from 8:00 a.m. – 5:00 p.m. All full-time County employees should be held to a Monday-Friday work week consisting of five eight-hour days (8:00 a.m. – 5:00 p.m.) with a one (1) hour lunch break. All part-time County employees may work any number of hours during the normal Sunday - Saturday work week as long as such employees do not exceed no more than 129 hours per month. The County has, however, established flexible work weeks and hours in several County departments, based on mission needs and Supervisor or Department Head request. Supervisors or Department Heads shall use these hours in their discretion to assure the satisfactory performance of their current job. Department Head has the authority to grant an adjusted lunch schedule as it aligns to the operations of the Department. All hours are subject to change depending on the needs of the County. Section 3. Gifts and Favors No County employee or elected official shall accept a gift, favor, bribe, service, or other thing of value that may tend or could be perceived to influence that employee or elected official in the discharge of their responsibilities and duties. Commented [JL11]: Removing this as it the language is in the separate Conflict of Interest Policy 30 No County employee or elected official shall give, award, or grant, in the discharge of their responsibilities and duties in that position, any improper gift, favor, bribe, service, or other thing of value. Any violation of this section shall subject such employees to any disciplinary actions addressed in Article IX of this policy. Section 4. Restrictions on Political Activity Each employee has a civic responsibility and duty to support good government by every available means and in every appropriate manner. In accordance with the United States Constitution, the North Carolina Constitution, and federal state, and local laws, each County employee has the right to (1) join or affiliate with civic organizations of a partisan or political nature, (2) attend political meetings, (3) advocate and support the principles or policies of civic or political organizations, and (4) support partisan or non-partisan candidates of their choice. However, no employee, while on duty for the County, may (1) engage in any political or partisan activity, (2) use official authority or influence for the purpose of interfering with the outcome of an election or nomination for political office, (3) contribute County funds for political or partisan purposes, (4) coerce or compel another employee of the County to contribute funds for political or partisan purposes, or (5) use any supplies or equipment of the County for political or partisan purposes. Competitive service employees and employees in certain federally-aided programs are subject to the Hatch Act. The Hatch Act also prohibits employees from seeking candidacy for elective office in a partisan election. Any violation of this section shall subject such employees to any disciplinary actions addressed in Article IX of this policy. Section 5. Outside Employment Policy All County employees should understand that the work and overall mission of Harnett County is to take priority over all other employment interests. Therefore, Harnett County reserves to the right to restrict outside employment so as to prevent interference with the County’s work and overall mission. All employees, in hopes to provide the most efficient and hardworking staff, are subject to the following policy pertaining to any and all outside employment. The purpose of this policy is to determine that secondary work does not have an adverse effect upon County work, is not controversial to County policies, and does not create an appearance of impropriety to the citizens of Harnett County. Policy Procedures: A. Any County employee desiring outside employment must complete and submit an Outside Employment Request form to the appropriate Supervisor or Department Head. This form may be found in Appendix A B of this Ordinance. B. The Supervisor or Department Head must review any and all requests for outside employment submitted to them. The Supervisor or Department Head, however, 31 must grant all requests for outside employment, unless it appears that the outside employment is likely to prevent the County employee from efficiently discharging their current job duties and responsibilities or is incompatible with their current work schedule as a County employee. C. If the Supervisor or Department Head determines that conflict exists between the outside employment and the employee’s current County employment, the request will be denied and the employee must be notified in writing. If a conflict does not exist and the request is approved, the Supervisor or Department Head should notify the employee and endorse the request by filing it with the Human Resources Department. D. If an employee’s request is denied, he or she may be asked by the Supervisor, Department Head, or County Manager to terminate their outside employment or face disciplinary actions in accordance with Article IX. Regardless of an employee’s request, the following types of outside employment will not be allowed: A. Any outside employment inconsistent with the Harnett County Mission, this policy, or the professional code of ethics. B. Any outside employment that is or appears to be a conflict of interest. C. Any outside employment that is performed for any person in the employee’s supervisory chain. D. Any outside employment performed by the employee while in a FMLA status. Section 6. The Employment of Relatives The employment of members of the same immediate family within the same County department is discouraged and should be avoided when at all possible. Such relationships put a strain on the work environment for the related employees and those working with and around them. As an exception to this general rule, members of the same immediate family may be considered for employment within the same County department where two (2) current County employees marry or if significant recruiting problems exist. However, regardless of this exception, a member of the immediate family will no longer be employed by the County if employment would result in one member supervising the other or one occupying a position which could influence the other’s employment. Section 7. Unlawful Harassment Policy Harnett County promotes a work environment free of unlawful workplace harassment and has zero tolerance for any employee who fails to follow this Policy. Therefore, unlawful workplace harassment, in any form, is strictly prohibited. This prohibition, and the Unlawful Workplace Harassment Policy of Harnett County as explained below, applies to all County employees regardless of status or position within the County. A violation of this policy may result in disciplinary action, up to and including, termination along with any penalties under federal, state, or local law. Unlawful Workplace Harassment is defined as unwelcome or unsolicited speech or conduct based upon race, color, sex, religion, national origin, age, genetic information, political affiliation, or disability status that creates a hostile work environment or under Commented [JL12]: Sent potential change to County Manager and BOC for review and approval Commented [JL13]: Updated this policy to expand verbal vs nonverbal harassment 32 circumstances involving quid pro quo. prohibits harassment of any kind, including sexual harassment, and will take appropriate and immediate action in response to complaints or knowledge of violations of this policy. For purposes of this policy, harassment is any verbal or physical conduct designed to threaten, intimidate or coerce an employee, co-worker, or any person working for or on behalf of the County. The following examples of harassment are intended to be guidelines and are not exclusive when determining whether there has been a violation of this policy: • Verbal harassment includes comments that are offensive or unwelcome regarding a person's national origin, race, color, religion, age, sex, sexual orientation, pregnancy, appearance, disability, gender identity or expression, marital status or other protected status, including epithets, slurs and negative stereotyping. • Nonverbal harassment includes distribution, display or discussion of any written or graphic material that ridicules, denigrates, insults, belittles or shows hostility, aversion or disrespect toward an individual or group because of national origin, race, color, religion, age, gender, sexual orientation, pregnancy, appearance, disability, sexual identity, marital status or other protected status. Sexual Harassment: Sexual harassment is a specific type of unlawful workplace harassment defined by federal guidelines as unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature when: • Submission to such conduct is made, either explicitly or implicitly, as a condition of the employee’s employment; • Submission to or rejection of such conduct by an employee is used as the basis for employment decisions affecting such employee; or • Such conduct has the purpose or the effect of unreasonably interfering with an employee’s work performance or creating an intimidating, hostile, or offensive work environment. There are varieties of prohibited acts of sexual harassment that can take range from subtle pressure to physical assault. Some examples of this type of conduct, by definition, include, but are not limited to: • Threats of sexual relations or sexual contact that is not freely or mutually agreeable to both parties; continual or repeated verbal abuse of a sexual nature (graphic commentaries on the person’s body, sexually suggestive objects or pictures placed in the work area that may embarrass or offend the employee, sexually degrading words to describe the person, or propositions of a sexual nature) • Threats or insinuations that the employee’s employment, wages, promotional opportunities, job assignments, or other conditions of employment may be adversely affected by not submitting to sexual advances • Unwelcome statements or conduct based on a person’s gender such as gender- based jokes or negative gender-based remarks • Physical conduct such as unwanted touching hugging, kissing, intentional brushing up against the employee’s body, or repeated sexual flirtations and propositions • Any unwelcome verbal comments or physical advances of a sexual nature or hostile or physically aggressive behavior directed to an employee, which either 33 affects the employee’s conditions of employment, interferes with their ability to perform their job, or creates an intimidating or hostile work environment Policy Reporting Procedures: A. Any employee, who witnesses or is the subject of an instance of unlawful workplace harassment, is encouraged to report the situation and/or complaint without fear of retaliation, orally or in writing, to his or her Supervisor or Department Head or directly to the Human Resources Director. Upon notification of a situation or complaint, the Supervisor, Department Head, or Human Resources Director shall direct the alleged victim to complete the Unlawful Workplace Harassment Form provided in Appendix AB of this Ordinance. The Unlawful Harassment Form shall be turned into their Supervisor, Department Head, or Human Resources Director. If a Supervisor or Department Head receives the completed form, he or she must forward it to the Human Resources Director within three (3) working days of completion of the form. If the Human Resources Director is the alleged offender, the alleged event and Unlawful Workplace Harassment Form shall be provided to the Legal Department. B. Once the report or complaint is received, along with any supporting evidence and/or documentation, the Human Resources Director shall, if necessary and without investigation, take immediate action to stop and/or remedy the inappropriate conduct. If immediate action is not necessary, the Human Resources Director shall notify all concerned parties that a complaint has been filed and an investigation will be conducted by the Human Resources Department, the Legal Department, or retained outside legal counsel. If the Human Resources Director is the alleged offender, all actions shall be taken by the Legal Department or legal counsel retained to investigate the matter. C. The investigation may consist of interviewing the concerned parties, the alleged offender(s) and witnesses, along with gathering any relevant evidence or documentation not already available. The investigation should be completed and a report given to the County Manager within fifteen (15) working days of the receipt of the complaint. An extension of not more than 30 days, however, may be granted upon request by the County Manager. If the County Manager is the alleged offender, the report shall be provided to the Board of Commissioners and any extension of the investigation shall be granted upon request by the Board. D. All concerned parties, employees, and departments should be completely cooperative during the investigation. Failure to do so may result in immediate disciplinary action in accordance with Article IX. E. Once a thorough investigation of the complaint is completed, the Human Resources Director, or, if the Human Resources Director is the alleged offender, the Legal Department or legal counsel retrained to investigate the matter, shall inform the concerned parties, the appropriate Supervisor or Department Head, and the County Manager of the outcome of the investigation. Following the notification of the results, the Human Resources Director, along with the County Manager, shall ensure that all appropriate actions are taken to remedy the situation and to reprimand the perpetrator. If the County Manager is the alleged offender, results of the investigation shall be reported to the Board of Commissioners and the Board, along with the Human Resources Director, Legal Department, or outside counsel retained to investigate the matter, shall ensure that all appropriate actions are taken. F. After the investigation, all complaints, investigatory files, and other pertinent documents will remain confidential unless these documents must be released because of federal, state, or local law. 34 Retaliation: Retaliation means any adverse action taken against an individual for filing a discrimination charge, testifying, or participating in any way in an investigation, proceeding, or lawsuit related to discriminatory employment practices based on a person's national origin, race, color, religion, age, sex, sexual orientation, pregnancy, appearance, disability, gender identity or expression, marital status or other protected status, including epithets, slurs, negative stereotyping, political affiliation or genetic information; or because of opposition to employment practices in violation of this Policy. Retaliation against any of the concerned parties, the alleged offender(s), witnesses, or those conducting the investigation will not be tolerated and shall be subject to disciplinary action. Section 8. Drug-Free Work Place Policy (General Class of Employees) Harnett County seeks to provide a safe and secure workplace and community free from the debilitating effects of any drugs, alcohol, or other illegal substances. The County also hopes to promote a high standard of employee and community health and wellbeing. Therefore, to take every reasonable effort to keep drugs, alcohol, and other illegal substances out of the County work force and community, and in accordance with the Drug-Free Work Place Act of 1988, Harnett County hereby implements the following Drug-Free Work Place Policy. It is the policy of Harnett County that no employee shall possess, use, or distribute illicit drugs, alcohol, or other illegal substances on any property or facilities used, owned, or occupied by the County or while representing the County at any professional or social function. If, however, a county employee recognizes that a problem exists and initiates action to seek help, the County will work with the employee to resolve the situation. Any County employee, Supervisor, Department Head, Administrator, or County Manager found in violation of this policy is subject to disciplinary actions in accordance with Article IX, along with any penalties under federal, state, or local law. Section 9. Drug and Alcohol Testing Policy (Employees with a CDL, HARTS and Safety Sensitive Positions) In accordance with the previous policy, rules and regulations of the U.S. Department of Transportation, and the Omnibus Transportation Employee Testing Act of 1991, Harnett County has established a separate Drug and Alcohol Testing Policy for all employees, including commercial drivers, safety sensitive positions, and the Harnett Area Transit System Drivers. This policy, in its entirety may be found in Appendix B of this Ordinance. D. PURPOSE 1) The Harnett Area Rural Transit System provides public transit and paratransit services for the residents of Harnett County Part of our mission is to ensure that this service is delivered safely, efficiently, and effectively by establishing a drug and alcohol-free work environment, and to ensure that the workplace remains free from the effects of drugs and alcohol in order to promote the health and safety of employees and the general public. In keeping with this mission, Harnett Area Rural Transit System declares that the unlawful manufacture, distribution, dispense, Commented [JL14]: Inserted NEW policy from HARTS adopted by BOC on 2/19/2024 35 possession, or use of controlled substances or misuse of alcohol is prohibited for all employees. 2) Additionally, the purpose of this policy is to establish guidelines to maintain a drug and alcohol-free workplace in compliance with the Drug-Free Workplace Act of 1988, and the Omnibus Transportation Employee Testing Act of 1991. Covered employees shall abide by the terms of this policy statement as a condition of employment. This policy is intended to comply with all applicable Federal regulations governing workplace anti-drug and alcohol programs in the transit industry. Specifically, the Federal Transit Administration (FTA) of the U.S. Department of Transportation has published 49 CFR Part 655, as amended, that mandates drug and alcohol testing for safety-sensitive positions, and prohibits performance of safety-sensitive functions when there is a positive test result, or a refusal to test. The U. S. Department of Transportation (USDOT) has also published 49 CFR Part 40, as amended, that sets standards for the collection and testing of specimens for drug and alcohol testing. 3) Any provisions set forth in this policy that are included under the sole authority of Harnett Area Rural Transit System and are not provided under the authority of the above named Federal regulations are underlined. Tests conducted under the sole authority of Harnett Area Rural Transit System will be performed on non-USDOT forms and will be separate from USDOT testing in all respects. E. APPLICABILITY This Drug and Alcohol Testing Policy applies to all safety-sensitive employees (full- or part-time) when performing safety sensitive duties. See Attachment A for a list of employees and the authority under which they are included. A safety-sensitive function is operation of public transit service including the operation of a revenue service vehicle (whether or not the vehicle is in revenue service), maintenance of a revenue service vehicle or equipment used in revenue service, security personnel who carry firearms, persons controlling the dispatch or movement of revenue service vehicles and any transit employee who operates a non-revenue service vehicle that requires a Commercial Driver’s License to operate. Maintenance functions include the repair, overhaul, and rebuild of engines, vehicles and/or equipment used in revenue service. A list of safety-sensitive positions who perform one or more of the above mentioned duties is provided in Attachment A. Supervisors are only safety sensitive if they perform one of the above functions. Volunteers are considered safety sensitive and subject to testing if they are required to hold a CDL, or receive remuneration for service in excess of actual expense. F. DEFINITIONS Accident: An occurrence associated with the operation of a vehicle even when not in revenue service, if as a result: a. An individual dies; b. An individual suffers a bodily injury and immediately receives medical treatment away from the scene of the accident; or, c. One or more vehicles incur disabling damage as the result of the occurrence and is transported away from the scene by a tow truck or other vehicle. For purposes of this definition, disabling damage means damage which 36 precludes departure of any vehicle from the scene of the occurrence in its usual manner in daylight after simple repairs. Disabling damage includes damage to vehicles that could have been operated but would have been further damaged if so operated, but does not include damage which can be remedied temporarily at the scene of the occurrence without special tools or parts, tire disablement without other damage even if no spare tire is available, or damage to headlights, taillights, turn signals, horn, or windshield wipers that makes them inoperative. Adulterated specimen: A specimen that has been altered, as evidence by test results showing either a substance that is not a normal constituent for that type of specimen or showing an abnormal concentration of an endogenous substance. Alcohol: The intoxicating agent in beverage alcohol, ethyl alcohol, or other low molecular weight alcohols contained in any beverage, mixture, mouthwash, candy, food, preparation or medication. Alcohol Concentration: Expressed in terms of grams of alcohol per 210 liters of breath as indicated by a breath test under 49 CFR Part 40. Aliquot: A fractional part of a specimen used for testing, It is taken as a sample representing the whole specimen. Alternate specimen: An authorized specimen, other than the type of specimen previously collected or attempted to be collected. Canceled Test: A drug or alcohol test that has a problem identified that cannot be or has not been corrected, or which is cancelled. A canceled test is neither positive nor negative. Collection Site: A place selected by the employer where employees present themselves for the purpose of providing a specimen for a drug test. Confirmatory Drug Test: A second analytical procedure performed on a different aliquot of the original specimen to identify and quantify a specific drug or drug metabolite. Confirmatory Validity Test: A second test performed on a different aliquot of the original urine specimen to further support a validity test result. Covered Employee Under FTA Authority: An employee who performs a safety-sensitive function including an applicant or transferee who is being considered for hire into a safety- sensitive function (See Attachment A for a list of covered employees). Cutoff: The analytical value (e.g., drug or drug metabolite concentration) used as the decision point to determine a result (e.g., negative, positive, adulterated, invalid, or substituted) or the need for further testing. Designated Employer Representative (DER): An employee authorized by the employer to take immediate action to remove employees from safety-sensitive duties and to make required decisions in testing. The DER also receives test results and other communications for the employer, consistent with the requirements of 49 CFR Parts 40 and 655. 37 DOT, The Department, DOT Agency: These terms encompass all DOT agencies, including, but not limited to, the Federal Aviation Administration (FAA), the Federal Railroad Administration (FRA), the Federal Motor Carrier Safety Administration (FMCSA), the Federal Transit Administration (FTA), the National Highway Traffic Safety Administration (NHTSA), the Pipeline and Hazardous Materials Safety Administration (PHMSA), and the Office of the Secretary (OST). For purposes of 49 CFR Part 40, the United States Coast Guard (USCG), in the Department of Homeland Security, is considered to be a DOT agency for drug testing purposes. These terms include any designee of a DOT agency. Dilute specimen: A urine specimen with creatinine and specific gravity values that are lower than expected for human urine. Disabling damage: Damage which precludes departure of any vehicle from the scene of the occurrence in its usual manner in daylight after simple repairs. Disabling damage includes damage to vehicles that could have been operated but would have been further damaged if so operated, but does not include damage which can be remedied temporarily at the scene of the occurrence without special tools or parts, tire disablement without other damage even if no spare tire is available, or damage to headlights, taillights, turn signals, horn, or windshield wipers that makes them inoperative. Employee: Any person who is designated in a DOT agency regulation as subject to drug testing and/or alcohol testing. The term includes individuals currently performing safety- sensitive functions designated in DOT agency regulations and applicants for employment subject to pre-employment testing. For purposes of drug testing under 49 CFR Part 40, the term employee has the same meaning as the term “donor” as found on CCF and related guidance materials produced by the Department of Health and Human Services. Evidential Breath Testing Device (EBT): A device approved by the NHTSA for the evidential testing of breath at the 0.02 and the 0.04 alcohol concentrations, and appears on ODAPC’s Web page for “Approved Evidential Breath Measurement Devices” because it conforms with the model specifications available from NHTSA. Initial Drug Test: The first test used to differentiate a negative specimen from one that requires further testing for drugs or drug metabolites. Initial Specimen Validity Test: The first test used to determine if a specimen is adulterated, diluted, substituted, or invalid Invalid Result: The result reported by an HHS-certified laboratory in accordance with the criteria established by the HHS when a positive, negative, adulterated, or substituted result cannot be established for a specific drug or specimen validity test. Laboratory: Any U.S. laboratory certified by HHS under the National Laboratory Certification Program as meeting the minimum standards of HHS; or, in the case of foreign laboratories, a laboratory approved for participation by DOT under 49 CFR Part 40. 38 Limit of Detection (LOD): The lowest concentration at which the analyte (e.g., drug or drug metabolite) can be identified. Limit of Quantification (LOQ): For quantitative assays, the lowest concentration at which the identity and concentration of the analyte (e.g., drug or drug metabolite) can be accurately established. Medical Review Officer (MRO): A licensed physician (medical doctor or doctor of osteopathy) responsible for receiving laboratory results generated by the drug testing program who has knowledge of substance abuse disorders, and has appropriate medical training to interpret and evaluate an individual's confirmed positive test result, together with his/her medical history, and any other relevant bio-medical information. Negative Dilute: A drug test result which is negative for the five drug/drug metabolites but has creatinine and specific gravity values that are lower than expected for human urine. Negative result: The result reported by an HHS-certified laboratory to an MRO when a specimen contains no drug or the concentration of the drug is less than the cutoff concentration for the drug or drug class and the specimen is a valid specimen. An alcohol concentration of less than 0.02 BAC is a negative test result. Non-negative specimen: A specimen that is reported as adulterated, substituted, positive (for drug(s) or drug metabolite(s)), or invalid. Oral Fluid Specimen: A specimen that is collected from an employee’s oral cavity and is a combination of physiological fluids produced primarily by the salivary glands. An oral fluid specimen is considered to be a direct observation collection for all purposes of 49 CFR Part 40, as amended. Oxidizing Adulterant: A substance that acts alone or in combination with other substances to oxidize drugs or drug metabolites to prevent the detection of the drug or metabolites, or affects the reagents in either the initial or confirmatory drug test. Performing (a safety-sensitive function): A covered employee is considered to be performing a safety-sensitive function and includes any period in which he or she is actually performing, ready to perform, or immediately available to perform such functions. Positive result: The result reported by an HHS- Certified laboratory when a specimen contains a drug or drug metabolite equal or greater to the cutoff concentrations. Primary specimen: In drug testing, the specimen bottle that is opened and tested by a first laboratory to determine whether the employee has a drug or drug metabolite in his or her system; and for the purpose of specimen validity testing. The primary specimen is the portion of the donor’s subdivided specimen designated as the primary (‘‘A’’) specimen by the collector to distinguish it from the split (‘‘B’’) specimen, as defined in 49 CFR Part 40, as amended. Prohibited drug: Identified as marijuana, cocaine, opioids, amphetamines, or phencyclidine as specified in 49 CFR Part 40, as amended. 39 Reconfirmed: The result reported for a split (Bottle B) specimen when the second HHS- certified laboratory corroborates the original result reported for the primary (Bottle A) specimen. Rejected for Testing: The result reported by an HHS- Certified laboratory when no tests are performed for specimen because of a fatal flaw or a correctable flaw that has not been corrected. Revenue Service Vehicles: All transit vehicles that are used for passenger transportation service. Safety-sensitive functions: Employee duties identified as: (1) The operation of a transit revenue service vehicle even when the vehicle is not in revenue service. (2) The operation of a non-revenue service vehicle by an employee when the operation of such a vehicle requires the driver to hold a Commercial Drivers License (CDL). (3) Maintaining a revenue service vehicle or equipment used in revenue service. (4) Controlling dispatch or movement of a revenue service vehicle and (5) Carrying a firearm for security purposes. Specimen: Fluid, breath, or other material collected from an employee at the collection site for the purpose of a drug or alcohol test. Specimen Bottle: The bottle that, after being sealed and labeled according to the procedures in 49 CFR Part 40, is used to hold a primary (“A”) or split (“B”) specimen during the transportation to the laboratory. In the context of oral fluid testing, it may be referred to as a “vial,” “tube,” or “bottle.” Split Specimen: In drug testing, the specimen that is sent to a first laboratory and stored with its original seal intact, and which is transported to a second laboratory for retesting at the employee’s request following MRO verification of the primary specimen as positive, adulterated or substituted. Split specimen collection: A collection in which the single specimen collected is divided into two separate specimen bottles, the primary specimen (Bottle A) and the split specimen (Bottle B). Substance Abuse Professional (SAP): A licensed physician (medical doctor or doctor of osteopathy) or licensed or certified psychologist, social worker, employee assistance professional, state-licensed or certified marriage and family therapist, or drug and alcohol counselor (certified by an organization listed at https://www.transportation.gov/odapc/sap) with knowledge of and clinical experience in the diagnosis and treatment of drug and alcohol related disorders. Substituted specimen: An employee’s specimen not consistent with a normal human specimen, as determined by HHS (e.g., a urine specimen, with creatinine and specific gravity values that are so diminished, or so divergent that they are not consistent with normal human urine). Test Refusal: The following are considered a refusal to test if the employee: 40 (1) Fail to appear for any test (except a pre-employment test) within a reasonable time, as determined by the employer. (2) Fail to remain at the collection site until the testing process is complete. An employee who leaves the testing site before the testing process commences for a pre-employment test has not refused to test. (3) Fail to attempt to provide a specimen. An employee who does not provide a specimen because he or she has left the testing site before the testing process commenced for a pre-employment test has not refused to test. (4) In the case of a directly-observed or monitored urine collection in a drug test, fail to permit monitoring or observation of your provision of a specimen. (5) Fail to provide a sufficient quantity of specimen without a valid medical explanation. (6) Fail or decline to take an additional test as directed by the collector or the employer for drug testing. (7) Fail to undergo a medical evaluation as required by the MRO or the employer’s Designated Employer Representative (DER). (8) Fail to cooperate with any part of the testing process. (9) Fail to follow an observer’s instructions to raise and lower clothing and turn around during a directly-observed urine collection . (10) Possess or wear a prosthetic or other device used to tamper with the collection process. (11) Admit to the adulteration or substitution of a specimen to the collector or MRO. (12) Refuse to sign the certification at Step 2 of the Alcohol Testing Form (ATF). (13) Fail to remain readily available following an accident. (14) As a covered employee, if the MRO reports that you have a verified adulterated or substituted test result, you have refused to take a drug test. Undiluted (neat) oral fluid: An oral fluid specimen to which no other solid or liquid has been added. For example: A collection device that uses a diluent (or other component, process, or method that modifies the volume of the testable specimen) must collect at least 1 mL of undiluted (neat) oral fluid. Urine specimen: Urine collected from an employee at the collection site for the purpose of a drug test. Vehicle: A bus, electric bus, van, automobile, rail car, trolley car, trolley bus, or vessel. A public transit vehicle is a vehicle used for public transportation or for ancillary services. Verified negative test: A drug test result reviewed by a medical review officer and determined to have no evidence of prohibited drug use at or above the minimum cutoff levels established by the Department of Health and Human Services (HHS). Verified positive test: A drug test result reviewed by a medical review officer and determined to have evidence of prohibited drug use at or above the minimum cutoff levels specified in 49 CFR Part 40 as revised. Validity testing: The evaluation of the specimen to determine if it is consistent with normal human urine. Specimen validity testing will be conducted on all specimens provided for testing under DOT authority. The purpose of validity testing is to determine whether certain adulterants or foreign substances were added to the specimen, if the specimen was diluted, or if the specimen was altered. 41 G. EDUCATION AND TRAINING 1) Every covered employee will receive a copy of this policy and will have ready access to the corresponding federal regulations including 49 CFR Parts 655 and 40, as amended. In addition, all covered employees will undergo a minimum of 60 minutes of training on the signs and symptoms of drug use including the effects and consequences of drug use on personal health, safety, and the work environment. The training also includes manifestations and behavioral cues that may indicate prohibited drug use. 2) All supervisory personnel or company officials who are in a position to determine employee fitness for duty will receive 60 minutes of reasonable suspicion training on the physical, behavioral, and performance indicators of probable drug use and 60 minutes of additional reasonable suspicion training on the physical, behavioral, speech, and performance indicators of probable alcohol misuse. H. PROHIBITED SUBSTANCES 1) Prohibited substances addressed by this policy include the following. a. Illegally Used Controlled Substance or Drugs Under the Drug-Free Workplace Act of 1988 any drug or any substance identified in Schedule I through V of Section 202 of the Controlled Substance Act (21 U.S.C. 812), and as further defined by 21 CFR 1308.11 through 1308.15 is prohibited at all times in the workplace unless a legal prescription has been written for the substance. This includes, but is not limited to: marijuana, amphetamines, opioids, phencyclidine (PCP), and cocaine, as well as any drug not approved for medical use by the U.S. Drug Enforcement Administration or the U.S. Food and Drug Administration. Illegal use includes use of any illegal drug, misuse of legally prescribed drugs, and use of illegally obtained prescription drugs. It is important to note that the use of marijuana in any circumstances remains completely prohibited for any safety-sensitive employee subject to drug testing under USDOT regulations. The use of marijuana in any circumstance (including under state recreational and/or medical marijuana laws) by a safety-sensitive employee is a violation of this policy and a violation of the USDOT regulation 49 CFR Part 40, as amended. Federal Transit Administration drug testing regulations (49 CFR Part 655) require that all employees covered under FTA authority be tested for marijuana, cocaine, amphetamines, opioids, and phencyclidine as described in this policy. Illegal use of these five drugs is prohibited at all times and thus, covered employees may be tested for these drugs anytime that they are on duty. b. Legal Drugs: The appropriate use of legally prescribed drugs and non- prescription medications is not prohibited. However, the use of any substance which carries a warning label that indicates that mental functioning, motor skills, or judgment may be adversely affected must be reported to a Harnett Area Rural Transit System supervisor and the employee is required to provide a written release from his/her doctor or pharmacist indicating that the employee can perform his/her safety-sensitive functions. 42 c. Alcohol: The use of beverages containing alcohol (including mouthwash, medication, food, candy) or any other substances containing alcohol in a manner which violates the conduct listed in this policy is prohibited. I. PROHIBITED CONDUCT 1) Illegal use of the drugs listed in this policy and as defined in 49 CFR Part 40, as amended is prohibited at all times. All covered employees are prohibited from reporting for duty or remaining on duty if they have used a prohibited drug as defined in 49 CFR Part 40, as amended. 2) Each covered employee is prohibited from consuming alcohol while performing safety-sensitive job functions or while on-call to perform safety-sensitive job functions. If an on-call employee has consumed alcohol, they must acknowledge the use of alcohol at the time that they are called to report for duty. The covered employee will subsequently be relieved of his/her on-call responsibilities and subject to discipline for not fulfilling his/her on-call responsibilities. 3) The Transit Department shall not permit any covered employee to perform or continue to perform safety-sensitive functions if it has actual knowledge that the employee is using alcohol 4) Each covered employee is prohibited from reporting to work or remaining on duty requiring the performance of safety-sensitive functions while having an alcohol concentration of 0.04 or greater regardless of when the alcohol was consumed. a. An employee with a breath alcohol concentration which measures 0.02- 0.039 is not considered to have violated the USDOT-FTA drug and alcohol regulations, provided the employee hasn’t consumed the alcohol within four (4) hours of performing a safety-sensitive duty. However, if a safety- sensitive employee has a breath alcohol concentration of 0.02-0.039, USDOT-FTA regulations require the employee to be removed from the performance of safety-sensitive duties until: i. The employee’s alcohol concentration measures less than 0.02; or ii. The start of the employee’s next regularly scheduled duty period, but not less than eight hours following administration of the test. 5) No covered employee shall consume alcohol for eight (8) hours following involvement in an accident or until he/she submits to the post-accident drug/alcohol test, whichever occurs first. 6) No covered employee shall consume alcohol within four (4) hours prior to the performance of safety-sensitive job functions. 7) Harnett Area Rural Transit System, under its own authority, also prohibits the consumption of alcohol at all times the employee is on duty, or anytime the employee is in uniform. 8) Consistent with the Drug-free Workplace Act of 1988, all Harnett Area Rural Transit System employees are prohibited from engaging in the unlawful manufacture, distribution, dispensing, possession, or use of prohibited substances in the work place including transit system premises and transit vehicles. 43 J. DRUG STATUTE CONVICTION Consistent with the Drug Free Workplace Act of 1998, all employees are required to notify the Harnett Area Rural Transit System management of any criminal drug statute conviction for a violation occurring in the workplace within five days after such conviction. Failure to comply with this provision shall result in disciplinary action as defined in this policy. K. TESTING REQUIREMENTS 1) Drug testing and alcohol testing will be conducted as required by 49 CFR Part 40 as amended. All employees covered under FTA authority shall be subject to testing prior to performing safety-sensitive duty, for reasonable suspicion, following an accident, and random as defined in this policy, and return to duty/follow-up. 2) A drug test can be performed any time a covered employee is on duty. A reasonable suspicion, random, or follow-up alcohol test can only be performed just before, during, or after the performance of a safety-sensitive job function. Under Harnett Area Rural Transit System authority, a non-DOT alcohol test can be performed any time a covered employee is on duty. All covered employees will be subject to drug testing and alcohol testing as a condition of ongoing employment with Harnett Area Rural Transit System. Any safety-sensitive employee who refuses to comply with a request for testing shall be removed from duty and subject to discipline as defined in this policy. L. DRUG TESTING PROCEDURES 1) Testing shall be conducted in a manner to assure a high degree of accuracy and reliability and using techniques, equipment, and laboratory facilities which have been approved by the U.S. Department of Health and Human Service (HHS). All testing will be conducted consistent with the procedures set forth in 49 CFR Part 40, as amended. The procedures will be performed in a private, confidential manner and every effort will be made to protect the employee, the integrity of the drug testing procedure, and the validity of the test result. 2) The drugs that will be tested for include marijuana, cocaine, opioids, amphetamines, and phencyclidine. After the identity of the donor is checked using picture identification, a urine and/or oral fluid specimen will be collected as described in 49 CFR Part 40, as amended. Each specimen will be accompanied by a DOT Custody and Control Form and identified using a unique identification number that attributes the specimen to the correct individual. The specimen analysis will be conducted at a HHS certified laboratory. An initial drug screen and validity test will be conducted on the primary specimen. For those specimens that are not negative, a confirmatory test will be performed. The test will be considered positive if the amounts of the drug(s) and/or its metabolites identified by the confirmatory test are at or above the minimum thresholds established in 49 CFR Part 40, as amended. 44 3) The test results from the HHS certified laboratory will be reported to a Medical Review Officer. A Medical Review Officer (MRO) is a licensed physician with detailed knowledge of substance abuse disorders and drug testing. The MRO will review the test results to ensure the scientific validity of the test and to determine whether there is a legitimate medical explanation for a confirmed positive, substitute, or adulterated test result. The MRO will attempt to contact the employee to notify the employee of the non-negative laboratory result, and provide the employee with an opportunity to explain the confirmed laboratory test result. The MRO will subsequently review the employee’s medical history/medical records as appropriate to determine whether there is a legitimate medical explanation for a non-negative laboratory result. If no legitimate medical explanation is found, the test will be verified positive or refusal to test and reported to Harnett Area Rural Transit System. If a legitimate explanation is found, the MRO will report the test result as negative. 4) If the test is invalid without a medical explanation, a retest will be conducted under direct observation. Employees do not have access to a test of their split specimen following an invalid result. 5) Any covered employee who questions the results of a required drug test may request that the split sample be tested. The split sample test must be conducted at a second HHS-certified laboratory. The test must be conducted on the split sample that was provided by the employee at the same time as the primary sample. The method of collecting, storing, and testing the split sample will be consistent with the procedures set forth in 49 CFR Part 40, as amended. The employee's request for a split sample test must be made to the Medical Review Officer within 72 hours of notice of the original sample verified test result. Requests after 72 hours will only be accepted at the discretion of the MRO if the delay was due to documentable facts that were beyond the control of the employee. Harnett Area Rural Transit System will ensure that the cost for the split specimen analysis is covered in order for a timely analysis of the sample, however Harnett Area Rural Transit System will seek reimbursement for the split sample test from the employee. 6) If the analysis of the split specimen fails to confirm the presence of the drug(s) detected in the primary specimen, if the split specimen is not able to be analyzed, or if the results of the split specimen are not scientifically adequate, the MRO will declare the original test to be canceled. 7) Observed collections a. Consistent with 49 CFR Part 40, as amended, collection under direct observation with no advance notice will occur if: i. The laboratory reports to the MRO that a specimen is invalid, and the MRO reports to Harnett Area Rural Transit System that there was not an adequate medical explanation for the result; ii. The MRO reports to Harnett Area Rural Transit System that the original positive, adulterated, or substituted test result had to be 45 cancelled because the test of the split specimen could not be performed; iii. The laboratory reported to the MRO that the urine specimen was negative-dilute with a creatinine concentration greater than or equal to 2 mg/dL but less than or equal to 5 mg/dL, and the MRO reported the urine specimen as negative-dilute and that a second collection must take place under direct observation (see §40.197(b)(1)). iv. The collector observes materials brought to the collection site or the employee's conduct clearly indicates an attempt to tamper with a specimen; v. The temperature on the original urine specimen was out of range (See §40.65(b)(5)); vi. Anytime the employee is directed to provide another specimen because the original specimen appeared to have been tampered with (See §40.65(c)(1)). vii. All follow-up-tests; or viii. All return-to-duty tests Urine collections that are required to be directly observed will be conducted by a person of the same gender as the donor as required by 49 CFR Part 40.67. M. ALCOHOL TESTING PROCEDURES 1) Tests for breath alcohol concentration will be conducted utilizing a National Highway Traffic Safety Administration (NHTSA)-approved Evidential Breath Testing device (EBT) operated by a trained Breath Alcohol Technician (BAT). A list of approved EBTs can be found on ODAPC’s Web page for “Approved Evidential Breath Measurement Devices”. Alcohol screening tests may be performed using a non-evidential testing device (alcohol screening device (ASD)) which is also approved by NHTSA. A list of approved ASDs can be found on ODAPC’s Web page for “Approved Screening Devices to Measure Alcohol in Bodily Fluids”. If the initial test indicates an alcohol concentration of 0.02 or greater, a second test will be performed to confirm the results of the initial test. The confirmatory test must occur on an EBT. The confirmatory test will be conducted no sooner than fifteen minutes after the completion of the initial test. The confirmatory test will be performed using a NHTSA-approved EBT operated by a trained BAT. The EBT will identify each test by a unique sequential identification number. This number, time, and unit identifier will be provided on each EBT printout. The EBT printout, along with an approved alcohol testing form, will be used to document the test, the subsequent results, and to attribute the test to the correct employee. The test will be performed in a private, confidential manner as required by 49 CFR Part 40, as amended. The procedure will be followed as prescribed to protect the employee and to maintain the integrity of the alcohol testing procedures and validity of the test result. 46 2) A confirmed alcohol concentration of 0.04 or greater will be considered a positive alcohol test and in violation of this policy. The consequences of a positive alcohol test are described in this policy. Even though an employee who has a confirmed alcohol concentration of 0.02 to 0.039 is not considered positive, the employee shall still be removed from duty for at least eight hours or for the duration of the work day whichever is longer and will be subject to the consequences described in this policy. An alcohol concentration of less than 0.02 will be considered a negative test. 3) Harnett Area Rural Transit System affirms the need to protect individual dignity, privacy, and confidentiality throughout the testing process. If at any time the integrity of the testing procedures or the validity of the test results is compromised, the test will be canceled. Minor inconsistencies or procedural flaws that do not impact the test result will not result in a cancelled test. 4) The alcohol testing form (ATF) required by 49 CFR Part 40 as amended, shall be used for all FTA required testing. Failure of an employee to sign step 2 of the ATF will be considered a refusal to submit to testing. N. PRE-EMPLOYMENT TESTING 1) All applicants for covered transit positions shall undergo drug testing prior to performance of a safety-sensitive function. a. All offers of employment for covered positions shall be extended conditional upon the applicant passing a drug test. An applicant will not be allowed to perform safety-sensitive functions unless the applicant takes a drug test with verified negative results. b. An employee shall not be placed, transferred or promoted into a position covered under FTA authority or company authority until the employee takes a drug test with verified negative results. c. If an applicant fails a pre-employment drug test, the conditional offer of employment shall be rescinded and the applicant will be provided with a list of at least two (2) USDOT qualified Substance Abuse Professionals. Failure of a pre-employment drug test will disqualify an applicant for employment for a period of at least one year. Before being considered for future employment the applicant must provide the employer proof of having successfully completed a referral, evaluation and treatment plan as described in section 655.62 of subpart G. The cost for the assessment and any subsequent treatment will be the sole responsibility of the applicant. d. When an employee being placed, transferred, or promoted from a non- covered position to a position covered under FTA authority or company authority submits a drug test with a verified positive result, the employee shall be subject to disciplinary action in accordance with this policy. e. If a pre-employment test is canceled, Harnett Area Rural Transit System will require the applicant to take and pass another pre-employment drug test. 47 f. In instances where a FTA covered employee does not perform a safety- sensitive function for a period of 90 consecutive days or more regardless of reason, and during that period is not in the random testing pool the employee will be required to take a pre-employment drug test under 49 CFR Part 655 and have negative test results prior to the conduct of safety- sensitive job functions. g. Following a negative dilute the employee will be required to undergo another test. Should this second test result in a negative dilute result, the test will be considered a negative and no additional testing will be required unless directed to do so by the MRO. h. Applicants are required (even if ultimately not hired) to provide Harnett Area Rural Transit System with signed written releases requesting USDOT drug and alcohol records from all previous, USDOT-covered, employers that the applicant has worked for within the last two years. Failure to do so will result in the employment offer being rescinded. Harnett Area Rural Transit System is required to ask all applicants (even if ultimately not hired) if they have tested positive or refused to test on a pre-employment test for a USDOT covered employer within the last two years. If the applicant has tested positive or refused to test on a pre-employment test for a USDOT covered employer, the applicant must provide Harnett Area Rural Transit System proof of having successfully completed a referral, evaluation and treatment plan as described in section 655.62 of subpart G. O. REASONABLE SUSPICION TESTING 1) All Harnett Area Rural Transit System FTA covered employees will be subject to a reasonable suspicion drug and/or alcohol test when the employer has reasonable suspicion to believe that the covered employee has used a prohibited drug and/or engaged in alcohol misuse. Reasonable suspicion shall mean that there is objective evidence, based upon specific, contemporaneous, articulable observations of the employee's appearance, behavior, speech or body odor that are consistent with possible drug use and/or alcohol misuse. Reasonable suspicion referrals must be made by one or more supervisors who are trained to detect the signs and symptoms of drug and alcohol use, and who reasonably concludes that an employee may be adversely affected or impaired in his/her work performance due to possible prohibited substance abuse or alcohol misuse. A reasonable suspicion alcohol test can only be conducted just before, during, or just after the performance of a safety-sensitive job function. However, under Harnett Area Rural Transit System’ authority, a non-DOT reasonable suspicion alcohol test may be performed any time the covered employee is on duty. A reasonable suspicion drug test can be performed any time the covered employee is on duty. 2) Harnett Area Rural Transit System shall be responsible for transporting the employee to the testing site. Supervisors should avoid placing themselves and/or others into a situation which might endanger the physical safety of those present. The employee shall be placed on administrative leave pending disciplinary action described in this policy. An employee who refuses an instruction to submit to a drug/alcohol test shall not be permitted to finish his or her shift and shall 48 immediately be placed on administrative leave pending disciplinary action as specified in this policy. 3) A written record of the observations which led to a drug/alcohol test based on reasonable suspicion shall be prepared and signed by the supervisor making the observation. This written record shall be submitted to the Harnett Area Rural Transit System 4) When there are no specific, contemporaneous, articulable objective facts that indicate current drug or alcohol use, but the employee (who is not already a participant in a treatment program) admits the abuse of alcohol or other substances to a supervisor in his/her chain of command, the employee shall be referred for assessment and treatment consistent with this policy. Harnett Area Rural Transit System shall place the employee on administrative leave in accordance with the provisions set forth under this policy. Testing in this circumstance would be performed under the direct authority of the Harnett Area Rural Transit System. Since the employee self-referred to management, testing under this circumstance would not be considered a violation of this policy or a positive test result under Federal authority. However, self-referral does not exempt the covered employee from testing under Federal authority as specified in this policy or the associated consequences. P. POST-ACCIDENT TESTING 1) FATAL ACCIDENTS – A covered employee will be required to undergo drug and alcohol testing if they are involved in an accident with a transit vehicle, whether or not the vehicle is in revenue service at the time of the accident, that results in a fatality. This includes all surviving covered employees that are operating the vehicle at the time of the accident and any other whose performance could have contributed to the accident, as determined by the employer using the best information available at the time of the decision. 2) NON-FATAL ACCIDENTS – A post-accident test of the employee operating the public transportation vehicle will be conducted if an accident occurs and at least one of the following conditions is met: a. The accident results in injuries requiring immediate medical treatment away from the scene, unless the covered employee can be completely discounted as a contributing factor to the accident. b. One or more vehicles incurs disabling damage as a result of the occurrence and must be transported away from the scene, unless the covered employee can be completely discounted as a contributing factor to the accident In addition, any other covered employee whose performance could have contributed to the accident, as determined by the employer using the best information available at the time of the decision, will be tested. As soon as practicable following an accident, as defined in this policy, the transit supervisor investigating the accident will notify the transit employee operating the transit vehicle and all other covered employees whose performance could have contributed to 49 the accident of the need for the test. The supervisor will make the determination using the best information available at the time of the decision. The appropriate transit supervisor shall ensure that an employee, required to be tested under this section, is tested as soon as practicable, but no longer than eight (8) hours of the accident for alcohol, and no longer than 32 hours for drugs. If an alcohol test is not performed within two hours of the accident, the Supervisor will document the reason(s) for the delay. If the alcohol test is not conducted within (8) eight hours, or the drug test within 32 hours, attempts to conduct the test must cease and the reasons for the failure to test documented. Any covered employee involved in an accident must refrain from alcohol use for eight (8) hours following the accident, or until he/she undergoes a post-accident alcohol test. An employee who is subject to post-accident testing who fails to remain readily available for such testing, including notifying a supervisor of his or her location if he or she leaves the scene of the accident prior to submission to such test, may be deemed to have refused to submit to testing. Nothing in this section shall be construed to require the delay of necessary medical attention for the injured following an accident, or to prohibit an employee from leaving the scene of an accident for the period necessary to obtain assistance in responding to the accident, or to obtain necessary emergency medical care. In the rare event that Harnett Area Rural Transit System is unable to perform an FTA drug and alcohol test (i.e., employee is unconscious, employee is detained by law enforcement agency), Harnett Area Rural Transit System may use drug and alcohol post-accident test results administered by local law enforcement officials in lieu of the FTA test. The local law enforcement officials must have independent authority for the test and the employer must obtain the results in conformance with local law. Q. RANDOM TESTING 1) All covered employees will be subjected to random, unannounced testing. The selection of employees shall be made by a scientifically valid method of randomly generating an employee identifier from the appropriate pool of safety-sensitive employees. Individuals who may be covered under company authority will be selected from a pool of non-DOT-covered individuals. 2) The dates for administering unannounced testing of randomly selected employees shall be spread reasonably throughout the calendar year, day of the week and hours of the day. 3) The number of employees randomly selected for drug/alcohol testing during the calendar year shall be not less than the percentage rates set each year by the FTA administrator. The current year testing rates can be viewed online at https://www.transportation.gov/odapc/random-testing-rates. 4) Each covered employee shall be in a pool from which the random selection is made. Each covered employee in the pool shall have an equal chance of selection 50 each time the selections are made. Employees will remain in the pool and subject to selection, whether or not the employee has been previously tested. There is no discretion on the part of management in the selection. 5) Covered transit employees that fall under the Federal Transit Administration regulations will be included in one random pool maintained separately from the testing pool of non-safety-sensitive employees that are included solely under Harnett Area Rural Transit System authority. 6) Random tests can be conducted at any time during an employee’s shift for drug testing. Alcohol random tests can only be performed just before, during, or just after the performance of a safety sensitive duty. However, under Harnett Area Rural Transit System’ authority, a non-DOT random alcohol test may be performed any time the covered employee is on duty. Testing can occur during the beginning, middle, or end of an employee’s shift. 7) Employees are required to proceed immediately to the collection site upon notification of their random selection. R. RETURN-TO-DUTY TESTING Harnett Area Rural Transit System will terminate the employment of any employee that tests positive or refuses a test as specified in this policy. However, in the rare event an employee is reinstated with court order or other action beyond the control of the transit system, the employee must complete the return-to-duty process prior to the performance of safety-sensitive functions. All covered employees who previously tested positive on a drug or alcohol test or refused a test, must test negative for drugs, alcohol (below 0.02 for alcohol), or both and be evaluated and released by the Substance Abuse Professional before returning to work. Following the initial assessment, the SAP will recommend a course of rehabilitation unique to the individual. The SAP will recommend the return-to- duty test only when the employee has successfully completed the treatment requirement and is known to be drug and alcohol-free and there are no undue concerns for public safety. The SAP will determine whether the employee returning to duty will require a return-to-duty drug test, alcohol test, or both. S. FOLLOW-UP TESTING Covered employees that have returned to duty following a positive or refused test will be required to undergo frequent, unannounced drug and/or alcohol testing following their return-to-duty test. The follow-up testing will be performed for a period of one to five years with a minimum of six tests to be performed the first year. The frequency and duration of the follow-up tests (beyond the minimums) will be determined by the SAP reflecting the SAP’s assessment of the employee’s unique situation and recovery progress. Follow-up testing should be frequent enough to deter and/or detect a relapse. Follow-up testing is separate and in addition to the random, post-accident, reasonable suspicion and return-to-duty testing. In the instance of a self-referral or a management referral, the employee will be subject to non-USDOT follow-up tests and follow-up testing plans modeled using the process 51 described in 49 CFR Part 40. However, all non-USDOT follow-up tests and all paperwork associated with an employee’s return-to-work agreement that was not precipitated by a positive test result (or refusal to test) does not constitute a violation of the Federal regulations will be conducted under company authority and will be performed using non- DOT testing forms. T. RESULT OF DRUG/ALCOHOL TEST 1) Any covered employee that has a verified positive drug or alcohol test, or test refusal, will be immediately removed from his/her safety-sensitive position, informed of educational and rehabilitation programs available, and will be provided with a list of at least two (2) USDOT qualified Substance Abuse Professionals (SAP) for assessment, and will be terminated. 2) Following a negative dilute the employee will be required to undergo another test. Should this second test result in a negative dilute result, the test will be considered a negative and no additional testing will be required unless directed to do so by the MRO. 3) Refusal to submit to a drug/alcohol test shall be considered equivalent to a positive test result and a direct act of insubordination and shall result in termination and referral to a list of USDOT qualified SAPs. A test refusal is defined as any of the following circumstances: a. Fail to appear for any test (except a pre-employment test) within a reasonable time, as determined by the employer. b. Fail to remain at the collection site until the testing process is complete. An employee who leaves the testing site before the testing process commences for a pre-employment test has not refused to test. c. Fail to attempt to provide a specimen. An employee who does not provide a specimen because he or she has left the testing site before the testing process commenced for a pre-employment test has not refused to test. d. In the case of a directly-observed or monitored urine collection in a drug test, fail to permit monitoring or observation of your provision of a specimen. e. Fail to provide a sufficient quantity of specimen without a valid medical explanation. f. Fail or decline to take an additional test as directed by the collector or the employer for drug testing. g. Fail to undergo a medical evaluation as required by the MRO or the employer's Designated Employer Representative (DER). h. Fail to cooperate with any part of the testing process. i. Fail to follow an observer's instructions to raise and lower clothing and turn around during a directly-observed urine collection. j. Possess or wear a prosthetic or other device used to tamper with the collection process. k. Admit to the adulteration or substitution of a specimen to the collector or MRO. l. Refuse to sign the certification at Step 2 of the Alcohol Testing Form (ATF). m. Fail to remain readily available following an accident. n. As a covered employee, if the MRO reports that you have a verified adulterated or substituted test result, you have refused to take a drug test. 52 4) An alcohol test result of ≥0.02 to ≤ 0.039 BAC shall result in the removal of the employee from duty for eight hours or the remainder or the work day whichever is longer. The employee will not be allowed to return to safety-sensitive duty for his/her next shift until he/she submits to a NONDOT alcohol test with a result of less than 0.02 BAC. 5) In the instance of a self-referral or a management referral, disciplinary action against the employee shall include: a. Mandatory referral for an assessment by an employer approved counseling professional for assessment, formulation of a treatment plan, and execution of a return-to-work agreement; b. Failure to execute, or remain compliant with the return-to-work agreement shall result in termination from Harnett Area Rural Transit System _employment. i. Compliance with the return-to-work agreement means that the employee has submitted to a drug/alcohol test immediately prior to returning to work; the result of that test is negative; the employee is cooperating with his/her recommended treatment program; and, the employee has agreed to periodic unannounced follow-up testing as described in this policy; however, all follow-up testing performed as part of a return-to-work agreement required under this policy is under the sole authority of Harnett Area Rural Transit System and will be performed using non-DOT testing forms. c. Refusal to submit to a periodic unannounced follow-up drug/alcohol test shall be considered a direct act of insubordination and shall result in termination. All tests conducted as part of the return-to-work agreement will be conducted under company authority and will be performed using non-DOT testing forms. d. A self-referral or management referral to the employer's counseling professional that was not precipitated by a positive test result does not constitute a violation of the Federal regulations and will not be considered as a positive test result in relation to the progressive discipline defined in this policy. e. Periodic unannounced follow-up drug/alcohol testing conducted as a result of a self-referral or management referral which results in a verified positive shall be considered a positive test result in relation to the progressive discipline defined in this policy. f. A Voluntary Referral does not shield an employee from disciplinary action or guarantee employment with Harnett Area Rural Transit System. g. A Voluntary Referral does not shield an employee from the requirement to comply with drug and alcohol testing. 6) Failure of an employee to report within five days a criminal drug statute conviction for a violation occurring in the workplace shall result in termination. U. GRIEVANCE AND APPEAL The consequences specified by 49 CFR Part 40.149 (c) for a positive test or test refusal is not subject to arbitration. 53 V. PROPER APPLICATION OF THE POLICY Harnett Area Rural Transit System is dedicated to assuring fair and equitable application of this substance abuse policy. Therefore, supervisors/managers are required to use and apply all aspects of this policy in an unbiased and impartial manner. Any supervisor/manager who knowingly disregards the requirements of this policy, or who is found to deliberately misuse the policy in regard to subordinates, shall be subject to disciplinary action, up to and including termination. W. INFORMATION DISCLOSURE 1) Drug/alcohol testing records shall be maintained by the Harnett Area Rural Transit System Drug and Alcohol Program Manager and, except as provided below or by law, the results of any drug/alcohol test shall not be disclosed without express written consent of the tested employee. 2) The employee, upon written request, is entitled to obtain copies of any records pertaining to their use of prohibited drugs or misuse of alcohol including any drug or alcohol testing records. Covered employees have the right to gain access to any pertinent records such as equipment calibration records, and records of laboratory certifications. Employees may not have access to SAP follow-up testing plans. 3) Records of a verified positive drug/alcohol test result shall be released to the Drug and Alcohol Program Manager, and other transit system management personnel on a need-to-know basis. 4) Records will be released to a subsequent employer only upon receipt of a written request from the employee. 5) Records of an employee's drug/alcohol tests shall be released to the adjudicator in a grievance, lawsuit, or other proceeding initiated by or on behalf of the tested individual arising from the results of the drug/alcohol test. The records will be released to the decision maker in the proceeding. 6) Records will be released to the National Transportation Safety Board during an accident investigation. 7) Information will be released in a criminal or civil action resulting from an employee’s performance of safety-sensitive duties, in which a court of competent jurisdiction determines that the drug or alcohol test information is relevant to the case and issues an order to the employer to release the information. The employer will release the information to the decision maker in the proceeding with a binding stipulation that it will only be released to parties of the proceeding. 8) Records will be released to the DOT or any DOT agency with regulatory authority over the employer or any of its employees. 9) Records will be released if requested by a Federal, state or local safety agency with regulatory authority over Harnett Area Rural Transit System or the employee. 54 10) If a party seeks a court order to release a specimen or part of a specimen contrary to any provision of Part 40 as amended, necessary legal steps to contest the issuance of the order will be taken 11) In cases of a contractor or sub-recipient of a state department of transportation, records will be released when requested by such agencies that must certify compliance with the regulation to the FTA. Section 9. Internet Access Policy Purpose: The purpose of the Harnett County Technology Use and Internet Access Policy is to set certain acceptable parameters for employees who have access to technology and to place such employees on notice that misuse of the County technology carries certain penalties. Ownership: It should be understood by all Harnett County employees that all County technology devices and all data stored in such devices are the property of Harnett County and may be accessed, shared, stored, moved, and deleted at any time. Policy: It is the policy of Harnett County that all employees who have access to technology do not misuse such a privilege and use such access for acceptable and legitimate purposes. Therefore, the County provides the following guidelines for all users of Harnett County computers: A. Use of County resources for accessing the internet and other public networks is primarily for work-related purposes. B. Employees must act responsibly when participating in discussion groups on any public network. C. Employees will not download any unapproved software from the internet without prior approval from the IT Department. D. Employees will not use Real Player, I-Tunes, Spotify, or any other online music software while on Harnett County time. E. Employees shall not abuse their internet privilege by using this access to express his or her political views, showcase his or her opinions on controversial issues, or act in any other way that would tend to reflect negatively on the County. F. Employees will not send or display any obscene or disruptive messages, files, or images that may contain explicit language, excessive violence, nudity, or any other form of indecent content. G. Employees will only share confidential or personally identifiable information through approved secure communication options. Monitoring Responsibilities: A. It shall be the responsibility of the immediate Supervisor or Department Head to remind his or her employees on an as needed basis of this policy and the importance of adhering to its mandates. In addition, Supervisors or Department Heads must also monitor an employee’s internet access in order to avoid violations. B. The IT Department shall monitor all internet traffic of all County employees to ensure that this policy is followed and adhered to. Commented [JL15]: Remove this section as there is a new separate policy for this section (Technology Use Policy on 10/2022). Checked with Ira and he suggested removing. 55 Violations: Any violation of this policy shall subject an employee to disciplinary action as described in Article IX depending on the number, nature, and severity of the offense. Section 10. Cell Phone Use Policy Some Harnett County employees may be provided with a County-maintained cell phone. Such devices are County property and are provided to improve customer service and to enhance business efficiency. County cell phones should never be used while operating any motorized vehicle or any other piece of mechanical equipment unless absolutely necessary. If an employee must use his or her phone while operating a motorized vehicle or piece of mechanical equipment, conversations should be kept brief or the employee should stop and take the call. Employee Responsibilities: A. Employees shall learn, know, and understand the various functions his or her cell phone is capable of. B. Employees shall keep County-provided cell phones on his or her person while in service to the County. C. Employees should bear in mind that cell phone calls can be intercepted and should take proper precautions when discussing confidential information. D. Employees shall only use County-provided cell phones for County business, therefore, these devices should not be used for personal benefit and should not become the employee’s primary mode of personal communication. E. Employees shall do their best to maintain the cell phone they have been given. If a repair or replacement is needed, an employee should return the phone to their Supervisor or Department Head who will contact the Harnett County IT Department for further instruction. Personal Calls: Employees should avoid receiving or making any personal phone calls on County-provided cell phones unless reasonably necessary. Section 10. Workplace Violence Prevention Policy Section I. Purpose Harnett County recognizes that employees are its most important asset, and that a place of employment reasonably safe from violence is fundamental to the well-being, health and productivity of our employees and citizens. Therefore, Harnett County shall use all reasonable efforts to deter the threat of workplace violence and to provide a safe workplace for employees and citizens. With this in mind, Harnett County adopts this policy to: (1) define prohibited acts of violence or threats of violence, (2) to give guidance to Supervisors and Department Heads in recognizing and reacting to violence or threats of violence, (3) to provide procedures to deal with violence or threats of violence that may occur during business hours or on County property, and (4) to provide for review and evaluation of incidents which may occur. Commented [JL16]: Remove this section as there is a new separate policy for this section (Technology Use Policy on 10/2022). Checked with Ira and he suggested removing. Also Finance has a separate policy with a new form. Both Depts agreed to remove. Commented [JL17]: Moved this policy from the Appendix to the main body of the Ordinance. 56 The County encourages employees to bring their disputes or differences with other employees to the attention of their Supervisors, Department Heads, or the Human Resources Director before the situation escalates into potential violence. The County is eager to assist in the resolution of employee disputes, and will not discipline employees for raising such concerns. Section II. Policy Coverage This policy applies to all Harnett County employees while in any place related to County employment or anywhere an employee may conduct County business. Section III. Violation Failure to comply with this policy shall be a direct violation of Harnett County policy and any employee found in violation of this policy shall be subject to disciplinary actions as addressed in Article IX of the Personnel Ordinance and any other civil or criminal penalty that may be imposed. Section IV. Definitions Workplace violence: Any assaultive act within the workplace including intentional harassment, physical attack, communicating threats, and/or verbal or written threats of such acts, as well as actions that are perceived as violent or threatening and which investigation confirms were reasonably interpreted to be violent. Workplace violence may include, without limitation, stalking, threatening communications, shoving, kicking, spitting or violation of restraining orders. Workplace violence may be: A. Violence against an employee where a stranger to the workplace threatens or commits violence. B. Violence against an employee where a client or customer threatens or commits violence. C. Violence between employees, including against a Supervisor or Department Head. D. Any form of domestic violence involving employees. This may include spouses or domestic partners coming to the work site. Threatened violence: The legally unjustified threat of imminent or future force, or of imminent or future physical injury on another, under circumstances where the intention or ability to carry out the threat appears reasonably credible or reasonably puts a person of reasonable fortitude in fear of imminent harm. Threat: An avowed or apparent present determination or intent to injure presently or in the future, whether or not subject to a contingency under the maker’s control. Violence Incident Report: A form used by the County that is to be completed for all reported occurrences of violence and/or threats of violence within the scope of this policy. Incident Assessment Team: A team that consists of the County Manager, the Human Resources Director, and the Staff Attorney. Employer Workplace Violence Restraining Order: An order obtained pursuant to the provisions of NCGS §95-23. 57 Section V. Violence Prevention Strategies Each County agency or department shall familiarize all employees with this policy by prominently displaying it within each County agency or department. Each County agency or department shall periodically review or, alternatively, request the Sheriff’s Office to review, security measures for work areas and any incident reports of threatened or actual violence. The Incident Assessment Team shall be appropriate trained to handle and deal with any acts of violence or threats of violence they come before it. They also shall determine the proper intervention for each reported threat. Harnett County shall provide Supervisors and Department Heads with training in violence prevention and employment techniques. Harnett County will provide all County employees with an initial orientation to this policy. Supervisors and Department Heads shall promptly report any valid threat to the Incident Assessment Team. Nothing in this section shall deter any employee from immediately notifying law enforcement to protect lives and property. If a Supervisor or Department Head becomes aware of a threat of imminent danger of violence toward an employee, he or she shall immediately notify that employee of the potential danger and do everything in his power to keep the employee from injury. The Incident Assessment Team shall manage the response from the time of notification until the threat no longer exists. The Incident Assessment Team shall consider various levels of response, which may include, but not be limited to, no response, giving the target an administrative day off or otherwise removing the target from work site, altering the predictable routines of the target, reducing possible interactions with the suspect, trespassing the suspect from the work site, seeking an employer workplace violence restraining order, referral to law enforcement for investigative follow-up, and/or referral to law enforcement for incident response and intervention ( including possibly for arrest and charge of a criminal offense). Section VI. Responsibilities of Supervisors, Department Heads, & Administrators All Supervisors, Department Heads, and Administrators shall: A. Support the County’s Workplace Violence Prevention Policy and encourage work environments that are reasonably safe from violence, threats of violence, or harassing/aggressive behavior. B. Inform employees on a periodic basis of the County’s workplace violence prevention policies and procedures. C. Be responsible for anticipating or detecting imminent acts or threats of violence. 58 D. Determine if patterns or changes in an employee’s behavior appear to be threatening or have a potential for violence, and, if so, should address such a matter in private, constructive, and supportive counseling sessions with the employee. If appropriate, referral may be made to the Human Resources Director for acts which appear to threaten workplace violence. E. Refer any cases of frequent displays of intense anger resulting in recurrent suicide threats, recurrent physical confrontations and/or fights, destruction of property, or use of weapons to harm others to the Human Resources Director immediately. F. Upon receiving a complaint or notice of workplace violence, or upon reasonably believing that such acts or behaviors are occurring, promptly notify the Incident Assessment Team. If the threat is immediate, proper law enforcement and security authorities should be notified. G. Take all threats seriously until otherwise proved. Section VII. Employee Reporting Procedures Any employee who experiences or witnesses any acts, conduct, behavior or communication in violation of this policy must first secure his or her own safety and then immediately contact his or her Supervisor or Department Head. If the Supervisor or Department Head is alleged to have committed the reported act, the report shall be made to the Human Resources Director. If the threat of violence is imminent, law enforcement shall be contacted. A County employee should not place him or herself in peril or danger. If he or she sees or hears a commotion or disturbance near a workstation, he or she should not try to intercede or handle the violent or potentially violent situation. Any individual that: (1) was reported to have threatened or committed a violent act, (2) has committed a violent act, or (3) made direct threats of a future violent act may be removed from the County work site until an investigation has been completed. At the end of the investigation, the Incident Assessment Team shall determine the County’s official response. In the interim, the County may take measures and respond as appropriate under the circumstances to maintain the continuity of County operations and assure workplace safety. Harnett County will not retaliate against an employee for good faith reporting of instances of workplace violence. Employees who reasonably are aware of or have information pertinent to workplace violence but do not report it as provided in this policy may be subject to disciplinary actions as addressed in Article IX of the Personnel Ordinance. Section VIII. Post-Incident Procedures After an act of violence or threat of violence has occurred, the Supervisor or Department Head shall complete a Workplace Violence Incident Report describing the threats and/or acts of violence, and shall include the names and telephone numbers of any employees involved as well as physical descriptions of anyone who engaged in threatening and or violent conduct. The Workplace Violence Incident Report shall be 59 filed with the Human Resources Director, with copies sent to the County Manager and the County Staff Attorney. The Incident Assessment Team may, as appropriate, offer debriefing sessions to all personnel affected. Additionally, other specialized resources, such as Community mental health programs, should be used as appropriate. Section IX. Media Issues Requests by the media for information regarding an act or threat of violence should be directed to the County Manager. Such requests should not be directed to or responded to by any other employee. Section X. Training The best defense to workplace violence is employees who are well trained and educated. Training on workplace violence prevention shall be offered periodically for all Supervisors, Department Heads, and Administrators during normal working hours. Such training should include a review and definition of workplace violence, an explanation and description of the County program, techniques for recognizing potential violence, policies and work environment arrangements to reduce risk to employees, appropriate responses to violence incidents, obtaining emergency assistance, and procedures for reporting and investigating incidents. Section 11. Emergency Operations In the event of natural or man-made disaster, the County Manager and the BOC reserves the right to close all County offices, but still require County employees, essential and non-essential, to report to work to assist with any necessary emergency operations. Those employees required to work during a natural or man-made disaster will be compensated in accordance with Article VI, Section 1314 of this policy. Any employees who are required to work under the direction of the Emergency Operations Center Director during an emergency or natural disaster will be compensated in accordance with Article III, Section 18 of this policy. Section 12. Performance Evaluations A performance evaluation is an annual review in which an employee’s overall job performance is evaluated by his or her Supervisor and/or Department Head. Each County employee should undergo a formal performance evaluation conducted by his or her Supervisor and/or Department Head on at least an annual basis. This evaluation should be conducted around the employee’s yearly anniversary date based on the employee’s most recent date of employment with the County. The purpose of the performance evaluation is to provide a mechanism for communication between Supervisors, Department Heads, and employees, to evaluate strengths and weaknesses, and to set future goals. All performance evaluations should be completed with impartiality. 60 Performance evaluations may be used as evidence to support an employee’s raise or promotion or to justify an adverse action being taken against the employee. Completed evaluations should be submitted to Human Resources and placed in the employee’s personnel file, and are subject to the rules and regulations addressed in Article XII of this policy. Performance evaluations should be completed in a timely manner with any resulting salary increases submitted via the Personnel Action process as soon as possible following the employee’s anniversary date. In no situation should a performance evaluation be completed or resulting salary increase be submitted more than six months after an employee’s corresponding anniversary date unless the employee is not present to be reviewed. The timely completion of performance evaluations and submittal of salary increases is the responsibility of an evaluated employee’s Supervisor and ultimately of the Department Head. Failure to complete performance evaluations and submit resulting salary increases in a timely manner should be reflected in the performance evaluation of the Supervisor completing the evaluation and the Department Head. Section 13. Tobacco Use Policy The use of tobacco products are prohibited in: (1) any building owned, leased, or occupied by the County, (2) on any grounds that are owned, leased or occupied by the County, and (3) within fifty (50) feet of buildings owned, leased or occupied by the County. Section 14. Uniform Policy If you are occupying a position that requires the wearing of a Harnett County furnished uniform, the County will clean and maintain the uniforms through a contract service. However, employees are responsible for turning in soiled uniforms and getting the equivalent quantity and type (shirts and trousers) back from the vendor as that turned in. Employees are responsible for inspecting all uniforms cleaned by the vendor and if the vendor shorts or damages assigned uniform, supervisors are to be notified immediately. Upon termination or a change to position that does not require uniforms,; employees must turn in all assigned uniforms. Damages beyond normal fair wear and tear, as determined by your supervisor, and shortages will be charged to you at the cost of replacement items. If not paid for or returned beforehand, all shortages or damages will be charged to collected from the employee’s paycheck. Section 15. Reasonable Accommodation Policy It is the policy of Harnett County to provide equal opportunity in all aspects of employment for qualified individuals with disabilities, pregnancy, childbirth, or related medical conditions, and sincerely held religious beliefs and practices consistent with all federal and state laws. This is in accordance with the Americans with Disabilities Act (ADA), as amended by the ADA Amendments Act, the Pregnant Workers Fairness Act, Title VII of the Civil Rights Act, and all other applicable federal and state laws. Commented [JL18]: Moved this from Misc Forms from Appendix 61 Consistent with this commitment, the County provides reasonable accommodations in employment to qualified applicants and employees if the reasonable accommodation would allow the individual to perform the essential functions of the job, unless doing so would create an undue hardship. Requesting a Reasonable Accommodation If any employee believes they need an accommodation, they are responsible for requesting a reasonable accommodation from the Human Resources Department. The request may be made orally or in writing. The County encourages employees to make their request in writing and should include relevant information, such as: • A description of the accommodation. • The reason for the accommodation. • How the accommodation will help the employee perform the essential functions of their job. The County will keep confidential any medical information obtained in connection with the request for a reasonable accommodation. After receiving the oral or written request, the County will engage in an interactive dialogue with the employee to determine the precise limitations and explore potential reasonable accommodations that could overcome those limitations. The County encourages employees to suggest specific reasonable accommodations that they believe would allow them to perform their job. However, the County is not required to make the specific accommodation requested and may provide an alternative effective accommodation, to the extent any reasonable accommodation can be made without imposing an undue hardship on the County. No Retaliation Individuals will not be retaliated against for requesting an accommodation in good faith. The County expressly prohibits any form of discipline, reprisal, intimidation, or retaliation against any individual for requesting an accommodation in good faith. If employees or applicants feel that they or someone else may have been subjected to conduct that violates this policy, they should report it immediately to the Human Resources Department. Section 16. Lactation Break Policy All employees who are nursing are eligible to take reasonable breaks under this policy to express breast milk for up to one year after the birth of a child. Harnett County encourages all eligible employees who intend to take breaks under this policy to notify a member of managementSupervisor, Department Head, or the Human Resources Department of their intent, for example, when they are discussing their return to work following leave relating to the birth of a child or related medical conditions to the birth of a child. Lactation Breaks Eligible employees may take a reasonable amount of break time to accommodate the employee’s need to express breast milk for the employee’s nursing child. Eligible employees should notify their Supervisor or their Department Head of the frequency, timing, and duration of lactation breaks they need to take. Eligible Employees will be provided with a private place, other than a bathroom, that is shielded from view and free from intrusion from other employees and the public. Employees should contact their Supervisor, Department Head, or the Human Resources Department for information about the designated location for lactation breaks in closest proximity to their work area. 62 Compensation During Breaks Lactation breaks under this policy are unpaid unless an employee uses paid break time that is granted to other employees in the department. Employees who use their paid break time to express breast milk should let their Supervisor or the Department Head know and will be compensated accordingly. Employees who are required to record time must accurately record the start and end of lactation breaks on their time sheets or clock in and out for their lactation breaks in accordance with their department’s timekeeping policy when they are taking unpaid lactation breaks to express breast milk. Uninterrupted lactation breaks do not count as hours worked. If an employee takes an unpaid break, the employee may use accrued sick, vacation, petty leave, or compensatory time or may make up the time as negotiated with their Supervisor or Department Head. Administration of This Policy The Human Resources Department is responsible for the administration of this policy. For any questions regarding this policy or questions about lactation breaks that are not addressed in this policy, please contact the Human Resources Department. Employees who believe they have been subjected to any conduct that violates this policy should promptly contact the Human Resources Department, who will ensure that a prompt investigation is conducted and take prompt corrective action, if appropriate. No Retaliation The County expressly prohibits any form of discipline, reprisal, intimidation, retaliation, or discrimination against any individual for requesting or taking lactation breaks, or filing a complaint for violations of this policy, the Fair Labor Standards Act, or applicable state law. Harnett County is committed to enforcing this policy and prohibiting retaliation against employees who request or take break time under this policy, or who file a related complaint. If employees feel that they or someone else may have been subjected to conduct that violates this policy, they should report it immediately to the Human Resources Department. ARTICLE VI. LEAVES OF ABSENCE Section 1. Introduction Harnett County wishes to provide County citizens and employees with a safe, efficient, and productive County. In order to provide such a service, the County offers the following leaves of absence for use by County employees, as long as activities conducted during any leave of absence are not directly contrary to the County mission. County employees are, however, cautioned not to retain excess accumulations of leave time in hopes to use these accumulations late in the calendar year. Even Dduring the holiday season, the County must remain open, so the County may not to allow multiple employees leave for extended periods of time during this busy season. will not suit this end. All leave granted to employees by the County is given with the understanding that this leave is not a right, but a privilege that may only be used with permission. All 63 employees should submit any form of leave they wish to take to the appropriate authority for consideration no later than 1 workday before a leave is to be taken. In emergency situations an employee should submit any form of leave they wish to take no later than 2 hours before the start of the workday. Section 2. Holidays The following days, and any others that the BOC may designate, are considered holidays with pay for any full-time County employees or Administrator working within the confines of the established Harnett County workweek. The amount to be paid to each employee for every holiday is described below. Whatever day the holiday falls on shall be observed as a paid holiday off by the County. When, however, a holiday (other than Christmas Day) falls on a weekend, Friday shall be the County’s observed holiday. Holiday Number of Days Off New Year’s Day 1 Martin Luther King, Jr.’s Birthday 1 Good Friday 1 Memorial Day 1 Juneteenth 1 Independence Day 1 Labor Day 1 Veterans Day 1 Thanksgiving 2 Christmas 3 Christmas Holiday Schedule: When Christmas Day falls on any of the following days of the week, the County shall observe the following: Christmas Day Falls On: Days Off Include: Monday Monday, Tuesday, & Wednesday Tuesday Monday, Tuesday, & Wednesday Wednesday Tuesday, Wednesday, & Thursday Thursday Wednesday, Thursday, & Friday Friday Wednesday, Thursday, & Friday Saturday Friday, Monday, & Tuesday Sunday Friday, Monday, & Tuesday Religious Observances: Harnett County, in reverence of citizens’ First Amendment rights, shall make every reasonable effort to accommodate an employee’s request to be away from work for certain religious holiday observances; however, nothing shall obligate the County to make accommodations if, in accommodating the request, it would result in undue hardship on the County or other County employees. Such a request will not be granted if it (1) creates a risk to the health and safety of other employees, (2) causes undue expense to the County, (3) causes hardship on the scheduling and work of other County employees, and (4) creates an unnecessary division among employees. Termination: Any County employee that is terminating, is terminated, or resigns on a holiday will not be paid for that holiday, unless they physically work the holiday. Commented [JL19]: Discussed adding Juneteenth or additional floating holiday OR simply state that Harnett County follows the State standard for observed holidays. Commented [JL20R19]: Per meeting with Brent – Add Juneteenth Holiday for Pending BOC Approval 64 Effects on Other Types of Paid Leave: Holidays which occur during an employee’s use of any amount of their accumulated leave shall not be charged against them as part of that accumulated leave. Compensation for Holidays: A. Full-time employees, who work a regular 40-hour workweek, will be compensated eight (8) hours of paid time for each day off for any of the holidays above. B. Full-time employees on the four day – 10-hour per day – workweek will be compensated eight (8) hours of paid time for each day off for any of the holidays above. To recover the missing two (2) hours, such an employee must take two (2) hours of their accumulated leave. C. Full-time employees who work on rotating shifts will be compensated eight (8) hours of paid time for any of the holidays above. D. Full-time employees who work a nine (9) hour rotation shift will be off the recognized County holiday and will be compensated eight (8) hours of paid time. To recover the missing one (1) hour, such an employee must take one (1) hour of their accumulated leave. D.E. Employees who are on approved Leave Without Pay (LWOP) or suspended without pay in accordance with Article VIII Section 1 will not be compensated for a holiday that takes place during this type of leave or suspension. Compensation for Holidays Worked: A. Full-time employees, who work a regular 40-hour workweek, that are required to work on a regularly scheduled holiday will earn eight (8) hours of time for each day off for any of the holidays above, along with compensatory time off equal to the hours worked based on their status under the FLSA. B. Full-time employees on the four day – 10-hour per day – workweek that are required to work on a regularly scheduled holiday will earn eight (8) hours of time for each day off for any of the holidays above, along with compensatory time off equal to the hours worked based on their status under the FLSA. C. Full-time employees who work on rotating shifts which work on a recognized County holiday, regardless of what day said holiday falls on, will be compensated eight (8) hours of paid time for any of the holidays above in addition to their regular shift compensation. D. If time off cannot be provided, the County Manager may approve monetary compensation for any holiday(s) worked. E. Full time employees who work a nine (9) hour rotation shift on the recognized County holiday will be paid the standard eight (8) hours of holiday pay and paid for any hours worked. Termination: Any employee who has accumulated holiday leave, upon complete termination, shall be paid for all unused holiday time. Section 3. Vacation Leave Use for Full Time Employees: Vacation leave may be used at any time by any employee as earned with the approval of the appropriate Supervisor, Department Head, or County Manager. However, certain Supervisors, Department Heads, or County employees, as designated by the County Manager, must take at least five (5) consecutive workdays of accrued vacation leave per calendar year. 65 Use for Probationary Employees Those employees under a probationary period may not use their accumulated vacation time until the probationary period is over unless special circumstances exist and an exception is approved. However, employees serving a probationary period following a promotion may use any previously accrued vacation leave during the probationary period with the approval of the appropriate Supervisor, Department Head, or County Manager. Manner of Accumulation: The following charts details the manner in which vacation leave shall be accumulated by all full-time County employees. Years of service with other North Carolina governmental agencies and North Carolina counties, may be considered and may be transferred from the employee’s last place of employment immediately prior to their employment with the County. Full-Time 40 Hour Workweek Employees Years of Service Hours Accrued Monthly Days Accrued Annual Less than 2 6.67 10 At least 2 but less than 5 8.00 12 At least 5 but less than 10 10.00 15 At least 10 but less than 15 12.00 18 At least 15 but less than 20 14.00 21 20 or more 16.00 24 Sheriffs (42.75 Employees) Years of Service Hours Accrued Monthly Hours Accrued Annual Less than 2 7.13 85.6 At least 2 but less than 5 8.56 102.72 At least 5 but less than 10 10.70 128.4 At least 10 but less than 15 12.84 154.08 At least 15 but less than 20 14.98 179.76 20 or more 17.12 205.44 Emergency Services (24 Hour Shift Employees) Years of Service Hours Accrued Monthly Hours Accrued Annual Less than 2 8.87 106.4 At least 2 but less than 5 10.64 127.68 At least 5 but less than 10 13.30 159.6 At least 10 but less than 15 15.96 191.52 66 At least 15 but less than 20 18.62 223.44 20 or more 21.28 255.36 EMS (9 Hour Shift Employees) Years of Service Hours Accrued Monthly Hours Accrued Annual Less than 2 7.50 90.05 At least 2 but less than 5 9.00 108.00 At least 5 but less than 10 11.25 135.00 At least 10 but less than 15 13.50 162.00 At least 15 but less than 20 15.75 189.00 20 or more 18.00 216.00 Maximum Accumulation: There is no limit to the amount of vacation leave an employee may accumulate before July 15 June 15 of each fiscal year. On July 15 June 15, however, any employee with more than 240 hours of accumulated leave shall have the excess amount transferred to sick leave. The remaining 240 hours of vacation time will transfer over beginning on August 1 July 1. Also, an employee who retires (who wish to do so) may roll all accrued vacation in excess of 240 hours into sick leave on their last day of employment, regardless of the month in which they retire. Amended November 2015 Repayment of Vacation Leave—Voluntary Departure: Any employee who retires or otherwise voluntarily ceases his or her service to the County without failure in the performance of his or her job duties or unsatisfactory personal conduct shall be paid for his or her accumulated vacation leave not to exceed 240 hours. Repayment of Vacation Leave—Involuntary Departure: Any employee who is involuntarily dismissed from their position with the County or otherwise quits because of his or her failure in the performance of his or her job duties and responsibilities or unsatisfactory personal conduct, in the discretion of the County Manager, shall or shall not be reimbursed for their accumulated vacation leave. Repayment of Vacation Leave—Upon Employee’s Death: The estate of a County employee who dies while in the service of the County shall be entitled to repayment for all of his or her accumulated vacation leave at the time of death except for those hours donated by other employees under the County’s Shared Leave Policy as expressed in Article VI, Section 87. Section 4. Sick Leave Use: Sick leave shall be used and granted to County employees for: A. Any absence that is approved as a qualifying event under the Family and Medical Leave Act (“FMLA”) Commented [JL21]: Per Finance – this has been in incorrect in the ordinance. The actual “roll over” has occurred each year on 7/15 not 6/15. See Email from KH. 67 B. Employee sickness or bodily injury C. Exposure to or infection with a contagious disease. D. Required physical, dental, or mental examination or treatment E. An illness or medical appointment of an employee’s spouse, child, parent, or parent-in-law that requires the presence of the employee Physician Certification: A Supervisor, Department Head, or County Manager may require an employee to provide a physician’s certificate concerning the nature of the illness and the employee’s physical capacity to resume duties for each occasion on which an employee uses sick leave. Manner of Accumulation: The following charts details the manner in which sick leave shall be accumulated by all full-time County employees. An employee may transfer sick leave from other North Carolina governmental agencies, and North Carolina counties, provided that verification of that accumulated sick leave is received from the previous employer and that the employee was not reimbursed for these days. However, sick leave may only be transferred from the employee’s last place of employment immediately prior to their employment with the County. Sick Hours Accrual Month/Year Type of Employee (Workweek) Hours Accrued Monthly Hours Accrued Annual Regular (40 Hour) 8.00 96.00 Sheriff (42.75) 8.56 102.72 Emergency Services (24 Hour Shift) 10.64 127.68 EMS (9 Hour Shift) 9.00 108.00 Maximum Accumulation: There is no limit to the amount of sick leave an employee may accumulate while in the service of the County. Repayment of Sick Leave—Involuntary Departure: If an employee is dismissed, terminated, or involuntarily resigns, any sick leave owed to the County shall be deducted from the employee’s final compensation. Repayment of Sick Leave—Voluntary Departure: Any employee who voluntarily ceases his or her service to the County without failure in the performance of his or her job duties and responsibilities is entitled to have their accrued sick leave transferred to their next place of employment or retained in the Harnett County Human Resources system for up to three years in case an employee returns to the service of the County. Repayment of Sick Leave—Retirement: Any employee who retires from their employment with the County and is a member of the North Carolina Local Government Employee’s Retirement System shall have their accrued unused sick leave transferred into months of retirement credit. For each twenty (20) days an employee has accrued of sick leave they shall receive one (1) month of retirement credit. Repayment of Sick Leave—Death: Any employee who dies while in service to the County is not entitled to repayment for his or her accumulated sick leave, however, hours donated by other employees under the County’s Shared Leave Policy, as expressed in Article VI, Section 87, shall be returned to the donating employees. 68 Section 5. Petty Leave All full-time County employees shall be allowed fourteen (14) hours per year of petty leave with pay beginning February 1 of each calendar year. Employees may only use this leave beginning with the February 16th payroll through December 15th of each calendar year. If an employee is hired after January 1 they will receive petty leave on a prorated basis. These fourteen (14) hours are over and above any other leave an employee may accrue while in the service of the County. Any unused petty leave will not be eligible to roll to the next calendar year. Petty Leave, therefore, may be used in conjunction with any other type of leave, but may only be used in increments of fifteen (15) minutes up to a maximum of three (3) hours at one time. Petty leave may only be taken with the approval of a Supervisor, Department Head, or County Manager. and must be used before December 15 of each calendar year. After December 15 any petty leave an employee may have will be terminated and will not roll over to the next year. Section 6. Bereavement Leave The Bereavement Leave Policy, effective 7/1/19, establishes uniform guidelines for providing paid time off to employees for absences related to the death of immediate family members and fellow employees or retirees of Harnett County. All full-time, active employees are eligible for benefits under this policy. This leave will be available on a calendar year basis from January through December. This leave will not carry forward from year to year and therefore is not payable upon termination of employment if not used. An employee who wishes to take time off due to the death of an immediate family member should notify his or her supervisor as soon as possible prior to using bereavement leave. At the discretion of the employee’s supervisor or department head, verification for use of bereavement leave may be required. Paid bereavement leave will be granted according to the following schedule: • Employees may use a maximum of three consecutive workdays of bereavement leave per loss for the death of an immediate family member; which includes wife, husband, mother, father, brother, sister, daughter, son, grandmother, grandfather, grandson, granddaughter, aunts and uncles. Also included are step-, half-, in-law, and loco parentis relationships. • Bereavement leave will be capped at six workdays per calendar year. Additionally, an employee may use any available leave for additional time off as necessary, with their supervisor’s approval. • Employees will be allowed up to four hours of bereavement leave to attend the funeral of a fellow regular employee or retiree of the County, provided such absence from duty will not interfere with normal operations of the department. Section 7. Leave Without Pay Use: Any full-time County employee may be granted leave without pay for up to one (1) year by the appropriate Supervisor, Department Head, or the County Manager Commented [JL22]: This update is per Finance request. 69 through the use of the Leave Without Pay Form found in Appendix BC of this Ordinance. Such leave may be used for reasons of prolonged personal illness, prolonged illness of an immediate family member, personal disability, after all other forms of accrued leave have been exhausted, personal educational needs, special work or ongoing classes that will benefit the County, or for other reasons deemed appropriate by the County Manager. Returning to Work: Any employee who is granted leave without pay is obligated to return to duty within, or at the end of, the time determined appropriate by the granting Supervisor, Department Head, or County Manager, unless an extension has been requested and approved. Upon returning, the employee shall be entitled to return to the same position he or she held at the time leave was granted or to one of like classification, seniority and pay. Failure to Return to Work: Failure of an employee to report to work once their leave has expired shall be considered a resignation. and the employee’s position shall be filled following the selection processes in Article IV, Section 6. Retention and Continuation of Benefits: Any employee who takes leave without pay ceases to accrue any form of leave addressed in Article VI of this policy. However, an employee must work at least half of the employee’s regular monthly schedule to accrue leave. For all non-FMLA leave without pay, employee health and dental insurance benefits will be paid by the County while the employee is on leave if the employee works at least half of their regular monthly schedule. If an employee works less than half of their regular monthly schedule, then the employee shall be responsible for their health and dental insurance premiums. Regardless of the amount of time worked during the month, an employee will be responsible for all other policies and dependent coverage premiums while on leave without pay. Employee responsible premiums will be deducted from the employee’s pay or, if no pay is received, billed to the employee. If the employee is billed, the employee shall be responsible for paying their premiums by the due date on the invoice. Employees who do not pay their premiums by the due date shall have their coverage canceled. If health and dental coverage of the affected employee is canceled for non-payment, coverage will be reinstated upon returning to work. Unpaid premiums will be deducted, unless the employee pays all outstanding premiums in full upon returning to work. If any policies, other than the employee’s health and dental coverage, and dependent coverage are canceled for non-payment, the employee will be eligible to re-enroll during the next open enrollment period. Section 8. Shared Leave Policy Purpose: The Harnett County Shared Leave Policy provides an opportunity for County employees to assist one another in times of need when an employee may have to be absent from work for a prolonged period of time resulting in loss of income due to a lack of accumulated leave. Therefore, any full-time County employee may donate accrued leave, as outlined in this section, to an employee who has been approved to receive voluntary shared leave due to a medical condition of the employee or of a member of the employee’s immediate family that causes an employee to exhaust all paid leave and compensatory time and will require the employee’s absence for a prolonged period of time. The Shared Leave program is not a right but a privilege offered by the County and is subject to denial. Denial of 70 participation in the Shared Leave program is not a grievable or appealable occurrence. Covered Employees: Any full-time County employee who has completed their new- hire probationary period is eligible to donate leave or receive donated leave. Temporary and part-time employees are not eligible for shared leave. Qualifying to Receive Leave: In order to receive shared leave, a covered employee must have complied with existing leave rules and: A. Have a prolonged medical condition that results in an absence from work for 20 consecutive days or more or have an immediate family member that has a medical condition that requires an employee’s absence from work for 20 consecutive days or more. Prolonged medical condition includes pregnancy complications or delivery complications where the complication results in an absence from work for 20 consecutive days or more, B. Apply for and follow procedures for FMLA, C. Apply for Shared Leave, D. Produce medical evidence to support the need for leave beyond the available accumulated leave, and E. Upon review of the Shared Leave Application and accompanying medical evidence, be approved by the County to participate in the program. Non-qualifying Reasons: Any employee or immediate family member experiencing, undergoing, or receiving the following is ineligible to participate: A. Short term or sporadic conditions or illnesses that require an absence from work for less than 20 consecutive days, B. Elective Surgery, C. Pregnancy and childbirth where there are no complications that require a covered employee to be absent from work for 20 consecutive days or more, or D. Worker’s Compensation benefits. The Application Process: Any full-time employee who wishes to request leave through the Shared Leave Policy must submit an Application to Receive Shared Leave Form provided by the Human Resources Department at www.Harnett.org or found in Appendix BC of this Ordinance. A. This form must be submitted to the appropriate Supervisor or Department Head who shall review the merits of the request and forward it to the Human Resources Department with a recommendation for approval or disapproval. B. The Human Resources Department will further review the request with an Employee Shared Leave Committee. The Committee and Human Resources Director will make a recommendation to the County Manager. C. The County Manager shall approve or deny all requests for receipt of shared leave and shall determine the length of the leave, not to exceed the employee’s or family member’s period of treatment and recovery. D. Once approved, the Human Resources Department shall advise all county employees regarding the request for shared leave. E. Direct solicitation of employees for shared leave donations by the employee requesting shared leave is not permitted under any circumstances. The Donation Process: A. Any employee who wishes to donate a specified number of hours from their vacation leave or compensatory time to an employee requesting shared leave must complete the Shared Leave Donation Form provided by the Human 71 Resources Department at www.Harnett.org or found in Appendix BC of this Ordinance. B. This form must be submitted to his or her Department Head who shall forward it to the Human Resources Department within the time period specified. C. Any employee donating leave may elect to donate a minimum of four (4) hours of their vacation leave or compensatory time up to any amount that would not drop his or her total accrued leave balance below 80 hours. A donating employee, however, may not donate more leave than he or she could earn in a year. D. Any donated leave will convert into sick leave for the employee requesting shared leave, is taxable, and will be added to the recipients W-2 as income. E. Once leave is donated and transferred to the receiving employee, any leave not used shall be returned to all donating employees on a pro-rata basis. Limitations & Restrictions: A. The donated amount of shared leave will only be utilized after all other sources of the recipient’s own leave have been completely exhausted. B. A donating employee may not receive any form of compensation for the donation of leave from the County or the employee requesting shared leave. Acceptance of remuneration for donated leave shall be grounds for disciplinary action as addressed in Article IX. C. No employee may directly or indirectly intimidate, threaten, coerce, or attempt to intimidate, threaten, or coerce any other employee for the purpose of interfering with any right a County employee may have with respect to donating, receiving, or using leave under this program. Such action shall be grounds for disciplinary action as addressed in Article IX. D. County employees may not donate to or receive leave from family members employed in other local governments or State agencies, institutions, community colleges, or technical institutes. E. Full-time employees who regularly work a 40 hour workweek or ten (10) hour shifts may receive a maximum of 480 hours of donated leave. Full-time employees who regularly work nine (9) hour or twelve (12) hour shifts shall be eligible to receive a maximum of 540 hours of donated leave. Full-time employees who regularly work 24 hour shifts shall be eligible to receive a maximum of 720 hours of donated leave. All maximums outlined in this subsection shall apply to the 12-month period following approval of an employee’s participation in the shared leave program. F. Shared Leave may not be used to extend an employee’s time in leave status beyond one year from their last date worked or beyond the time necessary for an employee or family member to be treated and recover. G. Individual employee leave records are confidential and are subject to the regulations found in Article XII. H. County employees should not reveal their donated leave amounts to the recipient of shared leave or to other employees. I. Donated leave shall not be claimed for reimbursement under current subrogation law. The County of Harnett shall not report paid donated leave as reimbursable to an attorney representing a County employee in a third party subrogation claim. Retention and Continuation of Benefits: Any employee who receives shared leave continues to accrue any form of leave addressed in Article VI, receives any salary increases or bonuses for which he or she would have otherwise been eligible, and may continue to be eligible for benefits under the County’s group insurance plans. 72 Accounting and Usage Procedures: The Human Resources Department is responsible for the establishment and maintenance of a system of leave accountability that will accurately record leave donations and recipient’s use. Such accounts shall provide a clear and accurate record for financial and management audit purposes. Such a system should include the following: A. Maintaining a list of all donating employees and the hours donated by each B. Adequate and prompt notification of any donated leave, the amounts of that donated leave, and when leave is granted to the recipient and the Finance Department C. Notification of actual leave deductions to the donating employees and the Finance Department. D. A donating employee will receive their pro rata share of any unused donated leave upon a qualifying employee’s return to work. Section 9. Workers’ Compensation Leave Note: The following section is covered by the North Carolina Workers Compensation Act (“NCWCA”) found at NCGS §97. If any discrepancies between this section and the NCWCA should surface, the NCWCA shall control. Any full-time County employee absent from duty because of sickness or disability covered by the NCWCA may receive worker’s compensation benefits and elect to use their accumulated leave as a supplemental payment for the difference between their regular salary and the payments received under the NCWCA. Employee Instructions: To ensure that a sick, injured, or disabled employee will receive all their available benefits, the following instructions should be followed. A. Emergency Situation: 1. If an injury occurs while on the job and said injury results in an emergency situation, 911 should be contacted for medical assistance and transport to the nearest medical facility. The employee, however, is still responsible for notifying the appropriate Supervisor or Department Head and completing a Workers’ Compensation Leave Form & Employee Injury Report provided by the Human Resources Department at www.Harnett.org or found in Appendix BC of this Ordinance. 2. If treatment is required at the emergency care provider, the injured employee should not provide his or her current County health insurance card. The employee instead should inform his or her caretakers that his or her injury should be filed to workers’ compensation. 3. If the injury occurs after normal County hours as explained above in Article V, Section 2, the employee’s social security number will be used as a temporary claim number until Human Resources can file a workers’ compensation claim and receive an appropriate claim number. B. Non-Emergency Situation: 1. If an injury occurs while on the job and said injury does not result in an emergency situation, but medical treatment is still required, an employee should seek treatment from: Lillington Medical Services 7 East Duncan St. Lillington, NC 27546 73 (910) 893-2641 2. If, for any reason other than a medical emergency, an employee is unable to receive treatment at the Lillington Family Medical Center, he or she should contact the Risk Management and Safety Coordinator. 3. Despite injury the employee is still responsible for notifying the appropriate Supervisor or Department Head and completing a Workers’ Compensation Leave Form & Employee Injury Report. C. Prescriptions: 1. If, after treatment, release, and the completion of a Workers’ Compensation Leave Form & Employee Injury Report, an employee needs a medical prescription filled, the employee may go to any major pharmacy including, but not limited to, the following: CVS, Rite-Aid, Walgreens, Wal-Mart, Giant Eagle, Kroger, Meijer, Costco, and Target. 2. The employee should inform the pharmacy that he or she is covered through the NCWCA. The pharmacy should be able to electronically get approval for the prescription. 3. If the pharmacy is unable to fill the prescription or electronically get approval to fill the prescription, the employee should purchase the medicine with his or her own funds and then submit any receipts to the Risk Management and Safety Coordinator for processing and refund. D. Mileage: 1. If any injured employee travels more than twenty (20) miles on their personal vehicle to an authorized doctor’s appointment following an injury filed as workers’ compensation, he or she may submit mileage for reimbursement through the use of the appropriate travel form. E. Work Release Forms 1. Work release forms should be obtained by an injured employee at each doctor visit and given to the appropriate Department Head. 2. Such forms should be used by the Department Head to determine the amount, type, and frequency of work an employee may do. 3. If an employee is written out of work by a licensed physician or light duty is unavailable for the employee, he or she may be entitled to workers’ compensation lost wage benefits. Such a situation is addressed below. F. Lost Wage Benefits 1. To be eligible for any lost wage benefits under the NCWCA an employee must: (1) be injured while in the service of their employer, (2) be written out of work by a licensed physician, and (3) be out of work for an initial seven (7) days. The day of injury is not included in the 7 days. 2. Once the initial seven (7) day period has passed, an employee will be eligible for lost wage benefits as long as he or she has already completed the Workers’ Compensation Leave Form & Employee Injury Report. 3. If an injured employee is eligible for lost wage benefits, that employee will begin receiving workers’ compensation checks to cover two-thirds (2/3) of his or her salary. 4. The remaining one-third (1/3) of an employee’s salary will be recouped by using the employee’s accrued leave until all the employee’s leave is exhausted. This will result in an employee using one (1) entire day of leave for every three (3) days an employee remains on workers’ compensation. G. Other Information: 74 1. If an employee receives one day of lost wage benefits, that employee’s retirement benefits will be inactive for the entirety of that month. 2. While on workers’ compensation leave an employee will continue to accrue all forms of leave as addressed in Article VI. Any leave accrued, therefore, will instantly be used and paid out to the employee if he or she has exhausted all accrued leave while on workers’ compensation. FMLA leave will run concurrently with any employee’s workers’ compensation leave. 3. Employee health and dental insurance benefits will be paid by the County while the employee is on workers’ compensation leave. All other policies and dependent coverage premiums will be deducted out of the employee’s pay or, if no pay is received, billed to the employee. If the employee is billed, the employee shall be responsible for paying the premiums by the due date on the invoice. Employees who do not pay the premiums by the due date shall have their coverage canceled. If coverage is canceled for non-payment, the employee will be eligible to re-enroll during the next open enrollment period. Section 10. Military Leave Note: The following section is covered the Uniformed Services Employment and Reemployment Rights Act (“USERRA”) found at 38 United States Code Chapter 4301-4335 and 20 Code of Federal Regulations Part 1002. If any discrepancies between this section and the USERRA should surface, the USERRA shall control. Purpose: Harnett County, in accordance with federal law, seeks to ensure that County employees who serve or have served in the Armed Forces, Reserves, National Guard, or other uniformed services: (1) are not disadvantaged in their careers with the County because of their service, (2) are promptly reemployed in their County jobs upon their return from duty, and (3) are not discriminated against in employment based on past, present, or future military service. Harnett County, along with the federal government, wishes to encourage uniformed service so that the United States can enjoy the protection of those services, staffed by qualified people, while maintaining a balance with the needs of the County who also depends on these same individuals. With this mind the County puts into effect the following policy pertaining to military leave for all full-time County employees. Policy: A. Any full-time County employee who is a member of the Armed Forces, Reserves, National Guard, or other uniformed services will be allowed 96 hours annually (adjusted for employees having a work week with greater or fewer hours than a basic 40-hour workweek, refer to sick schedule) to be used for any military training that an employee may be mandated to undergo as part of their service. B. If compensation provided such an employee by the United States while on military leave is less than the normal salary such an employee would have earned working his or her typical work schedule, the employee shall receive partial compensation from the County equal to the difference in the two amounts. Every effort will be made by the County to maintain the employee’s normal salary during such an employee’s period of military leave. Employee has the option to use leave without pay or accrued time. C. If a County employee’s military duty is required beyond the allotted hours, the employee shall be allowed to recoup the loss wages through the use of his or her accumulated leave. If the employee, however, does not have any 75 accumulated leave or his or her accumulated leave runs out, the employee shall be given leave without pay status as addressed in Article VI, Section 76. D. Regardless of other portions of this policy and the employee’s pay status, while taking military leave an employee’s leave credits and other benefits shall continue to accrue as normal. E. Any time spent in military leave will not run concurrently with FMLA leave. Section 11. Civil Leave When any full-time County employee is called for jury duty or as a court witness for the federal or state governments or a subdivision thereof, they shall receive leave with pay from the County, along with any payments or travel allowances received for such civic duties, without need to use any of their accumulated leave. While on civil leave, all benefits and forms of leave shall continue to accrue as normal. Section 12. Educational Leave Any full-time County employee may request and have granted a leave of absence in order to take one (1) educational course during or after regular County working hours as described in Article V, Section 2. Such an employee must complete and submit the Education Leave Request Form to the appropriate Supervisor or Department Head. This form is provided by the Human Resources Department at www.Harnett.org or found in Appendix BC of this Ordinance. Such educational leave will only be granted if the educational course to be taken benefits the County by better equipping the employee to perform his or her assigned job duties and responsibilities. Section 13. Family and Medical Leave Note: The following section is covered by the Family and Medical Leave Act (“FMLA”) found at 29 United States Code Chapter 28 and 29 Code of Federal Regulations Note 825. If any discrepancies between this section and the FMLA should surface, the FMLA shall control. Also, any employee seeking additional information on the FMLA may visit www.dol.gov. Purpose: In accordance with the FMLA, Harnett County seeks to provide a working environment that: (1) facilitates the development of children and the family unit, (2) prevents County employees from having to choose between job security and parenting, (3) allows adequate job security for employees who have serious health conditions that prevent them from working for temporary periods, and (4) balances the demands of the County with the needs of the families. With this in mind the County establishes the following policy. Eligibility: Only eligible employees are allowed to take FMLA leave. An eligible employee is one who: A. Works for the County, B. Has worked for the County for at least twelve (12) months, 1. Note: The twelve (12) months of service do not have to be continuous or consecutive. This means that any time previously worked for the County may be used to meet the twelve (12) month requirement. If, however, 76 the employee has a break in service that lasted longer than seven (7) years, the time worked prior to the break will not count unless the break is due to service covered by the USERRA addressed in Article VI, Section 10-9. C. Has at least 1,250 total hours of service to the County during the twelve (12) month period immediately preceding the leave, and D. Works at a location where the County has at least fifty (50) employees within a seventy-five (75) mile radius. Policy: A. Leave for Qualified Reasons: Harnett County will hereby grant all eligible County employees a total of twelve (12) workweeks of job-protected family and medical leave within a single twelve-month period for one or more of the following qualified reasons: 1. Birth & Bonding Leave: Leave may be granted for the birth of a son or daughter. i. Restrictions and Limitations: a) Entitlement to this form of leave expires 12 months after the date of birth. b) Both mothers and fathers employed by the County have a right to take this form of leave. c) This form of leave must be taken as a continuous block unless the employee obtains approval for intermittent leave by a Supervisor or Department Head. d) An employee who actually has day-to-day responsibility for caring for a child may be entitled to this form of leave even if the employee does not have a biological or legal relationship to the child as long as such an employee can prove they stand in loco parentis to the child. e) The fact that a child has a biological parent in the home, or has both parents, does not prevent an employee from standing in loco parentis to that child. The FMLA does not restrict the number of parents a child may have. 2. Adoption & Bonding Leave: Leave may be granted for the placement of a son or daughter with the employee for adoption or foster care. i. Restrictions and Limitations: a) An employee’s entitlement to this form of leave expires 12 months after the date of adoption or placement. b) Both mothers and fathers employed by the County have a right to take this form of leave. c) This form of leave may be taken before the actual placement or adoption of a child takes place if an absence from work is required. Such situations may include counseling sessions, mandated court appearances, attorney or birth parent consultations, and for necessary travel to complete an adoption. d) This form of leave must be taken as a continuous block unless the employee obtains approval for intermittent leave by a Supervisor or Department Head. 3. Serious Health Condition Leave (Employee): Leave may be granted for an employee to seek treatment and recover from his or her own serious health condition that requires incapacity for a period of more than three 77 calendar days away from work that also involves continuing treatment (or under the supervision of) a health care provider. i. Restrictions and Limitations: a) An employee is considered unable to work where a licensed physician finds that the employee is: (1) unable to work at all or (2) unable to perform any of the essential functions of the employee’s position. b) To utilize this form of leave an employee must submit the Employee Medical Certification Form provided by the Human Resources Department at www.harnett.org or at www.dol.gov to his or her Supervisor or Department Head in accordance with Article VI, Section 1312, Subsection D- 3 of this Personnel Ordinance. c) Before returning from work after this form of leave is taken, the employee must provide the County with a Fitness-for- Duty Certification signed and dated by a licensed physician that is qualified to make the determination that the employee is fit to return to work and perform their previous job duties and responsibilities. 4. Serious Health Condition Leave (Relative): Leave may be granted for the employee to care for a spouse, son, daughterchild, or parent who has a serious health condition that requires a period of incapacity requiring absence of more than three calendar days from work, school, or other regular daily activities that also involves continuing treatment (or under the supervision of) a health care provider. i. Restrictions and Limitations: a) To utilize this form of leave an employee must be needed to provide care for his or her spouse, son, daughter, or parent because of the family member’s serious documented health condition. An employee may take this form of leave to care for a person who, although having no legal or biological relationship to the employee when the employee was a child, stood in loco parentis to the employee when the employee was a child. b) An employee who actually has day-to-day responsibility for a child may be entitled to take this form of leave even if the employee does not have a biological or legal relationship to the child as long as such an employee can prove they stand in loco parentis to the child. c) The fact that a child has a biological parent in the home, or has both parents, does not prevent an employee from standing in loco parentis to that child. The FMLA does not restrict the number of parents a child may have. d) To utilize this form of leave an employee must submit the Family Member Medical Certification Form provided by the Human Resources Department at www.harnett.org or at www.dol.gov to his or her Supervisor or Department Head in accordance with Article VI, Section 1312, Subsection D- 3. 5. Military Exigency Leave: Leave may be granted for any qualifying exigency arising out of the fact that a spouse, son, daughter, or parent is a military member on covered active duty or called to active duty status. 78 i. Restrictions and Limitations: a) The definition of “son” and “daughter” provided in Article I, Section 3, does not apply to this section in so far as the 18 years or younger restriction is concerned. b) Qualifying exigencies are situations arising from the military deployment of an employee’s spouse, son, daughter, or parent to a foreign country. Such exigencies for which an employee may take this form of leave include: 1. Making alternative child care arrangements for a child of the military member when deployment necessitates a change in the existing arrangements. 2. Attending certain military ceremonies and briefings. 3. Taking leave to spend time with a military member on Rest and Recuperation leave during deployment. 4. Making financial or legal arrangements to address a covered military member’s absence. 5. Certain activities related to care of the parent of the military member while the military member is on covered active duty. 6. Deployment of service member with seven or fewer days’ notice. 7. Post-deployment activities for a period of ninety days after the termination of the service member’s active duty status. c) An employee who actually has day-to-day responsibility for a child may be entitled to this form of leave even if the employee does not have a biological or legal relationship to the child as long as such an employee can prove they stand in loco parentis to the child. d) The fact that a child has a biological parent in the home, or has both parents, does not prevent an employee from standing in loco parentis to that child. The FMLA does not restrict the number of parents a child may have. e) To utilize this form of leave an employee must submit the Qualifying Exigency Certification Form provided by the Human Resources Department at www.harnett.org or at www.dol.gov to his or her Supervisor or Department Head in accordance with Article VI, Section 1312, Subsection D- 3. 6. Military Caregiver Leave: An extended period of up to twenty-six (26) workweeks of leave may be granted for an employee to care for a covered service member with a serious injury or illness, as long as the employee is the spouse, son, daughter, parent, or next of kin of the service member. i. Restrictions and Limitations: a) Any eligible employee is limited to a combined total of 26 workweeks of leave for any FMLA qualifying reasons during a single 12-month period. b) This form of leave is available to any eligible employee once per service member, per serious injury or illness. However, an eligible employee may take an additional 26 weeks of leave in a different 12-month period to care for 79 the same service member if he or she has another serious injury or illness. c) A covered service member under this policy includes: (1) a current member of the Armed Forces who is undergoing medical treatment, recuperation, or therapy, is in outpatient statute, or is on the temporary disability retired list, for a serious injury or illness or (2) a veteran of the Armed Forces discharged within the five-year period before the family member first takes Military Caregiver Leave to care for the veteran and who is undergoing medical treatment, recuperation, or therapy for a qualifying serious injury or illness. d) A veteran who was dishonorably discharged is not considered a covered service member. e) To utilize this form of leave an employee must submit the Current Service Member Serious Injury or Illness Certification Form or the Veteran Serious Injury or Illness Certification Form provided by the Human Resources Department at www.harnett.org or at www.dol.gov to his or her Supervisor or Department Head in accordance with Article VI, Section 1312, Subsection D-3. B. Calculation of the Single 12-Month Period: 1. The single 12-month period for all of the foregoing qualified reasons will be measured forward from the first date an employee takes FMLA leave. i. Example: Ann’s FMLA leave begins on November 6, 2012 so her 12-month period is November 6, 2012 - November 5, 2013. 2. The single 12-month period for Military Caregiver Leave, however, begins on the first day the employee takes this form of leave and ends exactly 12 months later regardless of Harnett County policy. C. Increments, Calculation, & Payment of Leave: 1. Increments of Leave: Any form of FMLA leave may be taken in periods of whole weeks, single days, hours, or 15 minutes’ intervals. 2. Calculation of Leave: i. Only the amount of leave actually taken may be counted against an employee’s FMLA leave entitlement of 12-26 weeks. ii. Where an employee takes FMLA leave for less than a full workweek, the amount of FMLA leave used is determined as a proportion of the employee’s actual workweek and will be converted into hours. a) Example: Ann normally works 30 hours a week but works only 20 hours in a week because of FMLA leave. Therefore, she would use one-third (1/3) of a week of FMLA leave or, converted, 10 hours of FMLA leave time. iii. Time that an employee is not scheduled to report to work or may not report to work because the County has ceased operations shall not be counted against the employee as FMLA leave. iv. When a holiday falls during a week in which an employee is taking the full week of FMLA leave, the entire week is counted as FMLA leave. However, when a holiday falls during a week when an employee is taking less than the full week of FMLA leave, the holiday is not counted as FMLA leave, unless the employee was scheduled and expected to work on the holiday and used FMLA leave for that day. 80 3. Payment of Leave: FMLA leave in any normal circumstance is unpaid leave, however, Harnett County requires that County Employees take any and all of their accrued leave when using any form of FMLA leave. D. Employee Notice Requirements: 1. Timing (Leave that is Foreseeable) i. In general, an employee must give the County at least 30 days advanced notice of the need to take FMLA leave when he or she knows about the need for the leave in advanced. 2. Timing (Leave that is Unforeseeable) i. When the need for leave is unexpected, an employee must provide notice to the County as soon as possible and practical. 3. Certifications: i. Any employee who wishes to utilize FMLA leave for a serious health condition or a military exigency must supply his or her Supervisor or Department Head with the appropriate certification form within 15 calendar days after he or she has submitted their completed FMLA Leave Request Form that may be found in Appendix BC of this Ordinance. Medical certification forms should be updated by the employee every 30 days unless the form indicates that the minimum duration of the serious health condition is more than 30 days. If this is the case the form should be updated at the expiration of that minimum duration. ii. The employee is responsible for paying for the cost of the certification and for making sure the certification form is delivered to the Supervisor or Department Head. iii. If the certification form is incomplete or insufficient, the County will provide the employee with a written notice stating what information is needed to make the form complete and sufficient. iv. The employee must provide the necessary information to the County within seven (7) calendar days. v. If the employee does not provide the requested certification form within the time required or fails to provide a complete and sufficient form despite the opportunity to cure any deficiencies, the County shall deny the employee’s request for FMLA leave. vi. If the County has received a completed medical certification form, but has a reason to doubt the validity of such a certification, the County reserves the right to obtain a second certification from a licensed physician of the County’s choosing. The County will pay for such a recertification. E. Employee Protections Under the FMLA: 1. All County employees utilizing FMLA leave are entitled to the continuation of the County’s group health and dental insurance on the same terms as if he or she had continued work. All other policies and dependent coverage premiums will be deducted out of the employee’s pay or, if no pay is received, billed to the employee. If the employee is billed, the employee shall be responsible for paying the premiums by the due date on the invoice. Employees who do not pay the premiums by the due date shall have their coverage canceled. If coverage is canceled for non-payment, the employee will be eligible to re-enroll during the next open enrollment period. 2. All County employees utilizing FMLA leave are entitled to the continued accruement of any form of leave given to an employee by the County. 81 3. When any County employee utilizes FMLA leave and returns from that leave, he or she will be restored to the same job or equivalent job. An equivalent job is one that is virtually identical to the original job in terms of pay, benefits, and other employment terms and conditions. F. Protections for Individuals: The FMLA prohibits the following actions to be made by Harnett County: 1. Interfering with, restraining, or denying the exercise of, or the attempt to exercise any FMLA right. 2. Discriminating or retaliating against an employee or prospective employee for having exercised or attempted to exercise any FMLA right. 3. Discharging or in any other way discriminating against any person, whether or not an employee, for opposing or complaining about any unlawful practice under the FMLA. 4. Discharging or in any other way discriminating against any person, whether or not an employee, because that person has: i. Filed any charge, has instituted, or caused to be instituted, any proceeding under or related to the FMLA; ii. Given, or is about to give, any information in connection with an inquiry or proceeding relating to any right under the FMLA; or iii. Testified, or is about to testify, in any inquiry or proceeding relating to a right under the FMLA. G. Spouses who work for the County: 5. Spouses who work for the County will share a total of 12 workweeks of FMLA leave per year for i. The birth of a child, ii. Placement of child with employee for adoption or foster care, or iii. Care of a parent with serious health condition. 6. Spouses who both work for the County will share a total of 26 workweeks of FMLA to care for a military family member with a serious injury or illness. 7. Spouses who work for the County may each use a total of 12 workweeks of FMLA leave in a leave year for i. Their own serious health condition, ii. To care for a spouse or child with a serious health condition, or iii. Due to a qualifying exigency. Section 14. Adverse Weather Policy (Administrative Leave (Inclement Weather Leave) Purpose: Harnett County must ensure the delivery of services to citizens and businesses even during times of adverse weather. Considering the varied geographic locations and diverse populous of this County, it is the intent of this Adverse Weather Policy to establish a uniform Countywide plan regarding how operations will be affected during times of adverse weather and to establish guidelines for accounting for time and for releasing non-essential personnel from work when: (1) adverse weather prohibits or adversely impacts the ability of non-essential personnel to report to work or to remain at work, or (2) adverse weather necessitates the suspension of non-essential operations. Note: All County employees are to presume, unless otherwise notified, that County operations will continue as normal and they are expected to report to work regardless of any weather or other emergency conditions that may develop. The Harnett County Adverse Weather Policy will not go into effect until the County Manager has determined that normal operations at all Harnett County facilities is jeopardized by the existence of 82 adverse weather that may put lives or property in danger. Such a determination will be forwarded to all major news and radio outlets across the County, distributed via Harnett County e-mail, and posted on www.harnett.org and designated County Social media platforms. Designation of Essential & Non-Essential Personnel: All County employees shall be designated as essential or non-essential personnel by the appropriate Department Head or the County Manager. Non-essential personnel shall be designated in writing through an e-mail or memorandum. This e-mail or memorandum shall act as an employee’s recognition of his or her status as non-essential personnel. Essential personnel shall be designated in writing through a formal memorandum and each essential employee shall acknowledge this designation in writing. This designation and acknowledgement will be included in each employees’ personnel file. While not all County department heads and/or their assistant directors may be considered essential personnel, all department heads and/or their assistant directors should make themselves available to the County Manager via an agreed upon method of communication should they be needed during times of adverse weather. Some County departments may, in their discretion, assign employees to shifts in order to maintain essential County operations. In these situations, employees may be deemed essential or non-essential in accordance with their respective shift. Duties of Essential Personnel: A. Essential personnel who are required to work during adverse weather because their positions have been designated as such by their Department Heads or the County Manager should perform to the best of their abilities during this time. B. Those essential personnel who cannot report to work because of driving conditions will notify their immediate Supervisor or Department Head so that County transportation can be dispatched to pick them up. C. If an essential employee refuses to report to work, remain at work, or be carried to work by County transportation once this policy has been activated the employee will not be granted administrative inclement weather leave and will be charged absent. D. Essential employees are not allowed to take a day off at such future time to compensate for working during an emergency. Any compensation received by such employees for working during an emergency is governed by the Emergency Operations Compensation policy addressed in Article III, Section 19 18. Non-Essential Personnel & Administrative Inclement Weather Leave: A. Non-essential personnel are those employees who may be approved for administrative inclement weather leave during adverse weather because their positions have been designated as such by their Department Head or the County Manager. B. Once this policy has been activated, administrative inclement weather leave for nonessential personnel may be granted in the discretion of the County Manager to administratively excuse all non-essential personnel. C. Administrative Inclement Weather Leave will be granted to employees in the amount of hours the employee is scheduled to work, not to exceed 10 hours. D. Entitlement to administrative inclement weather leave depends on a variety of factors, including but not limited to the non-essential employee’s status at the time of the announcement, when the adverse weather develops, and how it affects County operations. 83 a) During Normal County Operating Hours: If adverse weather develops during normal County operating hours and the County Manager so chooses to cease all County operations the following shall apply: i. If the employee was on duty and was scheduled to depart early through the use of his or her accrued leave after official word was received but before the time for dismissal, leave is charged only from the time the employee departed until the dismissal time. ii. If the employee was scheduled to return to duty after an initial period of leave and dismissal is given before the employee can physically report to work, leave is charged until time for dismissal. b) Outside of Normal County Operating Hours: If adverse weather develops outside of normal County operating hours but there is no significant curtailment of county activities the following applies: i. Regardless of road and weather conditions essential and non- essential employees are expected to be at work on time. Employee tardiness caused by treacherous driving conditions may be excused on a case-by-case basis by their department head or the County Manager, but failure to report to work will result in the employee being charged absent. ii. The County Manager, in his or her discretion, may delay opening the County for a period of the workday. In the event he or she chooses to do so, non-essential personnel will be administratively excused for the delay period, but this does not excuse an employee from being absent once the delay period has passed. c) Outside of Normal County Operating Hours: If adverse weather develops outside of normal County operating hours but there is a significant curtailment of County activities the following applies: i. If the County Manager, in his or her discretion, chooses to cease all non-essential operations for the entirety of the day, the day will be considered a non-work day and non-essential personnel will be administratively excused. E. Non-essential employees are not authorized to work when the County Manager deems that their service is not required for continued County operations Note: The chart below details the previous information and is a complete summary of the same. 84 Event Employee Action Non-Essential (Exempt and Non-exempt) Essential Employees Late Opening Does not report Paid administrative inclement weather leave from regular start time to County opening time. Employees may use any of his or her accrued leave time to receive full compensation for the remainder of the work day. All essential personnel, regardless of exemption statutes, must report to work during an adverse weather situation and will be compensated in accordance with this Ordinance. Some County departments may, in their discretion, assign employees to shifts in order to maintain essential County operations. In these situations, employees may be deemed essential or non-essential in accordance with their shift. (This requirement does not apply to those County employees in an approved leave without pay status) Reports to work Employee is paid for his or her actual time worked & receives administrative inclement weather leave from regular start time to County opening time. Reports later than announced opening Employee is paid for his or her actual time worked & receives administrative inclement weather leave from regular start time to time County opening time &, if necessary, may use any accrued leave to receive compensation equal to a full standard work day. Has scheduled use of accrued leave time. Paid administrative inclement weather leave for time County offices are closed, but accrued leave time is used to receive full compensation for the remainder of the work day. Any Leave without Pay status Leave without pay is still charged Closed Is scheduled to work Awarded administrative inclement weather leave for the day for their scheduled work day, up to 10 hours Has scheduled use of accrued leave time. Awarded administrativie inclement weather leave will be granted. Any Leave without Pay status (FMLA, Military Leave) Leave without pay is still charged. Early Closing Does not report Paid administrative inclement weather leave for time County offices are closed. Employees may use any of his or her accrued leave time to receive full compensation for the remainder of the work day. Reports to work Employee is paid for his or her actual time worked & receives administrative inclement weather leave from County closing time to regular quitting time to receive full compensation for the remainder of the work day. Leaves work earlier Employee is paid for his or her actual time worked & receives administrative inclement weather leave from County closing time to regular quitting time &, if necessary, may use any accrued leave to receive compensation equal to a full standard work day. Has scheduled use of accrued leave time. Paid administrative inclement weather leave for time County offices are closed, but accrued leave time is used to receive full compensation for the remainder of the work day. Any Leave without Pay status Leave without pay is still charged 85 Section 15. Volunteer Leave Harnett County seeks to foster a workforce that cares for the surrounding community and offers support to those individuals throughout the County that may need support. With this in mind the County allows all full-time County employees one and one-half (1 ½) hours of volunteer administrative leave each week or a lump sum total of six (6) hours per month to perform volunteer work at any Harnett County school, or any Harnett County non-profit organization, or any non-profit organization that has an event in Harnett County. This leave may be used in conjunction with an employee’s lunch break or any other form of accrued leave an employee may have. This leave will not accumulate and shall not be carried over from week to week or month to month.. To utilize this form of a leave an employee must receive advanced approval (at least 48 hours) from his or her Supervisor, Department Head, or the County Manager. Once such volunteer leave has been utilized, an employee must provide his or her Supervisor or Department Head with some form of evidence or documentation that the volunteer service was actually completed. Section 16. Parent Involvement Leave Note: The following section is covered by the Leave for Parent Involvement in Schools Act found at NCGS §95-28.3. If any discrepancies between this section and the Leave for Parent Involvement in School Act should surface, the act shall control. Policy: Harnett County believes that parent involvement is an essential component of school success and positive student outcomes. Therefore, Harnett County shall grant four (4) hours per year of leave to any full-time County employee who is a parent, guardian, or person standing in loco parentis of a school-aged child so that the employee may attend or otherwise be involved at that child’s school. Restrictions, Limitations, and Conditions: A. This leave may be used in conjunction with any other form of accrued leave an employee may have. B. This leave will not accumulate and shall not be carried over from year to year. C. To utilize this form of leave an employee must receive advanced approval (at least 48 hours) from his or her Supervisor, Department Head, or the County Manager. Once such leave has been utilized, a Supervisor, Department Head, or County Manager may require some form of documentation for the employee’s school involvement. Example: An employee may use this leave to attend a parent teacher conference, or chaperon a school trip. 86 ARTICLE VII. EMPLOYEE BENEFITS Section 1. Insurance Benefits Revised Insurance Benefits Policy: All full-time employees hired on or after July 1st, 2015, or those employees who leave the employment of the County and return to work on or after July 1st, 2015, shall be eligible for insurance benefits in accordance with the following policy. A. The County will provide individual medical and dental insurance hospitalization to all full-time employees. All full-time employees shall be enrolled in the program in accordance with the provisions of the County’s insurance contracts on the first day of the month following a thirty (30) day waiting period. B. Any full-time County employee may so choose to have money deducted from his or her check to provide dentalvision insurance for him or herself and to provide health insurancehospitalization, and dental and vision insurance for any dependents he or she may have in accordance with the provisions of the County’s insurance contracts. C. Retirement Hhealth benefits in retirement are provided on a pro-rated basis for years of service as listed below. Employees who are not eligible for the benefits as outlined below will not be allowed to remain on the County’s health insurance plan beyond any rights granted by the Consolidated Omnibus Budget Reconciliation Act (COBRA). D. Individuals must be County employees at the time of retirement to be eligible. If an eligible employee declines retirement health benefits at the time of retirement, the employee will not be eligible for the benefits at a later date. E. For employees retiring on or after December 16, 2019, an eligible employee must elect or decline the Medicare supplement at the time of retirement to receive the supplement upon turning 65 years of age or becoming Medicare eligible. If an eligible employee declines the Medicare supplement, the employee will not be eligible for the supplement at a later date. F. The Medicare supplement will commence upon the employee’s submittal of receipts for reimbursement for that fiscal year. The County will not reimburse the employee for receipts received for any prior years that the employee is eligible for the supplement. Standard amount of supplement is to be determined by the BOC, which will be included in the annual budget ordinance. G. Retirement During retirement, health benefits premium payments are due by the first day of the month that coverage is effective. The premium payment deadline (hereinafter referred to as the “grace period”) ends thirty (30) days after the due date. Retired employees who do not pay their premiums in full or who do not have sufficient funds in their account for authorized bank drafts by the final day of the grace period will have their coverage canceled. If the unpaid premium amount due is only for dependent coverage, then only the dependent coverage will be canceled. However, if the unpaid premium amount due is for the retired employee and dependent coverage, then the retired employee and all dependents will have their coverage canceled. Such retired employees and/or dependents who have their coverage canceled for non-payment cannot be reinstated. However, if the premium payment is received after the coverage has been canceled due to non-payment, but the postmark date is on or before the last day of the grace period, then coverage will be reinstated. H. COBRA - Under the Consolidated Omnibus Budget Reconciliation Act (COBRA) of 1985, Harnett County offers employees and their eligible dependents the opportunity for temporary extension of continuous insurance coverage in 87 instances where coverage under the plan would otherwise end. Eligible employees have sixty days from the date of the notice to elect COBRA coverage. Retirement Health Benefits (Employees less than 65 not Medicare eligible) *Minimum Years of Consecutive Harnett County Service for Eligibility Percentage of Cost Paid by County Until Age 65 or Medicare Eligible 20 Years 50% 25 Years 75% 30 Years 100% Retirement Health Benefits (Employees older than 65 and/or Medicare eligible) *Minimum Years of Consecutive Harnett County Service for Eligibility Percentage of Cost Paid by County After Age 65 or Medicare Eligible 20 Years 50% 25 Years 75% 30 Years 100% *Minimum Years of Consecutive Harnett County Service is defined as the period of an employee’s continuous and uninterrupted employment with the County commencing on his or her most recent hire date through his or her retirement date. Employees who are affected by a reduction in force or layoff who return to work when called back to work at the County within one (1) year of their departure will be considered as having continuous service as it relates to continuing medical benefits into retirement. Grandfathered Insurance Benefits Policy: Full-time employees as of June 30th, 2015 shall continue to be eligible to receive insurance benefits as defined below. A. The County will provide medical insurance hospitalization to all full-time employees. All full-time employees shall be enrolled in the program on the first day of the month following a thirty (30) day waiting period. B. Any full-time County employee may so choose to have money deducted from his or her check to provide dental and vision insurance for him or herself and to provide medical insurance hospitalization, and dental and vision insurance for any dependents he or she may have in accordance with the provisions of the County’s insurance contracts. C. Retirement Hhealth benefits during retirement are provided on a pro-rated basis for years of service as listed below. Employees who are not eligible for the benefits as outlined below will not be allowed to remain on the County’s health insurance plan beyond any rights granted by the Consolidated Omnibus Budget Reconciliation Act (COBRA). D. Individuals must be County employees at the time of retirement to be eligible. E. For employees retiring on or after December 16, 2019, an eligible employee must elect or decline the Medicare supplement at the time of retirement to receive the supplement upon turning 65 years of age or becoming Medicare eligible. If an Commented [JL23]: Added definition of “consecutive years of service” Commented [JL24]: Added per County Manager’s request 88 eligible employee declines the Medicare supplement, the employee will not be eligible for the supplement at a later date. F. The Medicare supplement will commence upon the employee’s submittal of receipts for reimbursement for that fiscal year. The County will not reimburse the employee for receipts received for any prior years that the employee is eligible for the supplement. For all retired employees currently receiving the Medicare supplement, the employee must submit all prior fiscal year receipts no later than June 30, 2020 to receive reimbursement. After June 30, 2020, retired employees currently receiving the Medicare supplement will not receive reimbursement for receipts submitted to the County for any prior fiscal years. Standard amount of supplement is to be determined by the BOC, which will be included in the annual budget ordinance. G.F. H.G. Retirement Hhealth benefits premium payments during retirement are due by the first day of the month that coverage is effective. The premium payment deadline (hereinafter referred to as the “grace period”) ends thirty (30) days after the due date. Retired employees who do not pay their premiums in full or who do not have sufficient funds in their account for authorized bank drafts by the final day of the grace period will have their coverage canceled. If the unpaid premium amount due is only for dependent coverage, then only the dependent coverage will be canceled. However, if the unpaid premium amount due is for the retired employee and dependent coverage, then the retired employee and all dependents will have their coverage canceled. Such retired employees and/or dependents who have their coverage canceled for non-payment cannot be reinstated. However, if the premium payment is received after the coverage has been canceled due to non-payment, but the postmark date is on or before the last day of the grace period, then coverage will be reinstated. Retirement Health Benefits (Employees less than 65 not Medicare eligible) *Minimum Years of Consecutive Harnett County Service for Eligibility Percentage of Cost Paid by County Until Age 65 or Medicare Eligible 10 Years of Harnett County Service Plus an additional 20 Years of Local Government Service 50% 15 Years 50% 16 Years 55% 17 Years 60% 18 Years 65% 19 Years 70% 20 years 75% 21 Years 77% 22 Years 79% 23 Years 81% 24 Years 83% 25 Years 85% 26 Years 88% 27 Years 91% 28 Years 94% 29 years 96% Formatted: Indent: First line: 0" Commented [JL25]: The County does not allow dependents to stay on plan if ee doesn’t elect it. 89 30 Years 100% Retirement Health Benefits (Employees older than 65 and/or Medicare eligible) *Minimum Years of Consecutive Harnett County Service for Eligibility Percentage of Cost Paid by County After Age 65 or Medicare Eligible 15 Years 50% 16 Years 55% 17 Years 60% 18 Years 65% 19 Years 70% 20 years 75% 21 Years 77% 22 Years 79% 23 Years 81% 24 Years 83% 25 Years 85% 26 Years 88% 27 Years 91% 28 Years 94% 29 years 96% 30 Years 100% *Minimum Years of Consecutive Harnett County Service is defined as the period of an employee’s continuous and uninterrupted employment with the County commencing on his or her most recent hire date through his or her retirement date. Employees who are affected by a reduction in force or layoff who return to work when called back to work at the County within one (1) year of their departure will be considered as having continuous service as it relates to continuing medical benefits into retirement. Section 2. Unemployment Compensation County employees who are laid off, dismissed, or terminated from their current position with the County may apply for unemployment compensation through the local Employment Security Commission office. Eligibility for unemployment compensation will be determined by the Employment Security Commission. Section 3. Social Security In accordance with the Social Security Act of 1935, the federal Social Security program provides monthly benefits upon retirement to those individuals who contribute monthly to the program through the Social Security Administration. Harnett County in an attempt to provide its employees with a happy and healthy life after retirement shall, to the extent of its lawful authority and power, extend Social Security benefits to all eligible employees in accordance with federal law. Commented [JL26]: Added definition of “consecutive years” Commented [JL27]: Added per County Manager 90 Employees will be compensated by their contributions to the Social Security system once they retire and reach the federally recognized retirement age through the federally operated program. Section 4. Local Governmental Employees’ Retirement System (“LGERS”) About LGERS: The Local Governmental Employees’ Retirement System is a defined benefit plan qualified under §401(a) of the Internal Revenue Code. Harnett County is a mandatory member and participant in this program, therefore County employees, the County itself, and the investment earnings on total contributions pay the cost of providing an employee’s retirement benefits. Membership, Eligibility, and Vesting in LGERS: A. Membership: All County employees serving in a position that requires more than 1,000 hours per year of service automatically become members of the LGERS. B. Eligibility: All County employees will remain eligible to participate in the LGERS program unless they are convicted of certain state or federal offenses involving public corruption or are convicted of a felony directly related to their employment. C. Vesting: All employees become vested in LGERS once they have completed a minimum of 5 years of service to the County. This means that an employee is eligible to apply for lifetime monthly retirement benefits based on the retirement formula in effect at the time of his or her retirement, if any money is withdrawn from his or her LGERS contributions, and the age and service requirements described below. Employee Contributions: Any eligible vested County employee will contribute to LGERS six percent (6%) of their gross salary each month through payroll deductions. Contributions made to this program are invested by the Department of State Treasurer and these funds are protected by the Constitution of North Carolina from being used for any purpose other than retirement system benefits and expenses. Employer Contributions: Harnett County, in accordance with LGERS, will contribute an actuarially-determined percentage of the gross payroll of employee members each month to LGERS for benefits. Refund of Contributions: If an employee leaves the service of the County and LGERS before he or she has 5 years of service, the only payment such an employee can receive is a refund of his or her contributions and interest. To receive a refund of contributions an employee must complete the appropriate form available at www.nctreasurer.com/Retirement-and-Savings. Calculation of Service Retirement Benefits: The LGERS uses a formula to calculate monthly retirement benefits once eligibility requirements have been met. This formula and additional information on the calculation of service retirement benefits may be found at www.nctreasurer.com/Retirement-and-Savings. The basic formula is: Employee’s Annual Benefit = 1.85% of average final compensation X Years & Months of County Service For further explanation of LGERS requirements, calculation of benefits, benefit payment options, beneficiaries, and other information regarding LGERS, please review the LGERS Handbook which can be found at the North Carolina State Treasurers Retirement System Division website at www.myncretirement.com 91 Note: An employee may view their personal account information, download retirement forms, and access any other retirement resources 24 hours a day, 7 days a week by logging on to their personal ORBIT account by clicking the link provided on www.myncretirement.com. Any additional information on this program is provided by the Department of State Treasurer at www.nctreasurer.com. Section 5. Death Benefits under LGERS If a County employee, who is an eligible vested member of LGERS, dies while in active service to the County with at least one (1) year as a contributing member of LGERS, the employee’s beneficiary will receive a lump sum payment as set forth in the LGERS Handbook which can be found at the North Carolina State Treasurers Retirement System Division website at www.myncretirement.com. Section 6. Life Insurance & Accidental Death and Dismemberment (“AD&D”) Harnett County shall provide life insurance and AD&D coverage to all full-time County employees. Eligible employees shall be enrolled in the program in accordance with the insurance carrier’s provisions. Any payouts that may become necessary will be in accordance with amounts set by the BOC. Section 7. Law Enforcement Officers’ Separation Allowance Harnett County shall provide a special separation allowance to all qualified law enforcement officers who leave service early and meet all of the following qualifications: A. The law enforcement officer must have completed thirty (30) years or more of County service or have attained fifty-five (55) years of age and completed five (5) or more years of County service. B. The law enforcement officer must not yet be sixty-two (62). C. The law enforcement officer must have completed at least five (5) years of continuous service as a law enforcement officer immediately before retirement. Payment of the separation allowance will cease if the officer reaches age 62 or dies. Section 8. Supplemental Retirement Income NC 401(k) Plan and NC 457 PlanPlan Harnett County offers all LGERS-enrolled County employees a voluntary County NC 401(k)(k) Supplemental Retirement Income Plan. In accordance with this Policy, employees may deposit up to the maximum percentage authorized by the Internal Revenue Service into their NC 401(k) Plan’s. Harnett County, regardless of employee participation, shall contribute 2% of an employee’s monthly compensation to their NC 401(k) (k) Supplemental Retirement Income Plan; however, there will not be any additional County match over the 2% contribution except as provided below for law enforcement officers. In accordance with NCGS §143-166.50, Harnett County shall contribute 5% of a sworn law enforcement officers monthly compensation to their Supplemental Retirement Income Plan NC 401(k)(k) Plan. However, there will not be any additional County match over the mandated 5%. 92 In addition to the NC 401(k) Plan, all employees, regardless of LGERS eligibility, are also allowed to contribute to the NC 457 Plan. Section 9. Direct Deposit Employees are required to electronically deposit all paychecks from the County to a federally recognized bank or credit union. This direct deposit of an employee funds reduces the amount of time the employee has to spend at the bank and is typically safer than manually cashing checks. To take full advantage of the direct deposit program an employee should complete and submit the Harnett County Direct Deposit Form found in Appendix CD of this Ordinance. ARTICLE VIII. SEPARATIONS, DEPARTURES, & REINSTATEMENTS Section 1. Types of Separations & Departures Any separations or departures that occur between County employees and the County shall be designated as one of the following types as defined in Article I, Section 3 and shall follow the prescribed procedures as described below: A. Suspension: a. Any County employee may be suspended from his or her service to the County with or without pay due to the employee’s current job performance, personal conduct, or other behavior that is unsatisfactory or contrary to the mission and policies of Harnett County. Suspensions without pay shall not exceed thirty (30) calendar days. In situations of suspension without pay, employees are not permitted to use compensatory, vacation or sick time nor will he or she receive holiday pay. b. The suspended employee’s Department Head shall provide a Disciplinary Action Report detailing his or her suspension, whether this suspension is with or without pay, the reasons for the suspension, duration of the suspension, and what must be done by the employee upon returning to work. The Department Head executing the suspension shall notify the Human Resources Department and the County Manager immediately. The Disciplinary Action Report shall then be delivered to the employee in person and by certified mail, filed in the employee’s personnel file in the Human Resources Department, and also filed with the County Manager. The Disciplinary Action Report is form may be found in Appendix CD of this Ordinance. c. An employee suspended for the reasons stated above may appeal his or her suspension in accordance with the Grievance and Appeal Policy as addressed in Article X. B. Investigatory Suspension: a. Any County employee may be may be placed on investigatory suspension with pay in order to provide the County with more time to thoroughly investigate a situation or to reach a decision concerning an employee’s status. Such separation may also be utilized to avoid undue disruption or to protect County employees and property. b. Any investigatory suspension shall not exceed forty-five (45) calendar days. If no action has been taken against the employee by the end of the forty-five (45) day period, one of the following must occur: 93 i. The employee shall be reinstated to his or her current position. ii. The employee will be subjected to appropriate disciplinary actions based on the results of the investigation in accordance with the Disciplinary Action Policy as addressed in Article IX. C. Voluntary Resignation / Quitting: a. Any County employee who wishes to voluntarily resign or quit his or her position with the County should give the immediate Supervisor and Department Head a minimum of two (2) weeks written notice. Once the employee’s two (2) weeks are up, and the employee has not informed the County otherwise, the employee shall be considered resigned from the position and the position may be filled in the discretion of the County. If a resignation has been accepted by the County, it shall be the County’s sole discretion whether to allow an employee to rescind the resignation. b. The County reserves the right to provide an employee with up to two weeks’ pay in lieu of notice in situations where job or business needs warrant. c. Any County employee who fails to report to work without giving written or verbal notice to his or her Supervisor or Department Head for a period of at least three (3) days will be considered to have voluntarily resigned the position. d. If an employee voluntarily resigns or quits his or her position with the County in the above described manners, the employee will have no appeal rights as addressed in Article X. D. Dismissal / Involuntary Resignation / Termination: a. Any County employee may be dismissed from duty, forced to involuntarily resign their position, or terminated by the County in accordance with the Disciplinary Action Policy addressed in Article IX. b. Any employee separated from the County in this manner will be allowed his or her appeal rights as addressed in Article X. E. Reduction in Force a. In the event that a reduction in force becomes necessary, consideration shall be given to the quality of each employee’s past work performance, current work ethic, experience, and substantive training. Department needs and seniority will also be taken into consideration, but the primary information will come from an employee’s past performance reviews. b. Any employees who are scheduled to be laid off shall be given at least two (2) weeks’ notice. No full-time permanent employees shall be separated while there are temporary employees serving in the same class in the department, unless the full-time permanent employee is not willing to transfer to the position held by the temporary employee. c. Any employee separated from the County in this manner will be allowed his or her appeal rights as addressed in Article X. F. Disability c. Any County employee may be separated or depart from service to the County due to any physical or mental condition that limits movement, senses, or activities to such a degree that the County employee is unable to complete his or her essential job duties. d. Separation in this manner may be initiated by the employee or the County, but in all cases must be supported by medical evidence from a physician. e. Separation in this manner is subject to the certification requirements addressed in the Family Medical Leave Act section of this Ordinance. 94 f. Before an employee is separated due to disability, a reasonable effort shall be made to locate alternative positions within the County for which the employee may be suited. g. Any employee separated from the County in this manner will be allowed his or her appeal rights as addressed in Article X, as long as the employee did not initiate the separation. G. Retirement: Any County employee may be voluntarily separated or depart from service to the County by any means of retirement. This includes resigning from his or her position and drawing his or her retirement benefits from the County, LGERS, the supplemental retirement income plan, or Social Security. H. Death: Separation in this manner entitles the estate of the employee to all compensation addressed in Article VI, Sections 3 & 4, and Article VII, Section 5. If a County employee voluntary resigns, quits, is dismissed, is involuntary forced to resign, or is terminated, the employee’s Supervisor or Department Head should inform the employee that out-processing is necessary and the employee should visit the Harnett County Human Resources Department. The Human Resources Department will then coordinate with the employee concerning distribution of retirement funds, 401(k) contributions, continuation of medical benefits under the Consolidated Omnibus Budget Reconciliation Act (COBRA), conversion of life insurance plans, and a change of address, if necessary. Section 2. Reinstatements Any separated employee who voluntarily resigned in good standing or was separated from his or her service to the County due to a reduction in force may be reinstated to his or her position within three (3) years from the date of separation. Any reinstatement will require the approval of the Department Head and the County Manager, but those employees who are reinstated shall be credited with all previous years of County service, any previously accrued sick leave, and will receive all benefits provided in accordance with this policy, federal law, and state law. The salary paid a reinstated employee shall be as close as reasonably possible to the salary previously paid to the employee, given the circumstances of each employee’s case and the employee’s newly acquired position. Any employee who enters extended active duty with the Armed Forces of the United States, the Public Health Service, or with the Armed Forces Reserves will be granted reinstatement rights in accordance with USERRA and Article VI, Section 109 of this policy. ARTICLE IX. DISCIPLINARY ACTION POLICY Section 1. Policy Coverage The following disciplinary action policy covers only those full-time permanent employees in the service of the County. Any Harnett County employees who are part-time or on a probationary period are not covered by this policy and do not enjoy or retain any of the rights found within this Article. Any part-time or probationary employees are considered 95 at-will employees and may be separated from their service to the County without justification or warning. Section 2. Disciplinary Actions Any County employee, regardless of occupation, position, or profession may be subject to disciplinary action. The type of disciplinary action taken shall be based upon the sound and considered judgment of the County Manager, Deputy County Manager, Assistant County Manager, or Department Head executing the action and may depend on the number, nature, and severity of the offense. The Deputy County Manager, Assistant County Manager, and Directors (Department Heads) are not subject to the Three Warning Rule as outlined in Section 6(B) of this Article and may be subject to adverse action without prior written warning or other written notice in the employee’s personnel file; however, there shall be an action or condition relating to unsatisfactory job performance as outlined in Section 6(B)(c) to take any form of adverse action against any of these employees. These employees are not subject to the Grievance Policy as outlined in Article X; however, affected employees may appeal an adverse action to the BOC. If an affected employee is terminated or involuntarily resigns pursuant to Section 6(B) of this Article, the employee shall receive a severance of a minimum of three (3) months’ with a maximum of six (6) months’ of their then existing salary as determined by the County Manager. The severance package shall also include all other benefits of the regular payroll schedule including health insurance. These employees shall not be eligible for severance if the adverse action is for just cause or unsatisfactory or contrary personal conduct as outlined in Sections 6(A) and 6(C) of this Article. Section 3. Responsibilities of the County Manager The County Manager is responsible for maintaining the proper conduct and discipline of all County employees. He or she must be prepared to discipline those employees who fail to meet expectations and fall far below the standards mandated by the County. Therefore, when an employee’s current job performance, personal conduct, or other behavior is unsatisfactory or contrary to the mission and policies of Harnett County, the County Manager may use any disciplinary action sanctioned by the County to discipline the employee depending on the number, nature, and severity of the offense. Section 4. Responsibilities of Department Heads, Supervisors, and Assistant County Managers, and Deputy County Manager Department Heads, Supervisors, and Assistant County Managers, and Deputy County Manager are responsible for maintaining the proper conduct and discipline of employees under their supervision. They must be prepared to discipline those employees who fail to meet expectations and fall far below the standards mandated by the County. Therefore, when an employee’s current job performance, personal conduct, or other behavior is unsatisfactory or contrary to the mission and policies of Harnett Commented [JL28]: Added this per County Manager’s Request 96 County, a Department Head, Supervisor, or Assistant County Manager, or Deputy County Manager may use any disciplinary action sanctioned by the County to discipline the employee depending on the number, nature, and severity of the offense. However, Supervisors are not authorized to use any formal disciplinary action adverse action to discipline the employee without the approval of the Department Head. Section 5. Review of Disciplinary Documents All written documents pertaining to any disciplinary actions covered under this policy, whether prepared by a Department Head, Supervisor, Assistant County Manager, Deputy County Manager, or the County Manager, must be reviewed by the Human Resources Director prior to being provided to a County employee who is to be disciplined. If the Human Resources Director is the subject of disciplinary action, the Legal Department or legal counsel retained for the disciplinary matter shall review the disciplinary documents. Section 6. Reasons for Discipline A. Discipline for Just Cause a. Discipline for just cause refers to any situation where the County Manager, Deputy County Manager, Assistant County Manager, Supervisor or a Department Head executes some form of disciplinary action in order to discipline an employee for some justified reason. b. Any disciplinary action sanctioned by the County may be used to discipline any County employee for just cause. c. Any adverse action executed by a Department Head, Assistant County Manager, Deputy County Manager or the County Manager for just cause does not require any sort of warning or other written notice. B. Discipline for Unsatisfactory Job Performance a. Three Warning Rule: Any County employee who is subject to discipline for unsatisfactory job performance shall receive at least three (3) warnings before an adverse action is taken. Such warnings shall be issued to the employee and shall include the nature of the proposed action, its effective date, and the reason(s) for the action. These warnings, along with employee discussion notes and any other documents pertaining to such warnings, are to be placed in the employee’s personnel file and are subject to Article XII. i. First Offense: For the first offense, at least one (1) documented oral warning detailing the employee’s unsatisfactory job performance must be issued by the employee’s Supervisor or Department Head. ii. Second Offense: For the second offense, at least one (1) written warning must be issued by the employee’s Supervisor or Department Head notifying the employee in writing of how he or she is performing unsatisfactorily and what must be done for the employee to achieve satisfactory performance. iii. Third Offense: For the third offense, a final written warning must be issued by the employee’s Department head or Supervisor. A final written warning serves as a notice to the employee that he or she continues to have unsatisfactory job performance, that any steps Commented [JL29]: Changed this section back to an Oral warning and then two written warnings 97 taken to correct such unsatisfactory performance have failed, and that some form of adverse action is forthcoming. b. In the sound and considered judgment of the County Manager, Deputy County Manager, Assistant County Manager, or Department Head executing the action, taking into consideration the number, nature, and severity of the offense, determines that immediate action is warranted, the Three Warning Rule may be disregarded. c. Actions or conditions relating to unsatisfactory job performance that are adequate grounds for discipline in accordance with this policy include, but are not limited to: i. Inefficiency, incompetence, or any other deficiency of an employee in the performance of his or her job duties. ii. An employee’s careless or improper use of County property or equipment. iii. An employee’s physical or mental incapacity to perform the essential duties of his or her position with the County. iv. An employee’s discourteous treatment of the public or any other County employees. v. An employee’s absence from work without notice or leave. vi. An employee’s habitual improper use of leave privileges. vii. An employee’s habitual pattern of failure to report for duty at the assigned time and place. C. Discipline for Unsatisfactory or Contrary Personal Conduct a. In accordance with this policy, County employees who personally act, engage in, or otherwise condone personal conduct or other behavior that is unsatisfactory or contrary to the mission and policies of Harnett County may be subject to any form of disciplinary action sanctioned by the County. Such behavior is unbecoming of a County employee and any adverse consequences from such unsatisfactory or contrary conduct will reflect poorly on the entirety of Harnett County. b. Any disciplinary actions taken under this policy will be determined by the sound and considered judgment of the County Manager, Deputy County Manager, Assistant County Manager, or Department Head executing the action, taking into consideration the number, nature, and severity of the offense. c. Actions relating to unsatisfactory or contrary personal conduct that are considered grounds for disciplinary action in accordance with this policy include, but are not limited to: i. Personal conduct or other behavior unbecoming a public officer or County employee. ii. The conviction of an employee for a felony or misdemeanor that would adversely affect performance of job duties. iii. An employee’s no contest plea to a felony or misdemeanor charge. iv. The direct misappropriation of County funds or property by a County employee or his or her help in the cover up of such a misappropriation of County funds or property. v. Falsification of County records by a County employee. vi. An employee reporting to work under the influence of alcohol or illicit drugs or partaking of such substances while on or off duty. Prescribed medications, however, may be taken within the limits set by a licensed physician so long as the employee complies with requirements set forth in the Harnett County Drug and Alcohol Policy. 98 vii. An employee’s willful damage or destruction of public or personal property. viii. An employee’s willful acts that endanger or will endanger the lives and/or property of other employees or other members of the County. ix. Acceptance of gifts in exchange for favors or influence. x. An employee’s incompatible employment or conflict of interest that disrupts his or her job performance. xi. Any violation of the political activity restrictions placed on County employees. xii. Insubordination. xiii. The willful violation of known or written policies, rules, or procedures. Section 7. Adverse Action Conferences After a Department Head, Assistant County Manager, Deputy County Manager, or the County Manager has decided to take any form of adverse action against a County employee for unsatisfactory job performance or unsatisfactory or contrary personal conduct, the executing Department Head, Assistant County Manager, Deputy County Manager, or County Manager shall provide the employee with an written notice to attend an adverse action conference. The notice shall outline the unsatisfactory job performance or unsatisfactory or contrary personal conduct to be discussed. At this conference, the employee may present any response to the proposed adverse action to be taken to the Department Head, Assistant County Manager, Deputy County Manager, or County Manager. The Department Head, Assistant County Manager, Deputy County Manager, or County Manager will consider the employee’s response, if any, to the proposed adverse action, and will notify the employee in writing of his or her final decision. This final written notice shall include the nature of the adverse action being taken, its recommended effective date, and the reason(s) the action is being taken against the employee. An employee may be immediately terminated and shall not be entitled to an adverse action conference if the County Manager determines that an employee’s conduct endangers or will endanger the lives and/or property of other employees or other members of the County or engages in any other gross misconduct which necessitates the immediate termination of the employee. ARTICLE X. GRIEVANCE & APPEAL POLICY Section 1. Purpose In order to maintain a harmonious and cooperative relationship between the County and its employees, it is the policy of Harnett County to provide a just and fair procedure for the presentation, consideration, and disposition of any employee grievances. The purpose of this section is to implement this policy and to assure all full-time employees that their grievances will be answered and decided fairly, quickly, and without interference, coercion, restraint, discrimination, penalty, or reprisal. The following policy, therefore, provides grievance and appeal procedures for all full- time employees of Harnett County who: (1) feel they have been discriminated against because of age, sex, race, religion, color, national origin, genetic information, political affiliation, disability, or pregnancy; (2) have been the subject of any adverse action 99 executed under the Disciplinary Action Policy addressed in Article IX; (3) have been separated from employment due to a reduction in force or disability addressed in Article VIII; or (4) have a genuine non-frivolous grievance with the County, its employees, or any implementation of County policy. Section 2. Covered Employees This policy covers only those full-time employees in the service of Harnett County. Such full-time County employees shall have the uninhibited right to present a grievance in accordance with the following grievance procedures, with or without a representative, free from interference, coercion, restraint, discrimination, penalty, or reprisal. Any Harnett County employees who are part-time or on a probationary period are, however, not covered by this policy and do not enjoy or retain any of the rights found within this Article. Part-time or probationary employees are considered at-will employees and may be separated from their service to the County without justification or warning and may not appeal or file a grievance pertaining to such separation. Section 3. Grievance Defined A grievance is defined as a specific, formal notice of a full-time County employee’s dissatisfaction, based upon an event or condition which affects the circumstances under which an employee works, and that is expressed through the appropriate grievance procedures. The particular dissatisfaction complained of should be reasonable to the average person and may not be frivolous, but may include: (1) any acts of discrimination against an employee because of age, sex, race, religion, color, national origin, genetic information, political affiliation, disability, or pregnancy; (2) any adverse action executed under the Disciplinary Action Policy addressed in Article IX; (3) separation from employment due to a reduction in force or disability addressed in Article VIII; or (4) any unfair application, misinterpretation, or lack of established County policy. Section 4. Grievance Procedures Note: Before initiating any steps of the following grievance procedures, employees are strongly encouraged to seek informal resolution of disputes through communication with the individual(s) involved or with a Supervisor. If all efforts for informal resolution fail, the employee should follow the below procedures to seek formal resolution. Step One: Any full-time employee may file a written grievance with the Human Resources Director within thirty (30) calendar days of the date of the incident giving rise to the grievance. The written grievance shall state concisely the basis for the grievance and, if based on alleged discrimination, whether the alleged discrimination was based on race, color, religion, sex, national origin, political affiliation, genetic information, disability, pregnancy, or age. If the grievance is related to any alleged acts by the Human Resources Director, the employee shall file the written grievance with an the Deputy County Manager or Assistant County Manager designated by the County Manager. If the grievance is related to any alleged acts by the County Manager, the employee shall file the written grievance with the County Attorney or counsel retained to review the matter. Step Two: The Human Resources Director, shall meet with the employee and issue a written response within ten (10) business days of receipt of the grievance. To prepare 100 this written response, the Human Resources Director may contact and consult any other County employees he or she deems necessary to reach a correct, impartial, and equitable determination concerning the grievance. The employee shall sign and date the written determination as an acknowledgement of the Supervisor, Department Head, or Human Resources Director’s decision. If the grievance is related to any alleged acts by the Human Resources Director, the Deputy County Manager or Assistant County Manager designated by the County Manager shall meet with the employee and issue the written response. If the grievance is related to any alleged acts by the County Manager, the County Attorney, or counsel retained to review the matter, shall meet with the employee and issue the written response. Step Three: If the employee is unsatisfied with the determination of the Human Resources Director, Deputy County Manager, or Assistant County Manager, he or she may appeal this determination by preparing and submitting an Appeal Packet to the County Manager within thirty (30) calendar days after receipt of the or Human Resources Director’s. Deputy County Manager’s, or Assistant County Manager’s written determination. This Appeal Packet shall consist of the employee’s first written grievance, the written determination of the Human Resources Director, Deputy County Manager, or Assistant County Manager, and any other documentation he or she feels is necessary. If the grievance is related to any alleged acts by the County Manager, the Appeal Packet shall be submitted to the Chairman of the Harnett County Board of Commissioners. Step Four: The County Manager will hear from all parties involved and, after careful consideration of the submitted documents, shall render a written determination within ten (10) business days of receipt of the Appeal Packet. If the grievance is related to any alleged acts of the County Manager, the Harnett County Board of Commissioners shall hear the appeal and render a written determination. Step Five: The County Manager and the Human Resources Department shall notify the employee of the final decision in writing. If the Chairman of the Board of Commissioners renders a written decision, the County Attorney, or counsel retained for the matter, shall notify the employee of the Board’s determination and inform him or her of the final decision in writing. The employee shall then sign this written final decision acknowledging that his or her grievance has been fully heard and his or her appeal rights concerning this issue have now been fully invoked under this policy. Note (Step Six): Employees subject to the jurisdiction of the North Carolina Office of State Human Resources shall have the right to appeal to the Office of State Human Resources through the Office of Administrative Hearings no later than thirty (30) days after receipt of the written final decision, provided the employee has obtained permanent status in accordance with the rules and regulations of the State Personnel Commission. The decisions of the Office of State Human Resources shall be binding in appeals of local employees subject to the State Personnel Act if the Office of State Human Resources finds that the employee has been subjected to discrimination or if a binding decision is required by applicable federal standards. However, in all other local employee appeals, the decision of the Office of State Human Resources shall be advisory to the local appointing authority. Section 5. Grievance Records 101 All written grievances, compiled Appeal Packets, documents, records, and reports will be retained on record by Harnett County for a minimum of three (3) years. Such records shall be held by the Human Resources Director. Section 6. Other Remedies The existence of the grievance procedures herein addressed does not preclude any individual from pursuing any other remedies available to him or her under local, state, or federal law. ARTICLE XI. WHISTLEBLOWER POLICY Section 1. Purpose Harnett County is committed to the highest standards of moral and ethical behavior by its employees, administrators, and elected officials. With this in mind, the County prohibits any fraudulent, criminal, or otherwise improper activities by any County employees, Supervisors, Department Heads, Administrators, and/or elected officials. By implementing this policy, Harnett County seeks to prohibit dishonest acts and/or fraudulent activity and to advise employees, Supervisors, Department Heads, Administrators, and elected officials of their responsibility to report suspected fraudulent, criminal, or otherwise improper activities. The purpose of this policy is to encourage all Harnett County employees to report, verbally or in writing, evidence of any fraudulent, criminal, or otherwise improper activity by any County employee, Supervisor, Department Head, Administrator, or elected official. In addition, this policy seeks to assign responsibility to the BOC for the development and implementation of adequate internal controls, appropriate safeguards, and performance of investigations relating to any and all suspected and/or confirmed fraudulent, criminal, or otherwise improper activities. Section 2. Scope of Policy This policy applies to any and all fraudulent, criminal, or otherwise improper activities involving County employees, Supervisors, Department Heads, Administrators, and elected officials, as well as consultants, vendors, contractors, outside agencies, and/or any other parties having a business relationship with the County. This policy also applies to employees of boards, agencies and commissions over which the BOC has authority. Section 3. Reportable Actions As used in this policy, the terms "fraudulent, criminal, or otherwise improper” includes, but is not limited to, the following: • Any violation of local, state, or federal law, rule, or regulation. • Any violation of this policy. • Any dishonest or fraudulent act. • Any forgery or alteration of a check, bank draft, or other financial document. • Misappropriation of funds, securities, supplies, or other assets. • Impropriety in the handling or reporting of money or financial transactions. 102 • Accepting or seeking anything of material value from vendors, contractors, or other persons providing services/materials to the County. • Using County funds to make unauthorized purchases. • Authorizing or receiving compensation for hours not worked. • Gross mismanagement, gross waste of monies, or gross abuse of authority. • Any similar or related inappropriate conduct. Section 4. Whistleblower Defined As used in this policy, the term “whistleblower” includes any County employee who reports or otherwise brings to the attention of the appropriate authority any information relating to the perpetration of any of the above activities by any County employee, Supervisor, Department Head, Administrator, or elected official. Insofar as possible, the confidentiality of the whistleblower will be maintained unless the whistleblower waives his or her confidentiality in writing. Identity, however, may have to be disclosed to conduct a thorough investigation, comply with state or federal law, or to provide accused individuals their legal right of defense. Whistleblowers reporting suspected fraudulent, criminal, or otherwise improper activities should refrain from confrontation with the suspect and should not discuss the matter unless specifically asked to do so by the County Attorney. Section 5. Retaliation Harnett County will not, in any capacity, retaliate against a whistleblower no matter the person being accused or the allegation being made. Therefore, no County employee or elected official shall: A. Dismiss, or threaten to dismiss, any employee. B. Discipline, suspend, or threaten to discipline or suspend an employee. C. Impose any penalty upon an employee. D. Intimidate or coerce an employee because the employee has acted in accordance with the requirements of this policy. Section 6. Responsibilities & Reporting Procedures All County employees and elected officials are responsible for complying with the entirety of this policy along with all local, state, and federal laws. All County employees and elected officials are responsible for the prevention and detection of any and all fraudulent, criminal, or otherwise improper activities. Any County employee or elected official who has a reasonable basis for believing any improper activity has occurred, or is occurring, has a responsibility to notify the appropriate Supervisor, Department Head, or Administrator. Supervisors, Department Heads, and Administrators have a responsibility to immediately notify the County Attorney of all fraudulent, criminal, or otherwise improper activities reported. Reporting options are as follows: A. Via confidential internet reporting link available at www.harnett.org. 103 B. By spoken word to the appropriate Supervisor, Department Head, or Administrator followed by a written statement signed by the whistleblower. C. Through a written notice, sent to the attention of the County Attorney, signed by the whistleblower. Section 7. Investigative Procedures Once a report has been documented, the County Human Resources Director, Finance Director, and County Attorney will conduct an objective and impartial investigation into the suspected unlawful activity. The County Human Resources Director, Finance Director, and County Attorney have the primary responsibility for investigating the reported fraudulent, criminal, or otherwise improper activities; however, other individuals may be selected to assist in the investigative process. Members of the investigative team will have: A. Free and unrestricted access to all County records and premises, whether owned or rented, as permitted by law; AND B. The authority to examine, copy, and /or remove all or any portion of the contents of files, desks, cabinets, and other storage facilities on the premises without prior knowledge or consent of any individual who may use or have custody of any such items or facilities when it is within the scope of their investigation. In an instance where the investigation indicates possible criminal activity, the investigation will be turned over to the appropriate law enforcement agency. Details and results of the investigation will not be disclosed or discussed with anyone other than those who have a legitimate need to know, in order to protect the reputations of persons suspected of the improper activity but subsequently found innocent of wrongdoing and to protect the County from potential civil liability. The details and results of the investigation will be communicated in writing to the County Manager, the audit firm engaged to perform Harnett County's annual audit, and any other appropriate designated personnel. Section 8. Violation A County employee or elected official shall be in violation of this policy if any retaliation is had against a whistleblower. Any participant in an investigation under this policy that willfully, purposefully, or negligently releases any details and/or results of any investigation shall be in violation of this policy. A whistleblower may be in violation of this policy if a baseless allegation is made with reckless disregard for truth and that is intended to be disruptive or to cause harm to another individual. Any employee and/or Whistleblower in violation of this policy will be subject to the full extent of local, state, and/or federal law, along with any appropriate disciplinary actions by the County as addressed in Article IX and any other civil remedies allowed by law. 104 Section 9. Media Issues County employees, Supervisors, Department Heads, Administrators, or elected officials shall not discuss any ongoing investigations with any media news outlets. Only the County Attorney or County Manager may disclose information to a media source. Section 10. Sanctions Any County employees, Supervisors, Department Heads, Administrators, or elected officials suspected of participating in any improper activities may be suspended without pay during the course of the investigation. Any County employees or elected officials found to have engaged and participated in any improper activities are subject to the full extent of local, state, and/or federal law, along with any appropriate disciplinary actions by the County addressed in Article IX and any other civil remedies allowed by law. Any County employees or elected officials found to have knowledge of any improper activities and who knowingly failed to report the activities will be subject to disciplinary actions as addressed in Article IX. The relationship of individuals or entities associated with Harnett County, such as consultants, vendors, contractors, outside agencies, and/or any other parties having a business relationship with the County, found to have participated in any fraudulent, criminal, or otherwise improper activities will be subject to review, with the possible consequence of modification or termination of the relationship. If any form of disciplinary action by the County is warranted, such action will be taken after consultation of the County Manager, the Human Resources Director, the County Attorney, and other offices as deemed necessary and/or appropriate. ARTICLE XII. PERSONNEL RECORDS Section 1. Personnel Record Retention & Storage Such personnel records as are necessary for the proper administration of the personnel system will be maintained and stored with the Human Resources Department. Section 2. Updating Personnel Records County employees, in order to provide the County with the most up-to-date information, must report any changes to their personal information to their immediate Supervisor, Department head, or the Human Resources Department. If a County employee changes his or her marital status, has a child, or experiences the death of an immediate family member, he or she should contact the Human Resources Department immediately for important time-sensitive insurance reasons. Section 3. Public Access to Personnel Records As required by NCGS §153A-98, any person may have access to the information listed below for the purpose of inspection, examination, and copying during regular County 105 business hours, however, each individual requesting access to such information will be required to submit satisfactory proof of identification and a record shall be made of each disclosure and placed in the employee’s file. Such requests are also subject to any rules and regulations the BOC may adopt. Any person denied access to any record containing the information listed below shall have the right to compel compliance by application to a court for a writ of mandamus or other appropriate relief. The following information on each current or former County employee is public information that may be requested, viewed, and seen by all persons: A. Employee Name and age B. Original employment or appointment date C. Current position and title D. Current salary E. Date and amount of most recent change in salary, whether increase or decrease. F. Date and type of each of most recent promotion, demotion, transfer, suspension, or any other change in position classification. F.G. Date and general description of the reasons for each promotion. G.H. Date and type of each dismissal, suspension, or demotion for disciplinary reasons taken by the County. If the disciplinary action is a dismissal, a copy of the written notice of the final decision setting forth the specific acts or omissions that are the basis for the dismissal. H.I. Harnett County Department or Office to which the employee is currently assigned. All other information contained in a County employee’s personnel file will be maintained as confidential in accordance with the requirements of NCGS §153A-98 and shall be open to public inspection only in the following instances: A. The employee or his duly authorized agent may examine all portions of his or her personnel file, except: (1) letters of reference solicited prior to employment, and (2) information concerning a medical disability, mental or physical, that a prudent physician would not divulge to his patient. B. A licensed physician designated in writing by the employee may examine all portions of his or her personnel file pertaining to his or her medical conditions or medical history. C. Supervisors, Department Heads, the Human Resources Director, and the County Manager may examine all material in any employee’s personnel file that he or she has authority over. D. Any person may examine all material in an employee’s personnel file by the order of a court with competent jurisdiction. E. Any agency official of the State or Federal government, or any political subdivision of the State, may inspect any portion of an employee’s personnel file when such information is deemed necessary and essential to the pursuance of a proper function of the inspecting agency by the Human Resources Director. No information, however, shall be divulged to such agency officials for the purpose of assisting in a criminal prosecution of the employee or for the purpose of assisting in an investigation of the employee’s tax liability. Any public official or County employee who knowingly and willfully permits any person to have unauthorized access to any confidential information contained in an employee’s personnel file is guilty of a misdemeanor and upon conviction shall be fined in an amount not to exceed five hundred dollars ($500.00) and may face disciplinary actions addressed in Article IX. 106 Section 4. Remedies of Employees Objecting to Material in File Any full-time permanent County employee who objects to any material in his or her file may place in his or her file a statement relating to the material he or she considers to be inaccurate or misleading. The employee, if he or she so chooses, may seek the removal of such material in accordance with established Grievance & Appeal Policy addressed in Article X. Section 5. Destruction or Removal of Records No public official or County employee may destroy, sell, loan, or otherwise dispose of any public record, except in accordance with NCGS §121-5(b), without the consent of the State Department of Cultural Resources. Whoever unlawfully removes a public record from the Human Resources office where it is usually kept, or whoever alters, defaces, mutilates, or destroys it, will be guilty of a misdemeanor and upon conviction will be fined not less than ten dollars ($10.00) nor more than five hundred dollars ($500.00) as provided in NCGS §132-3. ARTICLE XIII. IMPLEMENTATION OF POLICY Section 1. Conflicting Policies Repealed All policies, ordinances, or resolutions that conflict with the provisions of this policy are hereby repealed. Section 2. Severability If any provision of this policy is held invalid, the remainder of this policy will not be affected by the invalidation. Section 3. Policy Violations Any employee found in violation of this policy shall be subject to any disciplinary actions discussed in Article IX, in addition to any civil or criminal penalty that may be imposed for the violation of the same under local, state, or federal law. 107 Section 4. Effective Date This ordinance shall become effective January 1, 2016 July 1, 2024 and was duly adopted this the _____ day of __________, 202415. HARNETT COUNTY BOARD OF COMMISSIONERS ___________________________________________ Howard Penny Jr William Morris., Chairman ATTEST: ____________________________ Margaret Regina Wheeler Melissa Capps, Clerk This ordinance shall be in effect from and after January 1, 2016. Amended June 6, 2022 Amended July 1, 2024 This Ordinance has been prepared as an overview of the personnel ordinance, and contains general statements on the United States and North Carolina General Statutes, Supreme Court Decisions and other Acts that apply to Personnel Management within Harnett County. Since this ordinance cannot provide all the specific details on any given subject, you should contact your supervisor, manager or the Human Resources Department about any sections for which you may need clarification. Changes may be made from time to time by the Federal, State and Local Governments, Supreme Court Decisions and will be provided as they occur. However, where differences occur, official policies, procedures, or benefits plans are the governing documents. Commented [CA30]: Changed this Section so that we don’t need the Chairman’s signature every time we make a change 108 APPENDICES The following appendices are grouped under the article in which they appear in the Personnel Ordinance. Therefore, all forms, reviews, certifications, or other policies that are found within Article VIII will appear in Appendix A.: Article III. APPENDIX A: ARTICLE IV FORMS Driver Disclosure Form NORTH CAROLINA DEPARTMENT OF TRANSPORTATION DIVISION OF MOTOR VEHICLES TRAFFIC RECORDS SECTION 3105 MAIL SERVICE CENTER RALEIGH, NC 27699-3105 *********************************************************************************************************** Effective September 13, 1997, all motor vehicle records are subject to the Federal Driver' s Privacy Protection Act FDPPA) and General Statue 20-43.1. The FDPPA and GS 20-43.1 require that personal information in the Division of Motor Vehicles records be closed to the public Personal information from these records may be released to individuals or organizations that qualify under one of the fourteen (14) listed on the back of this form. These exceptions are summarized statements of permissible uses. *********************************************************************************************************** NAME OF DRIVER: ___________________________________________________________________________ DL#: ______________________________ STATE OF DL#: ____________ TELEPHONE: _________________________________ ADDRESS: ____________________________________________________________________________________________________________ CITY: ____________________________________________ STATE: ___________ ZIP CODE: __________________ ************************************************************************************ By signing this form, you are granting the company access to your personal information under exception number 13 of the FDPPA and GS 20-43.1 NAME OF COMPANY/AGENCY: ______________________________________________________ SIGNATURE OF DRIVER: __________________________________________________________ DATE SIGNED: ________________________________________________________________ *********************************************************************************************************** My signature on this document acknowledges that I understand that improper release of information and/ or false representation to gain information from the DMV' s records is prohibited and is subject to civil action. COMPANY/ AGENCY: ____________________________________________________________________ NAME OF REQUESTERJCONTACT: ___________________________________________________________________________________ Commented [JL31]: Removing this as we no longer use this form – it is electronic in onboarding now 109 REQUESTER' S SIGNATURE: ____________________________________________________ Date: _____________________ My signature on this document acknowledges that I understand that improper release of information and/or false representation to gain information from the DMV's records is prohibited and is subject to civil action. COMPANY/ AGENCY: _____________________________________________________________________________ COMPANY/ AGENCY APPROVAL AUTHORITY: ______________________________________________________________________________ TITLE_________________________________________________________________________________________________________________ SIGNATURE: ___________________________________________________________________________ DATE: _________________________ APPENDIX AB: ARTICLE V FORMS Outside Employment Request Form Request Date: __ __ / __ __ / __ __ Employee Name: _____________________________________________________________ Last First Middle Department: ___________________________________ Social Security Number: __ __ __ -- __ __ -- __ __ __ __ Date of Birth: __ __ / __ __ / __ __ Outside employment is defined in the Harnett County Personnel Ordinance as any and all employment or self-employment for salaries, wages, tips, or commissions other than the position currently held by the employee with Harnett County. All County employees should understand that the work and overall mission of Harnett County is to take priority over all other employment interests. Therefore, Harnett County reserves to the right to restrict outside employment so as to prevent interference with County work. All employees, in hopes to provide the most efficient and hardworking staff, are subject to the Outside Employment Policy found in the Harnett County Personnel Ordinance and must understand that any secondary work must not have an adverse effect upon County work, cannot be contrary to County policies, and cannot create an appearance of impropriety. Secondary Employer Information: Employer Name: _____________________________________________________________ Employer Address: ___________________________________________________________ Street City State Zip Employer Phone Number: (__ __ __) __ __ __ -- __ __ __ __ Hours to be worked: ________ Employee’s Secondary Position Title: ___________________________________________ Employee’s Secondary Position Duties: _________________________________________ Certification I ______________________ request approval to obtain outside employment as described above. I have read and understand the Outside Employment Policy as written in the Harnett 110 County Personnel Ordinance at Article V, Section 5, and my outside employment will in no way conflict, interfere, or otherwise hinder my employment with Harnett County. I understand that this authorization may be revoked if the outside employment adversely affects my performance with Harnett County. ____________________________________________________________________________ Employee Signature Date ____________________________________________________________________________ As the Department Head of _______________________ Department, I have reviewed your request for outside employment your request is hereby: _____ Approved _____ Denied ____________________________________________________________________________ Department Head/Director Signature Date APPENDIX AB: ARTICLE V FORMS Workplace Violence Prevention Policy Section I. Purpose Harnett County recognizes that employees are its most important asset, and that a place of employment reasonably safe from violence is fundamental to the well-being, health and productivity of our employees and citizens. Therefore, Harnett County shall use all reasonable efforts to deter the threat of workplace violence and to provide a safe workplace for employees and citizens. With this in mind, Harnett County adopts this policy to: (1) define prohibited acts of violence or threats of violence, (2) to give guidance to Supervisors and Department Heads in recognizing and reacting to violence or threats of violence, (3) to provide procedures to deal with violence or threats of violence that may occur during business hours or on County property, and (4) to provide for review and evaluation of incidents which may occur. The County encourages employees to bring their disputes or differences with other employees to the attention of their Supervisors, Department Heads, or the Human Resources Director before the situation escalates into potential violence. The County is eager to assist in the resolution of employee disputes, and will not discipline employees for raising such concerns. Section II. Policy Coverage This policy applies to all Harnett County employees while in any place related to County employment or anywhere an employee may conduct County business. Section III. Violation Failure to comply with this policy shall be a direct violation of Harnett County policy and any employee found in violation of this policy shall be subject to disciplinary actions as addressed in Article IX of the Personnel Ordinance and any other civil or criminal penalty that may be imposed. Section IV. Definitions Commented [JL32]: Moved to main body of the Ordinance 111 Workplace violence: Any assaultive act within the workplace including intentional harassment, physical attack, communicating threats, and/or verbal or written threats of such acts, as well as actions that are perceived as violent or threatening and which investigation confirms were reasonably interpreted to be violent. Workplace violence may include, without limitation, stalking, threatening communications, shoving, kicking, spitting or violation of restraining orders. Workplace violence may be: b. Violence against an employee where a stranger to the workplace threatens or commits violence. c. Violence against an employee where a client or customer threatens or commits violence. d. Violence between employees, including against a Supervisor or Department Head. e. Any form of domestic violence involving employees. This may include spouses or domestic partners coming to the work site. Threatened violence: The legally unjustified threat of imminent or future force, or of imminent or future physical injury on another, under circumstances where the intention or ability to carry out the threat appears reasonably credible or reasonably puts a person of reasonable fortitude in fear of imminent harm. Threat: An avowed or apparent present determination or intent to injure presently or in the future, whether or not subject to a contingency under the maker’s control. Violence Incident Report: A form used by the County that is to be completed for all reported occurrences of violence and/or threats of violence within the scope of this policy. Incident Assessment Team: A team that consists of the County Manager, the Human Resources Director, the Risk Management & Safety Coordinator, and the Staff Attorney. Employer Workplace Violence Restraining Order: An order obtained pursuant to the provisions of NCGS §95-23. Section V. Violence Prevention Strategies Each County agency or department shall familiarize all employees with this policy by prominently displaying it within each County agency or department. Each County agency or department shall periodically review or, alternatively, request the Sheriff’s Office to review, security measures for work areas and any incident reports of threatened or actual violence. The Incident Assessment Team shall be appropriate trained to handle and deal with any acts of violence or threats of violence they come before it. They also shall determine the proper intervention for each reported threat. Harnett County shall provide Supervisors and Department Heads with training in violence prevention and employment techniques. Harnett County will provide all County employees with an initial orientation to this policy. Supervisors and Department Heads shall promptly report any valid threat to the Incident Assessment Team. Nothing in this section shall deter any employee from immediately notifying law enforcement to protect lives and property. 112 If a Supervisor or Department Head becomes aware of a threat of imminent danger of violence toward an employee, he or she shall immediately notify that employee of the potential danger and do everything in his power to keep the employee from injury. The Incident Assessment Team shall manage the response from the time of notification until the threat no longer exists. The Incident Assessment Team shall consider various levels of response, which may include, but not be limited to, no response, giving the target an administrative day off or otherwise removing the target from work site, altering the predictable routines of the target, reducing possible interactions with the suspect, trespassing the suspect from the work site, seeking an employer workplace violence restraining order, referral to law enforcement for investigative follow-up, and/or referral to law enforcement for incident response and intervention ( including possibly for arrest and charge of a criminal offense). Section VI. Responsibilities of Supervisors, Department Heads, & Administrators All Supervisors, Department Heads, and Administrators shall: b. Support the County’s Workplace Violence Prevention Policy and encourage work environments that are reasonably safe from violence, threats of violence, or harassing/aggressive behavior. c. Inform employees on a periodic basis of the County’s workplace violence prevention policies and procedures. d. Be responsible for anticipating or detecting imminent acts or threats of violence. e. Determine if patterns or changes in an employee’s behavior appear to be threatening or have a potential for violence, and, if so, should address such a matter in private, constructive, and supportive counseling sessions with the employee. If appropriate, referral may be made to the Human Resources Director for acts which appear to threaten workplace violence. f. Refer any cases of frequent displays of intense anger resulting in recurrent suicide threats, recurrent physical confrontations and/or fights, destruction of property, or use of weapons to harm others to the Human Resources Director immediately. g. Upon receiving a complaint or notice of workplace violence, or upon reasonably believing that such acts or behaviors are occurring, promptly notify the Incident Assessment Team. If the threat is immediate, proper law enforcement and security authorities should be notified. h. Take all threats seriously until otherwise proved. Section VII. Employee Reporting Procedures Any employee who experiences or witnesses any acts, conduct, behavior or communication in violation of this policy must first secure his or her own safety and then immediately contact his or her Supervisor or Department Head. If the Supervisor or Department Head is alleged to have committed the reported act, the report shall be made to the Human Resources Director. If the threat of violence is imminent, law enforcement shall be contacted. A County employee should not place him or herself in peril or danger. If he or she sees or hears a commotion or disturbance near a workstation, he or she should not try to intercede or handle the violent or potentially violent situation. Any individual that: (1) was reported to have threatened or committed a violent act, (2) has committed a violent act, or (3) made direct threats of a future violent act may be removed from the County work site until an investigation has been completed. At the end of the investigation, 113 the Incident Assessment Team shall determine the County’s official response. In the interim, the County may take measures and respond as appropriate under the circumstances to maintain the continuity of County operations and assure workplace safety. Harnett County will not retaliate against an employee for good faith reporting of instances of workplace violence. Employees who reasonably are aware of or have information pertinent to workplace violence but do not report it as provided in this policy may be subject to disciplinary actions as addressed in Article IX of the Personnel Ordinance. Section VIII. Post-Incident Procedures After an act of violence or threat of violence has occurred, the Supervisor or Department Head shall complete a Workplace Violence Incident Report describing the threats and/or acts of violence, and shall include the names and telephone numbers of any employees involved as well as physical descriptions of anyone who engaged in threatening and or violent conduct. The Workplace Violence Incident Report shall be filed with the Human Resources Director, with copies sent to the County Manager and the County Staff Attorney. The Incident Assessment Team may, as appropriate, offer debriefing sessions to all personnel affected. Additionally, other specialized resources, such as Community mental health programs, should be used as appropriate. Section IX. Media Issues Requests by the media for information regarding an act or threat of violence should be directed to the County Manager. Such requests should not be directed to or responded to by any other employee. Section X. Training The best defense to workplace violence is employees who are well trained and educated. Training on workplace violence prevention shall be offered periodically for all Supervisors, Department Heads, and Administrators during normal working hours. Such training should include a review and definition of workplace violence, an explanation and description of the County program, techniques for recognizing potential violence, policies and work environment arrangements to reduce risk to employees, appropriate responses to violence incidents, obtaining emergency assistance, and procedures for reporting and investigating incidents. 114 APPENDIX AB. ARTICLE V FORMS Workplace Violence Incident Report This form is to be completed by the designated employee investigating the incident and filed immediately with Human Resources. Any victim, assailant, or witness statements, along with any other pertinent documents to the investigation, should be attached. Please print legibly, provide all the information requested below, and complete the entire form. Investigating Employee: _______________________________ Date: __________________ Title: _________________________Department: _________________________ Telephone: (__ __ __) __ __ __-__ __ __ __ Date of Incident: __ __/__ __/__ __ Time: __ __:__ __ Location of Incident: __________________________________________________________ Street City State Zip Type of Incident Reported (Check all that apply): ___Harassment ___Physical/Verbal Abuse ___ Stalking ___ violating a Restraining Order ___Threatening Communications (Written) ___ Threatening Communications (Verbal) ___Domestic Violence ___Fighting ___Use of a deadly weapon or item as a weapon ___Engaging in activities that are intended to frighten, coerce, or induce duress ___ Other (Explain) ____________________________________________________________ Reason for Incident (Check all that apply): ___Conflict with current or former co-worker(s) ___Alcohol or drug related ___Mental Health ___Conflict with Supervisor or Department Head ___Hostile response to Disciplinary Action ___Reaction to a demotion, reduction in force, or other form of termination ___Family/domestic dispute ___Receiving a poor performance appraisal ___Racial tension ___Resisting Arrest ___Other (Explain) ____________________________________________ Injuries (Check all that apply): ___Physical Injury ___Trauma/Emotional Injury ___Death Brief Description of Incident: ___________________________________________________ ____________________________________________________________________________________ ____________________________________________________________________________________ ____________________________________________________________________________________ 115 Victim Information: Information should be gathered by the investigating employee from the victim. The victim should record a brief description of the incident in the space provided below. Victim Name: ________________________________________________________________ Last First Middle Department of Victim: ______________________Title of Victim: ______________________ Victim’s Phone Number: (__ __ __) __ __ __-__ __ __ __ Address of Victim: ____________________________________________________________ Street City State Zip Relationship to Assailant: ___Co-worker/former employee ___Customer/Client ___Supervisor ___Person In Custody ___Stranger ___Spouse ___Family Member ___Other Victim’s Brief Description of Incident: ___________________________________________ ____________________________________________________________________________________ ____________________________________________________________________ -*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*- Assailant Information: Information should be gathered by the investigating employee from the assailant. The assailant should record a brief description of the incident in the space provided. Assailant’s Name: ____________________________________________________________ Last First Middle Department of Assailant: ____________________Title of Assailant: ___________________ Assailant’s Phone Number: (__ __ __) __ __ __-__ __ __ __ Address of Assailant: _________________________________________________________ Street City State Zip Relationship to Victim: ___Co-worker/former employee ___Customer/Client ___Supervisor ___Person In Custody ___Stranger ___Spouse ___Family Member ___Other Assailant’s Brief Description of Incident: _________________________________________ ____________________________________________________________________________________ ____________________________________________________________________ -*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*-*- Witness Account: If a witness is discovered or comes forward, he or she should complete this section of the form and provide a brief description of what he or she heard, saw, and felt. Name: ______________________________________________________________________ Last First Middle Date of Incident: __ __ / __ __ / __ __ Reported Date: __ __ / __ __ / __ __ Department: _______________________________ Title: _____________________________ Witness Phone Number: (__ __ __) __ __ __-___ __ __ __ Address of Witness: __________________________________________________________ Street City State Zip Brief Description of Incident: ___________________________________________________ ____________________________________________________________________________________ ____________________________________________________________________ 116 APPENDIX AB. ARTICLE V FORMS Unlawful Workplace Harassment Form This form must be completed and signed by the complainant and turned into their supervisor, department head, or Human Resources Director. If the supervisor or department head receives the complaint, it must be forwarded to the Human Resources Director within three (3) days of completion of this form. Please print legibly, provide all the information requested below, attach all pertinent documents and statements in support of your complaint, and sign upon completion. Date:____________________ Employee Name:________________________________ Department:____________________________________ Job Title:_______________________________________ Name of your supervisor:__________________________ COMPLAINT INFORMATION 1. Individual(s) who allegedly committed act of harassment against you: Name:______________________ Title:___________________ Department:_______________ Name:______________________ Title:___________________ Department:_______________ Name:______________________ Title:___________________ Department:_______________ 2. Date(s) of alleged harassment: 3. Location(s) of alleged harassment: 4. Please describe in detail the alleged harassment committed by each identified individual: (if more space is necessary, attach additional sheets) 117 5. Please identify all employees or others who witnessed and/or have any knowledge of the alleged harassment, describing what was witnessed and/or the nature of such knowledge: 6. Please Answer the Following Questions: Yes No i. Are there any documents supporting your complaint? (if yes, please attach to this form) ____ ____ ii. Is there any physical evidence which supports your claim? ____ ____ (If yes, please describe): iii. Have you missed any work time as a result of this incident ____ ____ iv. Is the alleged harassment continuing? ____ ____ v. Have you previously complained about this or related incidents to your supervisor, department head, or any other County employee? (if yes, answer the next question) ____ ____ vi. Please identify the person(s) to whom you complained, date(s), and nature of complaint: 7. What action do you believe is necessary to prevent the alleged incident from occurring in the future? The information provided in this complaint is true and correct to the best of my knowledge. I am willing to cooperate fully in the investigation of my complaint and provide whatever evidence the County deems relevant. __________________________ __________________________ _____________ Signature Print Name Date 118 APPENDIX AB. ARTICLE V FORMS POLICY Drug & Alcohol Testing Policy Section I. Federal Mandate The following policy is implemented pursuant to and in compliance with multiple federal agencies, statutes, and regulations including, but not limited to, the United States Federal Government passing the Drug-Free Workplace Act of 1988 and the Omnibus Transportation Employee Testing Act of 1991, the Federal Transit Administration publishing 49 CFR Part 655, and the U.S. Department of Transportation publishing 49 CFR Part 40. If any discrepancies between this policy and those previously mentioned statutes and regulations becomes apparent, the federal statutes and regulations shall control. Section II. Purpose Harnett County has a strong commitment to provide a safe and secure workplace, and to promote high standards of employee health and wellbeing. To this end, every effort will be made to provide a safe and drug-free work environment for our citizens and our employees. In addition, Harnett County is dedicated to providing safe, dependable, and economical transportation services to the inhabitants of Harnett County by ensuring the safe operation of all vehicles operated under the Harnett Area Transit System (“HARTS) and those that require the possession of a Commercial Driver’s License (CDL). In meeting these goals, it is the policy of the County to: (1) ensure that employees are not impaired in their ability to perform their assigned duties in a safe, productive, and healthy manner; (2) create a work environment free from the adverse effects of drug and alcohol abuse; (3) prohibit the unlawful manufacture, distribution, dispensing, possession, or use of controlled substances; and (4) to encourage employees to seek professional assistance anytime personal problems, including alcohol or drug dependency, adversely affect their ability to perform their assigned duties. Harnett County is dedicated to a fair and equitable application of this substance abuse policy. Therefore, Supervisors and Department Heads are required to use and apply all aspects of this policy in an unbiased and impartial manner. Any Supervisor or Department Head who knowingly disregards the requirements of this policy, or who is found to deliberately misuse this policy, shall be subject to any disciplinary actions addressed in Article IX of the Harnett County Personnel Ordinance. With all of this in mind, it is the purpose of this policy is to ensure that all County employees are fit for duty and to protect County employees, passengers, and the public at large from the risks posed by the misuse and abuse of alcohol or illicit drugs. This policy is also intended to provide proper procedures that follow all applicable federal regulations for conducting drug screenings Commented [JL33]: Moved to Main body of the Ordinance – and used updated version approved by BOC 119 of any applicants who are seeking such positions with the County and any current County employees who hold such positions. Section III. Policy Coverage The following policy shall cover all Harnett County employees, including those employees holding positions that require a commercial driver’s license, safety sensitive positions, and any employee of the Harnett Area Transit System. Section IV. Definitions Accident: An occurrence associated with the operation of a vehicle, even when not in County service, that results in: (1) an individual dying, (2) an individual suffering a bodily injury and receiving medical treatment, or (3) one or more vehicles incurring disabling damage as the result of the occurrence and are transported away from the scene by a tow truck or other vehicle. Adulterated Specimen: A specimen containing a substance that is not expected to be in human urine, or is expected to be in human urine but not at such high concentrations. Alcohol Test/Screening: A test for the presence of alcohol in the body of a County employee as determined through the use of a breath alcohol test, evidential breathalyzer test, saliva swab test, or blood screening. Alcohol Confirmation Test: A second test, following an initial alcohol test that showed a prohibited level of alcohol. This test is used to provide quantitative data on an employee’s actual alcohol concentration. Alcohol: An agent in beverage alcohol, ethyl alcohol, or other low molecular weight alcohols including methyl and isopropyl alcohol. Canceled: A drug or alcohol test that has a problem identified that cannot be or has not been corrected is considered canceled. A canceled test is neither positive nor negative. Collector: A person who instructs and assists employees during any assortment of alcohol or drug testing. Such a person receives and makes an initial inspection of the specimen provided by employees undergoing testing and initiates and completes the Custody and Control Form (CCF). Commercial Motor Vehicle: Any motor vehicle or combination of motor vehicles used in commerce to transport passengers or property. Such motor vehicles may: (1) have a gross combination weight rating of 26,001 or more pounds inclusive of a towed unit with a gross vehicle weight of more than 10,000 pounds, (2) have a gross vehicle weight rating of 26, 001 or more pounds, (3) be designed to transport 16 or more passengers including the driver, or (4) be of any size and is used in the transportation of materials found to be hazardous for the purposes of the Hazardous Materials Transportation Act and that requires the motor vehicle to be placarded under the Hazardous Materials Regulations. Conviction: A finding of guilt (including a plea of no contest) or imposition of a sentence, or both, by any judicial body charged with the responsibility to determine violations of federal or state criminal drug statutes. Criminal Drug Statute: A criminal statute relating to the manufacture, distribution, dispensing, use or possession of any drug. Dilute Specimen: A specimen with values that are lower than expected for human urine. 120 Dilute Negative: A test result received by the MRO that is labeled negative and dilute. Such a result will be treated as a negative. Dilute Positive: A test result received by the MRO that is labeled positive and dilute. Such a result will be treated as a verified positive. Direct Observation: In an effort to make it more difficult to adulterate or substitute specimens, federal regulations require that specimens be collected under direct observation any time there is a specific reason to believe that any employee may be attempting to thwart the regulations or has sufficient reason(s) to evade the testing process. The employee who is being observed will be required to raise his or her shirt, blouse, or dress/skirt, as appropriate, above the waist; and lower clothing and underpants to show the collector, by turning around that they do not have a prosthetic device. The observer must be the same gender as the employee. Failure of the employee to permit any part of the direct observation procedure is a refusal to test. The reason why the direct observation testing is being conducted must be explained to the employee. Direct Observed collections are required in the following circumstances: A. All return-to-duty tests. B. All follow-up tests. C. Anytime the employee is directed to provide another specimen because the temperature on the original specimen was out of the accepted temperature range of 90°F - 100°F. D. Anytime the employee is directed to provide another specimen because the original specimen appeared to have been tampered with. E. Anytime a collector observes materials brought to the collection site or the employee’s conduct clearly indicates an attempt to tamper with a specimen. F. Anytime the employee is directed to provide another specimen because the laboratory reported to the MRO that the original specimen was invalid and the MRO determined that there was not an adequate medical explanation for the result. G. Anytime the employee is directed to provide another specimen because the MRO determined that the original specimen was positive, adulterated or substituted, but had to be cancelled because the test of the split specimen could not be performed. Disabling Damage: Damage which precludes departure of any vehicle from the scene of an accident in its usual manner in daylight after simple repairs. Disabling damage includes damage to vehicles that could have been operated but would have been further damaged if so operated, but does not include damage which may be temporarily repaired at the scene of the accident, tire disablement, or damage to headlights, taillights, turn signals, horn, or windshield wipers that makes them inoperative. Drug: A controlled substance as listed in Schedules I through V of Section 202 of the Controlled Substances Act (21 USC 812) or Chapter 90, Section 87(5) of the NCGS or a metabolite thereof. Drug Test/Screening: A test conducted to determine if the tested employee has any prohibited substance, drug or drug metabolites, in his or her urine or blood. Drug Confirmation Test: A second analytical procedure to identify the presence of a specific drug or metabolite that is independent of and uses a different technique and chemical than that of the initial test/screening in order to ensure reliability and accuracy. Evidential Breath Testing Device (EBT): All alcohol breath tests shall be conducted on an approved evidential breath testing device (EBT) by a trained breath alcohol technician. EBT' s shall be able to distinguish alcohol from acetone at the 0.02% alcohol concentration level and shall be capable of testing an air blank prior to each collection of breath and performing an external calibration check. 121 Gas Chromatography/Mass Spectrometry (GC/MS): Self-contained urinalysis drug tests that detects the presence of drug metabolites in urine within minutes. Medical Review Officer (MRO): A licensed physician with specific training in the area of substance abuse. The MRO not only has knowledge of substance abuse disorders, but also has been trained to interpret and evaluate laboratory test results in conjunction with an employee’s medical history. The MRO verifies a positive drug test result by reviewing a laboratory report and an employee’s unique medical history to determine whether the result was caused by the use of prohibited drugs or by an employee’s medical condition. Negative: A test result that does not show the presence of drugs at a level specified to be a positive test or a test that does not show an employee’s blood alcohol content to be more than 0.04. Any alcohol test that is negative with a blood alcohol concentration of 0.02-0.039 is not considered a positive test result, but will require the employee be removed from the performance of safety-sensitive functions for at least 8 hours. On-call: An employee is on-call if he or she is subject to receiving a call that will require him or her to immediately report to work for Harnett County. On Duty: An employee is considered on-duty whenever he or she is physical present at his or her normal workplace and is performing his or her job duties. During the period that an employee is on-call or during any other period of time for which he or she is entitled to receive pay from Harnett County, the employee is considered to be on duty. Other Substance: Includes any substance that has the potential to impair noticeably the mental or physical function of a person who does not have an unusual or extraordinary reaction to such substance. Passing Test: A passing test is any test that results in a negative outcome. This means that the test either: (1) showed no evidence or insufficient evidence of a prohibited drug, drug metabolite, or alcohol, or (2) Showed evidence of a prohibited drug or drug metabolite, but there was a legitimate medical explanation for the result as determined by a certified MRO. Positive: A test result that does show the presence of drugs at a level specified to be a positive test or a test that shows an employee’s blood alcohol content to be more than 0.04. Random Test: Any testing conducted on an employee assigned to a safety-sensitive position and is chosen by a method that provides an equal probability that any employee from a group of employees will be selected by a scientifically valid method. Reasonable Suspicion: A reasonable suspicion may exist when a supervisor, who has received the required training in detecting the signs and symptoms of probable drug use and/or alcohol misuse, obtains specific contemporaneous, articulable observations concerning appearance, behavior, speech, or body odor or other physical indicators of probable drug or alcohol use. Refusal: The following behaviors constitute a refusal to test: A. Failure to appear for any test (except for pre-employment) within a reasonable time, as determined by the employer. B. Failure to remain at the testing site until the testing process is complete. C. Failure to provide a urine or breath specimen for any required drug or alcohol test. D. Failure to permit the observation or monitoring of the specimen collection when required to do so. E. Failure to provide a sufficient amount of urine or breathe when directed and there is no adequate medical explanation for the failure. F. Failure to take a second test when directed to do so by the employer or collector. 122 G. Failure to undergo a medical examination when directed to do so by the MRO or employer. H. Failure to cooperate with any part of the testing process (e.g., refuse to empty pockets when directed by the collector, behave in a confrontational way that disrupts the collection process, fail to wash hands after being directed to do so by the collector). I. Failure or refusal to sign Step 2 of the alcohol testing form. J. Failure to follow the observer’s instructions during direct observation collection including instructions to raise your clothing above the waist, lower clothing and underpants, and to turn around to permit the observer to determine if you have any type of prosthetic or other device that could be used to interfere with the collection process. K. Possessing or wearing a prosthetic or other device that could be used to interfere with the collection process. L. Admitting to the collector or MRO that you adulterated or substituted the specimen. Safety-Sensitive Position: A position will be designated safety-sensitive only where Harnett County has a compelling need, on the basis of safety concerns, to ascertain on-the job impairment on the part of employees who hold the position. Such a compelling need may arise where the duties of the position create, or are accompanied by, such a great risk of injury to the other persons or to property of such magnitude that even a momentary lapse of attention, judgment or dexterity could have disastrous consequences. Examples of these positions include: A. Positions (full or part time) requiring the use of weapons (or potential use of weapons) or the operation of vehicles, machinery, or equipment as a primary task (does not include routine office equipment). B. Positions requiring the handling of hazardous materials, the mishandling of which may place the employee, fellow employees, or the general public at risk of serious injury, or the nature of which would create a security risk in the workplace. C. Other positions as determined on a case-by-case basis by the Human Resources Director. D. Any of the following activities defined as safety-sensitive by the Federal Highway Administration, Federal Transit Administration, and the Department of Transportation: a. Driving. b. Inspecting, servicing, or conditioning any commercial motor vehicle. c. Waiting to be dispatched at a carrier or shipper plant, terminal, facility, or other public property. d. Performing all other functions in or upon any commercial motor vehicle except resting in a sleeper birth. e. Loading or unloading a vehicle, supervising or assisting in the loading or unloading of a vehicle, attending a vehicle being loaded or unloaded. f. Remaining in readiness to operate a vehicle, or giving or receiving receipts for shipments being loaded or unloaded. g. Performing driver requirements, relating to accidents. h. Repairing, obtaining assistance, or remaining in attendance upon a disabled vehicle. i. Carrying a firearm for security reasons. Substituted Specimen: A specimen with values so diminished or different that they are not consistent with human urine. Substance Abuse Professional: A licensed or certified physician, psychologist, social worker, employee assistance professional, state-licensed marriage and family therapist, or drug and alcohol counselor. Unannounced Follow-Up Testing: Testing conducted on an employee on a periodic, unannounced basis, following his or her return to work from an approved drug or alcohol rehabilitation program. All unannounced, follow-up testing will be conducted by direct observation. 123 Workplace: The location or facility where an employee may be expected to perform any task related to the requirements of his or her job. This includes break rooms, restrooms, outdoor worksites, Harnett County or personal vehicles (while personal vehicle is being used for Harnett County business), computer work stations, conference rooms, hallways, private offices, open/partitioned work areas, public contact/customer service/medical services areas, parking lots, and any other location or facility for which he or she is entitled to receive pay from Harnett County. Section V. Drug & Alcohol Testing Policy for Safety-Sensitive Employees Coverage: This section applies to all safety-sensitive employees, contractors, and vendors anytime they are in the service of Harnett County, are on Harnett County property, or when any of the above are performing any transit-related safety-sensitive business. This policy also applies to off-site lunch periods or breaks when an employee is scheduled to return to work. Policy: A. Safety-sensitive Employees are prohibited from: a. Engaging in the unlawful manufacture, distribution, dispensing, possession or use of prohibited substances on Harnett County premises, in vehicles, in uniform, or while on Harnett County Business. b. Reporting for duty or remaining on duty when his/her ability to perform assigned safety-sensitive functions is adversely affected by alcohol or when his/her breathe alcohol concentration is 0.00 or greater. c. Using alcohol or prohibited drugs while on duty, in uniform, while performing safety-sensitive functions, nor just before or just after performing a safety- sensitive function. d. Using alcohol within four (4) hours prior to performing a safety-sensitive function, or during hours that they are on-call. B. Post-Employment Testing: a. All safety-sensitive employees will be subject to urine drug testing and alcohol testing as a condition of employment. Such tests can be performed any time a safety-sensitive employee is on duty, however, a reasonable suspicion or random test can only be performed when the safety-sensitive employee is actually performing a safety-sensitive duty or just before or just after the performance of such a duty. b. Any safety-sensitive employee who refuses to comply with a request for testing shall be removed from duty and their employment terminated. c. Any safety-sensitive employee who is suspected of providing false information in connection with a test, or who is suspected of falsifying test results through tampering, contamination, adulteration, or substitution will be required to undergo direct observation collection. Verification of these falsifying actions will result in the employee’s removal from duty and their employment terminated. d. During normal duty hours, employees will be sent to the facility designated by Harnett County and approved for testing. After duty hours, when offices are closed or unable to perform the test(s), employees will be referred to a facility specified by the Drug and Alcohol Program Manager. C. Pre-Employment/Pre-Transfer Testing: a. Applicants determined to be final candidates for a safety-sensitive position or are transferring to a safety-sensitive position shall undergo a drug and alcohol screening and will have information gathered from their previous employers that pertains to any drug and alcohol tests performed. Applicants and transfers, however, must give permission for such tests. If the applicant or transfer refuses to give consent he/she will not be hired or transferred into the safety-sensitive position. b. Any applicants or transfers will also be asked whether he or she has tested positive, or refused to test, on any pre-employment/pre-transfer drug or alcohol test administered by an employer to which the candidate applied, but did not 124 obtain employment with. If the applicant admits that he or she had a positive test or a refusal to test, the applicant will not be allowed to perform safety-sensitive function, until and unless the applicant documents successful complete of the return-to-duty process described in this policy. c. Receipt of a verified negative drug test result is required prior to offer of employment or performance of safety-sensitive duties. d. A pre-employment/pre-transfer test will also be performed anytime an employee’s status changes from an inactive status in a safety-sensitive position to an active status in a safety-sensitive position. D. Post-Accident Testing: a. All safety-sensitive employees will be required to undergo drug and alcohol testing if they are involved in an accident as defined above. b. The Supervisor or Department Head shall ensure that any safety- sensitive employee involved in an accident is tested no longer than eight (8) hours after the accident for alcohol, and no longer than 32 hours after for drugs. c. If an alcohol test is not performed within two hours of the accident, the Supervisor will document the reason(s) for the delay. If the alcohol test is not conducted within (8) eight hours, or the drug test within 32 hours, attempts to conduct the test must cease and the reasons for the failure to test documented. d. An employee who is subject to post-accident testing who fails to remain readily available for such testing, including notifying a supervisor of his or her location if he or she leaves the scene of the accident prior to submission to such test, may be deemed to have refused to submit to testing. e. Nothing in this section shall be construed to require the delay of necessary medical attention for the injured following an accident, or to prohibit an employee from leaving the scene of an accident for the period necessary to obtain assistance in responding to the accident, or to obtain necessary emergency medical care. f. In the rare event that Harnett County is unable to perform a drug and alcohol test, Harnett County may use drug and alcohol post-accident test results administered by local law enforcement officials. The local law enforcement officials must have independent authority for the test and the employer must obtain the results in conformance with local law. E. Reasonable Suspicion Testing: a. All safety-sensitive employees are subject to reasonable suspicion drug and/or alcohol testing when the employer has reasonable suspicion to believe that the employee has used a prohibited drug and/or engaged in alcohol misuse. b. Reasonable suspicion means that there is objective evidence, based upon specific, contemporaneous, articulable observations of the employee's appearance, behavior, speech or body odor, which are consistent with possible drug use and/or alcohol misuse. c. Reasonable suspicion referrals must be made by the employees immediate Supervisor or Department Head who is trained to detect the signs and symptoms of drug and alcohol use, and who reasonably concludes that an employee may be adversely affected or impaired in his/her work performance due to possible prohibited substance abuse or alcohol misuse. d. A reasonable suspicion alcohol test can only be conducted just before, during, or just after the performance of a safety-sensitive job function. e. A reasonable suspicion drug test can be performed any time the covered employee is on duty. F. Random Testing: a. Safety-sensitive employees may be tested on an unannounced basis throughout the year. Such tests can be conducted at any time during an employee’s shift. b. The selection of safety-sensitive employees for random testing will be made using a scientifically valid method that ensures each covered employee that they will have an equal chance of being selected each time selections are made. c. The random tests will be unannounced and spread throughout the year. 125 d. Employees are required to proceed immediately to the collection site upon notification of their random selection. G. Returning to Duty: All safety-sensitive employees who previously tested positive on a drug or alcohol test will be subject to disciplinary actions as addressed in Article IX of the Personnel Ordinance and any other civil or criminal penalty that may be imposed. However, in the rare event an employee is reinstated with court order or other action beyond the control of the county, the employee must complete the below return-to-duty process prior to the performance of safety-sensitive functions. a. All covered employees who previously tested positive on a drug or alcohol test or refused a test, must test negative for drugs, alcohol (below 0.02 for alcohol), or both and be evaluated and released by the Substance Abuse Professional before returning to work. b. For an initial positive drug test a Return-to-Duty drug test is required and an alcohol test is allowed. For an initial positive alcohol test a Return-to-Duty alcohol test is required and a drug test is allowed. c. Following the initial assessment, the Substance Abuse Professional will recommend a course of rehabilitation unique to the individual. d. The Substance Abuse Professional will recommend the return-to-duty test only when the employee has successfully completed the treatment requirement and is known to be drug and alcohol-free and there are no undo concerns for public safety. H. Follow-Up Testing: a. Safety-sensitive employees that have returned to duty following a positive or refused testing will be required to undergo frequent, unannounced drug and/or alcohol testing following their return-to-duty test. b. The follow-up testing will be performed for a period of one to five years with a minimum of six tests to be performed the first year. c. The frequency and duration of the follow-up tests (beyond the minimums) will be determined by the Substance Abuse Professional reflecting his or her assessment of the employee’s unique situation and recovery progress. d. Follow-up testing should be frequent enough to deter and/or detect a relapse. e. Follow-up testing is separate and in addition to the random, post-accident, reasonable suspicion and return-to-duty testing. I. Violation: a. Any safety-sensitive employees found to be under the influence of prohibited substance or who fail to pass a drug or alcohol test shall be removed from duty and shall be in violation of this policy. b. Any Employee in violation of this policy, regardless of the manner in which violation occurs, will be subject to disciplinary action as addressed in Article IX of the Personnel Ordinance and any other civil or criminal penalty that may be imposed. J. Note: Every applicant and employee will be given a copy of “Rights and Responsibilities under the North Carolina Controlled Substance Examination Act” prior to being tested. Section VI. Drug & Alcohol Testing Policy for All Other Employees Coverage: This section applies to all Harnett County employees anytime they are in the service of Harnett County or are on Harnett County property. This policy also applies to off-site lunch periods or breaks when an employee is scheduled to return to work. Covered Substances: The substances addressed by this policy include, but are not limited to, the following: alcohol, marijuana, amphetamines, opiates, phencyclidine (PCP), and cocaine, as well as any drug not approved for medical use by the U.S. Drug Enforcement Administration or the U.S. Food and Drug Administration. Prescription Drugs: 126 A. The appropriate use of legally prescribed drugs and non-prescription medications is not prohibited, however, the use of any substance that carries a warning label that indicates that mental functions, motor skills, or judgment may be adversely affected, must be reported to the employee’s supervisor. B. The employee must obtain a written release from the attending physician releasing the person to perform their job duties any time they obtain a performance-altering prescription. C. A legally prescribed drug means that individual has a prescription or other written approval from a physician for the use of a drug in the course of medical treatment. D. The misuse or abuse of legal drugs while performing Harnett County business is prohibited. Policy: b. All Harnett County Employees are prohibited from: o Engaging in the unlawful manufacture, distribution, dispensing, possession or use of prohibited substances on Harnett County premises, in vehicles, in uniform, or while on Harnett County Business. o Reporting for duty or remaining on duty when his/her ability to perform assigned safety-sensitive functions is adversely affected by alcohol or when his/her alcohol concentration is 0.02 or greater. o Using alcohol within four (4) hours prior to reporting to work, performing his or her job duties, or during hours that they are on-call. • Pre-Employment/Pre-Transfer Testing: o Applicants determined to be final candidates for a County position or are transferring to a County position shall undergo a drug and alcohol screening and will have information gathered from their previous employers that pertains to any drug and alcohol tests performed. Applicants and transfers, however, must give permission for such tests. If the applicant or transfer refuses to give consent he/she will not be hired or transferred into the position. o A pre-employment/pre-transfer test will also be performed anytime an employee’s status changes from an inactive status to an active status. • Post-Accident Testing: o All County employees will be required to undergo drug and alcohol testing if they are involved in an accident as defined above. o The Supervisor or Department Head shall ensure that any employee involved in an accident is tested no longer than eight (8) hours after the accident for alcohol, and no longer than 32 hours after for drugs. o If an alcohol test is not performed within two hours of the accident, the Supervisor will document the reason(s) for the delay. If the alcohol test is not conducted within (8) eight hours, or the drug test within 32 hours, attempts to conduct the test must cease and the reasons for the failure to test documented. o An employee who is subject to post-accident testing who fails to remain readily available for such testing, including notifying a Supervisor or Department Head of his or her location if he or she leaves the scene of the accident prior to submission to such test, may be deemed to have refused to submit to testing. o Nothing in this section shall be construed to require the delay of necessary medical attention for the injured following an accident, or to prohibit an employee from leaving the scene of an accident for the period necessary to obtain assistance in responding to the accident, or to obtain necessary emergency medical care. o In the rare event that Harnett County is unable to perform a drug and alcohol test, Harnett County may use drug and alcohol post-accident test results administered by local law enforcement officials. The local law enforcement officials must have independent authority for the test and the employer must obtain the results in conformance with local law. • Reasonable Suspicion Testing: 127 o All County employees are subject to reasonable suspicion drug and/or alcohol testing when the employer has reasonable suspicion to believe that the employee has used a prohibited drug and/or engaged in alcohol misuse. o Reasonable suspicion means that there is objective evidence, based upon specific, contemporaneous, articulable observations of the employee's appearance, behavior, speech or body odor, which are consistent with possible drug use and/or alcohol misuse. o Reasonable suspicion referrals must be made by the employees immediate Supervisor or Department Head who is trained to detect the signs and symptoms of drug and alcohol use, and who reasonably concludes that an employee may be adversely affected or impaired in his/her work performance due to possible prohibited substance abuse or alcohol misuse. o A reasonable suspicion alcohol test can only be conducted just before, during, or just after the performance of an employee’s job duties. o A reasonable suspicion drug test can be performed any time the covered employee is on duty. • Violation: o Any employees found to be under the influence of prohibited substance or who fail to pass a drug or alcohol test shall be removed from duty and shall be in violation of this policy. o Any Employee in violation of this policy, regardless of the manner in which violation occurs, will be subject to disciplinary action as addressed in Article IX of the Personnel Ordinance and any other civil or criminal penalty that may be imposed. • Note: Every applicant and employee will be given a copy of “Rights and Responsibilities under the North Carolina Controlled Substance Examination Act” prior to being tested. Section VII. Testing Records & Other Documents Drug/alcohol testing records shall be maintained by the Harnett County Drug and Alcohol Program Manager and, except as provided below or by law, the results of any drug/alcohol test shall not be disclosed without express written consent of the tested employee. Release of Records: b. The employee, upon written request, is entitled to obtain copies of any records pertaining to their use of prohibited drugs or misuse of alcohol including any drug or alcohol testing records. Employees also have the right to gain access to any pertinent records such as equipment calibration records and records of laboratory certifications. c. Any records pertaining to the administration of any drug and alcohol testing done by or on behalf of Harnett County may be released to: a. The Drug and Alcohol Program Manager and any other pertinent personnel on a need to know basis. b. A subsequent employer only upon receipt of a written request from the employee. c. The adjudicator in a grievance, lawsuit, or other proceeding initiated by or on behalf of the tested individual arising from the results of the test. The records will be released to the decision maker in the preceding. d. The National Transportation Safety Board during an accident investigation. e. A court of competent jurisdiction if the court determines that the drug or alcohol test information is relevant to a criminal or civil action and the court issues an order to the employer to release the information. The employer will release the information to the decision maker in the proceeding with a binding stipulation that it will only be released to parties of the proceeding. f. The DOT or any DOT agency with regulatory authority over the employer or any of its employees. 128 g. A Federal, state, or local safety agency with regulatory authority over Harnett County or the employee. Section VIII. Supervisor & Department Head Responsibilities Every Supervisor and Department Head shall: A. Consistently apply this policy to all employees under his or her supervision. A Supervisor or Department Head who fails to apply this policy when he or she believes, or reasonably should believe, that an employee under his or her supervision has committed a violation, will be subject to disciplinary action as addressed in Article IX of the Personnel Ordinance. B. Initiate the process for having an employee drug or alcohol tested if there is reasonable suspicion that an employee under his or her supervision, when such employee is on duty, has an illegal drug or alcohol in his or her system or is using any legal drug in a manner other than it was intended. C. Insure that employees he or she supervises are aware of the requirements and consequences of this policy. D. Follow the procedure established by the department director assuring that an employee who is to be tested for alcohol or other drugs is transported to the designated test site, and that those employees for whom there is reasonable suspicion of substance abuse or who have had an alcohol test result of greater than 0.00 are transported home—either by personal family/friends or by arranged transportation. E. Receive 60 minutes of reasonable suspicion training on the physical, behavioral, and performance indicator of probable drug use and 60 minutes of additional reasonable suspicion training on the physical, behaviors, speech, and performance indicators of probably alcohol misuse. Section IX. Employee Responsibilities Every employee shall: A. Abide by this policy as a condition of employment. B. Comply with all applicable laws regulating the manufacture, distribution, dispensing, use or possession of illegal drugs, alcohol, or prescription drugs. C. Assure that his or her ability to perform his or her job duties is not negatively affected due to the use of drugs or alcohol when scheduled to report to work or when on “on call” status. Should any employee be requested to report to work earlier than his or her normal or previously assigned time, it is the employee’s responsibility to advise his or her Supervisor or Department Head of an inability to perform his or her job duties or that he or she has consumed alcohol within the last four (4) hours prior to reporting for duty. If the employee had received prior notice that he or she might be called back into work, the employee shall be considered AWOL if he or she is unable to report to duty. D. Submit immediately to a drug or alcohol test when directed by his or her Supervisor or Department Head. E. Notify his or her Supervisor or Department Head if convicted of a violation of a criminal drug statute and such violation occurred while the employee was on duty, within five days after such conviction. F. Notify his or her Supervisor or Department Head, if arrested off the job for Driving While Impaired (DWI) or Driving under the Influence (DUI) or for the use, sale, or possession of a controlled dangerous substance, within forty-eight (48) hours of the incident. The Supervisor or Department Head shall investigate the incident and, if it is found to have a direct relationship to the employee’s job duties and responsibilities, appropriate action may be taken. G.A. Undergo a minimum of 60 minutes of training on the signs and symptoms of drug use including the effects and consequences of drug use on personal health, safety, and the work environment. The training must also include manifestations and behavioral clues that may indicate prohibited drug use. 129 APPENDIX B: ARTICLE V FORMS Personal Cell Phone Use Employee Reimbursement Form A County employee who has not been assigned a cell phone and uses his or her personal cell phone for County business may seek reimbursement from the County. To receive reimbursement, the employee must complete this form and attach a copy of his her cell phone call log that denotes all calls that related to County business. Please print legibly, provide all the information requested below, and sign the bottom. Employee name: _________________________________________________(___________) Last First Middle (Maiden) Social Security Number: __ __ __ -- __ __ -- __ __ __ __ Date of Birth: __ __ /__ __ / __ __ Street Address: ______________________________________________________________ Street City State Zip Phone: (__ __ __) __ __ __ -__ __ __ __ Alternate Phone: (__ __ __) __ __ __ - __ __ __ __ By signing below, you acknowledge that all the information contained on this form, and any information found in attachments to this form, is a true and correct representation and you are not, nor will you ever, provide the County with false information. ____________________________________________________________________________ Employee Signature Date Commented [JL34]: We are deleting this form as Finance has a new policy with new form that will include county phone or reimbursement for personal phone 130 APPENDIX BC: ARTICLE VI FORMS Leave Without Pay Form In accordance with Article VI, Section 67 of the Harnett County Personnel Ordinance, I, as an employee of Harnett County, hereby request that my employment status be changed to a Leave Without Pay status for the period of ____________ through ____________. I understand that if my request is approved I will cease to accrue any form of leave, but may continue to be eligible for benefits under the County’s group insurance plan. I have been advised and understand that I must return to work once my Leave Without Pay period has ended and I am entitled to return to the same position I held at the time leave was granted or to one of like classification, seniority, and pay. I understand that if I fail to return to work at the allotted time my employment with the County will be immediately terminated. ________________________________ ___________________________ Employee Signature Dept. Head/Supervisor Signature ________________________________ ___________________________ Date Date 131 APPENDIX BC: ARTICLE VI FORMS Application to Receive Shared Leave Instructions: Please complete the information below and submit to the Human Resources Department. Also, attach a Family and Medical Leave Certification from your physician documenting the need for leave and the period of absence. Employee Name ______________________________________________________________________ Department __________________________________________________________________________ Annual Leave Balance ____________________________ As of Date: ____________________ Sick Leave Balance _______________________________ As of Date: ___________________ TOTAL NUMBER OF LEAVE HOURS REQUESTED _________________________________ (Maximum of 480 hours of Shared Leave per Calendar Year) Employee Statement: "This is to request participation in the County of Harnett's Shared Leave Program. I and/or a member of my immediate family have a medical condition as specified in the attached physician's statement that is resulting in my absence from work. This is not an elective surgery, I am not receiving Worker's Compensation benefits nor do I plan to seek subrogation from a third party for the leave time. All of my Sick Leave and Annual Leave has been exhausted and I am requesting donated Shared Leave hours as specified above." ____ I authorize the Human Resources Department to release information indicating that I or a member of my immediate family have a serious medical condition which would otherwise be confidential personnel record information and that I desire Shared Leave donations. ____ I do not authorize the Human Resources Department to release my name or medical information indicating that I have a serious medical condition. I understand that although I may be eligible for Shared Leave, by limiting the information that is released, willingness of my co- workers to donate leave to a blind request may be reduced. __________________________________________ Employee's Signature and Date Department Head Comments: ____________________________________________________________________________ ____________________________________________________________________________ 132 __________________________________________ Department Head Signature and Date 133 APPENDIX BC: ARTICLE VI FORMS Voluntary Shared Leave Donation Form Instructions: Please complete the information below and submit to the Human Resources Department. Donor Information: Employee Name_______________________________________________________________ Employee Department __________________________________________________________ Annual Leave Balance __________ Sick Leave Balance __________ As of Date ___________ NUMBER OF ANNUAL LEAVE HOURS TO BE DONATED ____________________________ (Donations must be in four (4) hour increments) (You must have a balance of eighty (80) hours of combined leave after donation) If the Employee requesting Shared Leave has approved release of his/her name and condition, you may designate the employee to receive the leave if not you are donating Annual Leave to an anonymous beneficiary. Employee to Receive Shared Leave Employee Name ______________________________________________________________ Department Name _____________________________________________________________ I meet all policy requirements for being a Shared Leave Donor and would like to donate the stated hours of Annual Leave to the employee listed above. I understand that the leave I donate will be transferred effective the beginning of the 1st pay period after receipt of this authorization form. I understand that once this donated Annual Leave is transferred to an eligible County employee, it will not be returned to me under any circumstances and I give up any and all rights of ownership. ___________________________________________ Employee Signature and Date Please submit this completed form through your supervisor to the department payroll coordinator. They will forward to Human Resources on your behalf. Thank you. HR Use Only: Date received ______________________________________ Entered by _________________________ Hours transferred _______________Effective date for transfer of Annual Leave ____________________ 134 APPENDIX BC: ARTICLE VI FORMS Injury Investigation Report Complete this form as soon as possible after an incident that results in an injury or illness. (Please also use to investigate a minor injury or near miss that could have resulted in a serious injury or illness.) This is a report of a: Death Lost Time Dr. Visit Only First Aid Only Near Miss Date of incident: Report is made by: Employee Supervisor Team Other If report is completed by anyone other than employee, please provide name of the person completing the form along with reason why employee is not completing the form below. Step 1: Injured employee (complete this part for each injured employee) Name: Date: Department: Job title at time of incident: Part of body affected: (shade all that apply) Nature of injury: (check all that apply) ____Abrasion, scrapes ____Amputation ____Broken bone ____Bruise ____Burn (heat) ____Burn (chemical) ____Concussion (head) ____Crushing Injury ____Cut, laceration, puncture ____Hernia ____Illness ____Sprain, strain ____Damage to a body system ____Other:_______________ ________________________ ________ This employee works: ____Regular full time ____Regular part time ____Seasonal ____Temporary 135 Have you suffered a prior injury(s) or received treatment(s) for the body parts listed above? If yes, provide date, type of injury and treating physician or practice group. Step 2: Describe the incident Exact location of the incident: Exact time: During what part of employee’s workday? ___ Entering or leaving work ___ Doing normal work activities ___ During meal period ___ During break ___Working overtime ___ Other___________________ Names and contact information of witnesses (if any): Name; Phone or Email . Name; Phone or Email . Name; Phone or Email . Name; Phone or Email . Number of attachments: Written witness statements: Photographs: Maps / drawings: What personal protective equipment was being used (if any)? 136 Describe, step-by-step the events that led up to the injury. Include names of any machines, parts, objects, tools, materials and other important details. Please take pictures of the area and machinery involved (Do not take pictures of the injury or injured person) Description continued on attached sheets: 137 Step 3: Why did the incident happen? Unsafe workplace conditions: (Check all that apply) ____Inadequate guard ____Unguarded hazard ____Safety device is defective ____Tool or equipment defective ____Workstation layout is hazardous ____Unsafe lighting ____Unsafe ventilation ____Lack of needed personal protective equipment ____Lack of appropriate equipment / tools ____Unsafe clothing ____No training or insufficient training ____Other: _____________________________ Unsafe acts by people: (Check all that apply) ____Operating without permission ____Operating at unsafe speed ____Servicing equipment that has power to it ____Making a safety device inoperative ____Using defective equipment ____Using equipment in an unapproved way ____Unsafe lifting ____Taking an unsafe position or posture ____Distraction, teasing, horseplay ____Failure to wear personal protective equipment ____Failure to use the available equipment / tools ____Other: _________________________________ Why did the unsafe conditions exist? Why did the unsafe acts occur? Is there a reward (such as “the job can be done more quickly”, or “the product is less likely to be damaged”) that may have encouraged the unsafe conditions or acts? ____Yes ____ No If yes, describe: Were the unsafe acts or conditions reported prior to the incident? ____Yes ____No Have there been similar incidents or near misses prior to this one? ____Yes ____No 138 Step 4: How can future incidents be prevented? What changes do you suggest to prevent this incident/near miss from happening again? ____Stop this activity ____Guard the hazard ____Train the employee(s) ____Train the supervisor(s) ____Redesign task steps ____Redesign work station ____Write a new policy/rule ____Enforce existing policy ____Routinely inspect for the hazard ____Personal Protective Equipment ____Other: ____________________ What should be (or has been) done to carry out the suggestion(s) checked above? Step 5: Affirmation My signature below certifies that the information I have provided is true and accurate. If I did not complete this form, I have reviewed it in its entirety and agree that it is a true and accurate description of the incident. I understand that any inaccurate or false statements may result in delay in process of this claim. I further understand that this information may be used to determine whether the claim will be paid or denied. ____________________________________ _______________ Employees Signature Date ____________________________________ _______________ Individual Completing the Form if not Employee Date Received By: _______________________ Reviewed by:________________________ Title:_____________________________ Date:_____________________________ 139 Please read this section carefully and cross out the box that is not signed Please fill out the one section that applies. A or B Section A I do hereby agree to be treated by a worker’s compensation doctor chosen by the County of Harnett or its designee as outlined in North Carolina state law. Signed This day of 20 Signature: Section B I do hereby refuse to be treated for my workplace injury at this time. I reported the injury but do not feel I need medical attention. I understand that I have a small window to request treatment and if I fail to do so within that window, I will lose the right to my workers compensation for this injury. Signed This day of 20 Signature: 140 APPENDIX BC: ARTICLE VI FORMS Educational Leave Request Form In accordance with Article VI, Section 12 of the Personnel Ordinance, Full-time, non- probationary employees may be eligible for educational leave to take up to one five-hour course, which shall not include travel time to attend the course. Probationary employees are not entitled to educational leave unless as a condition of their employment, the employee is required to take a course during their probationary period. An employee must complete and submit this form to their immediate Supervisor or Department Head prior to registering for the course. Please print legibly, provide all the information requested below, and sign. Employee name: ____________________________________________________________ Last/First/Middle Street Address: ____________________________________________________________City/State/Zip Phone: (__ __ __) __ __ __ -__ __ __ __ Alternate Phone: (__ __ __) __ __ __ -__ __ __ __ Department: ____________________ Title: ________________________ Course Title: __________________________________ Credit Hours: ___ Dates of Course: __ __/__ __/__ __ thru __ __/__ __/__ __ Degree Being Pursued: _________________________ Institution Name & Address: ____________________________________________________________ Name Street/City/State/Zip Brief statement describing why the course and degree is required for the position, preferred for the position or how it will substantially enhance your ability to perform your job, or how it is related to your current or future job duties and responsibilities. (attach additional documentation/statement if needed) ____________________________________________________________ 141 ____________________________________________________________ ____________________________________________________________ By signing below, I certify that this course is not being offered at any time outside my work hours and I acknowledge that all the information contained on this form is a true and correct representation and I am not, nor will I ever, provide the County with false information. ____________________________________________________________Employee Signature Date *Please attach supporting document, including a printout of the course description and course schedule. For Department Head Use: Please provide a brief recommendation as to whether the above employee should be granted educational leave. ____________________________________________________________ ____________________________________________________________ ____________________________________________________________ Department Head Signature Date Approved Denied ____________________________________________________________County Manager Signature Date 142 APPENDIX BC: ARTICLE VI FORMS FMLA Leave Request Form In accordance with the FMLA, Harnett County seeks to provide a working environment that: (1) facilitates the development of children and the family unit, (2) prevents County employees from having to choose between job security and parenting, (3) allows adequate job security for employees who have serious health conditions that prevent them from working for temporary periods, and (4) balances the demands of the County with the needs of the families. Only eligible employees are allowed to take FMLA leave. An eligible employee is one who: (1) works for the County, (2) has worked for the County for at least twelve months, (3) has at least 1,250 total hours of service to the County during the twelve-month period immediately preceding the leave, and (4) works at a location where the County has at least fifty employees within a seventy-five-mile radius. Harnett County will hereby grant all eligible County employees a total of twelve (12) workweeks of job- protected family and medical leave within a single twelve-month period for one or more of the following qualified reasons: (1) birth & bonding leave, (2) adoption and bonding leave, (3) employee serious health condition leave, (4) relative serious health condition leave, (5) military exigency leave, and (6) military caregiver leave. Along with the completion of this form, every form of FMLA leave mentioned above has its own federally mandated form that must be completed and submitted before FMLA leave will be granted to an employee. If an employee fails to complete the FMLA Leave Request Form and any other federally mandated form their leave will be denied. Further instructions, restrictions, and limitations on FMLA leave are addressed in Article VI, Section 13 of the Harnett County Personnel Ordinance. Failure to follow all other instructions, restrictions, and/or limitations will result in an employee’s request to be denied. Please print legibly, provide all the information requested below, and sign the bottom. THIS FORM MUST BE RETURNED TO HR 3 DAYS FROM DATE OF REQUEST Date of Request: __ __/__ __/__ __ Reason for Request: ____________________________ FMLA Leave Begin Date: __ __/__ __/__ __ FMLA Leave End Date: __ __/__ __/__ __ Type of FMLA Leave Requested: __ Birth & Bonding Leave __ Adoption & Bonding Leave __ Employee/Relative Serious Health Condition Leave __ Military Exigency Leave __ Military Caregiver Leave Employee name: _________________________________________________(___________) Last First Middle (Maiden) Social Security Number: __ __ __ -- __ __ -- __ __ __ __ Date of Birth: __ __/__ __/__ __ Street Address: ___________________________________________________________________________________ City State Zip Phone: (__ __ __) __ __ __ - __ __ __ __ Alternate Phone: (__ __ __) __ __ __ - __ __ __ __ Department: ____________________ Title: ____________________ Years of Service: ____ 143 ____________________________________________________________________________________ Employee Signature Date ____________________________________________________________________________________ Department Head Signature Date ____________________________________________________________________________________ Human Resources Director Signature Date *********All Federal Mandated Forms Must Be Attached********* 144 APPENDIX CD: ARTICLE VII FORMS Direct Deposit Form Harnett County employee’s paychecks will be automatically deposited at the financial institution of their choice. The advantages to Direct Deposit include: • Automatic deposits are safer, the money is in the bank and you don't have the opportunity to lose it. • On payday you don't have to make arrangements to get the check to the bank (especially banks which are a distance from the work location) or sign leave to take it yourself. • If you are on vacation, on a trip, out sick or on business out of town; you do not have to make arrangements to have someone get your check for you. • Automatically deposited monies are in the bank payday morning. Important Note: ALL NEW OR CHANGED DIRECT DEPOSIT INFORMATION IS PRENOTED SO THAT ACCOUNT INFORMATION CAN BE SENT TO AND VERIFIED BY YOUR BANK. YOU WILL RECEIVE A PAYCHECK THE MONTH YOU BEGIN OR CHANGE YOUR NET PAY ELECTION!! YOUR NET PAY AND/OR DEDUCTION(S) WILL BE DIRECT DEPOSITED AFTER YOU HAVE SUCCESSFULLY COMPLETED THE PRENOTE PROCESS. Please print legibly and provide all information requested: Name: Dept. Daytime Phone: BOX 1 DIRECT DEPOSIT OF NET PAY CHECKING New Change Cancel OR SAVINGS New Change Cancel BANK NAME: _______________________________________________________________ Account Number: ____________________________________________________________ Bank Routing Number:_________________________________________________________ NOTE: When changing net pay, the old net pay direct deposit will automatically be cancelled. BOX 2 DIRECT DEPOSIT DEDUCTION(S) CHECKING New Change Cancel SAVINGS New Change Cancel $ Amount Change Only $ Amount Change Only BANK NAME: ____________________________ BANK NAME: ____________________________ Account Number: _________________________ Account Number: __________________________ Bank Routing Number: _____________________ Bank Routing Number: ______________________ Deduction Amount: $_______________________ Deduction Amount: $_______________________ NOTE: You may have up to one checking and one savings deduction. If you elect to change from a savings deduction to a checking deduction, or vice versa, you must cancel the first one; otherwise, the second one will prenote as a “New” deduction in addition to the other current deduction. ATTACH VOIDED CHECK OR LETER FROM THE BANK WITH ACCOUNT AND BANK ROUTING NUMBERS Letter must be attached for Savings Account (Bank Routing Number): (Account Number) Signature Date Example: 145 APPENDIX D: ARTICLE IXVII FORMS Disciplinary Action Report The following report should be completed by a Supervisor or Department Head, and shall not be supplemented by the help of other non-advisory employees. This report will act as a written notice of offense by an employee and will be considered a disciplinary action against an employee as addressed and defined in the Harnett County Personnel Ordinance Disciplinary Action Policy found in Article IX. If the disciplinary action results in a full-time employee’s suspension, involuntary demotion, dismissal, involuntary resignation, or termination, the employee may appeal the action in accordance with the Grievance & Appeal Policy as addressed in Article X of the Harnett County Personnel Ordinance. Supervisor/Department Head: ___________________________________________________ Last First Middle Employee name: _____________________________________________________________ Last First Middle Department: ____________________ Title: ____________________ Years of Service: ____ Type of Offense: __ Discipline for Just Cause __ Discipline for Unsatisfactory Job Performance __ Discipline for Unsatisfactory or Contrary Personal Conduct __ Other: _____________________________________________________ Previous & Current Warnings Oral Warning Written Warning Date of Warning Warning Issued By: 1st Warning 2nd Warning 3rd Warning Description of Offense (Please list below the violated offense as it relates to the Harnett County Personnel Ordinance or Department SOG). Use additional sheet if necessary: ____________________________________________________________________________ ____________________________________________________________________________ ____________________________________________________________________________ ____________________________________________________________________________ ____________________________________________________________________________ Plan for Improvement: ________________________________________________________ ____________________________________________________________________________ ____________________________________________________________________________ ____________________________________________________________________________ Disciplinary Action Taken: ______ Oral Warning ______Written Warning ______Suspension ______ Demotion ______ Dismissal Commented [JL35]: Updated DAR to mirror disciplinary actions in the Article IX. Commented [JL36R35]: Changed form to reflect Oral Warning and Two Written Warnings 146 Consequences Should Offense Occur Again: ________________________________________ ____________________________________________________________________________ ____________________________________________________________________________ ____________________________________________________________________________ ____________________________________________________________________________ By signing this form, you confirm, acknowledge, and understand the information in this disciplinary action report. You also confirm, acknowledge, and understand that you and your Supervisor or Department Head have discussed the disciplinary action to be taken against you and the reasons it is being taken. You also know that you are expected to improve based on the plan for improvement provided and the consequences that will occur if you fail to improve or this offense occurs again. Signing this form, however, does not necessarily indicate that you agree with this disciplinary action, nor does it suspend any appeal rights you may have under the Harnett County Personnel Ordinance. ____________________________________________________________________________ Employee Signature Date ____________________________________________________________________________ Supervisor Signature Date ____________________________________________________________________________ Department Head Signature Date ____________________________________________________________________________ Witness Signature (If employee refuses to sign) Date ____________________________________________________________________________ Human Resources Director Signature Date 147 APPENDIX E: MISCELLANEOUS FORMS Employee Information Form The following information is necessary for employment and shall be retained by Harnett County in an employee’s personnel file. Any necessary changes that may need to be made to the information provided below should immediately be brought to the attention of a Supervisor, Department Head, or the Human Resources Department. Please print legibly and provide all information requested. Employee name: _____________________________________________________________ Last First Middle Social Security Number: __ __ __ - __ __ - __ __ __ __ Date of Birth: __ __/__ __/__ __ Highest Level of Education Completed: ___ High School or GED ____Year Earned ___ College _________Degree _____Year Earned ___ Graduate _________Degree _____Year Earned Street Address: ______________________________________________________________ City State Zip Mailing Address (If Different):___________________________________________________ City State Zip Email Address: _________________________ Phone: (__ __ __) __ __ __ -- __ __ __ __ Alternate: (__ __ __) __ __ __ -- __ __ __ __ Emergency Contact Information: Contact #1: __________________________________________________________________ Name Relationship Phone Contact #2: __________________________________________________________________ Name Relationship Phone Have you worked for Harnett County before? ___Yes ___No If Yes, what year(s)? __________ Former Name (If Different):__________________ By signing below you acknowledge that all the information above is a true and correct representation and you are not, nor will you ever, provide the County with false information. ____________________________________________________________________________ Commented [JL37]: Remove this as it is electronics now through Onboarding 148 Employee Signature Date APPENDIX E: MISCELLANEOUS FORMS New Employee Policies Form The following information is critical for all County employees to read and understand. As an employee of Harnett County you are expected to review policies that govern the conditions of your employment located in the Personnel Ordinance. This form is in no way the complete list of policies that governs an employee’s service. Employee access to the complete Personnel Ordinance can be found at www.harnett.org. PLEASE INITIAL BY EACH TOPIC AND SIGN AT THE BOTTOM. Probation/Performance Reviews Initial A probationary period is a continuous period of 6 months (12 months for law enforcement officers) where an employee is evaluated on job performance. Any probationary employee may be dismissed at any time without appeal rights. A full-time employee serving a probationary period following a promotion shall be demoted, in accordance with Article III, Section 9 and Article IV, Sections 10 of the Personnel Ordinance, if unable to satisfactorily perform the newly assigned duties and responsibilities. Before completion of the probationary period, Supervisors or Department Heads must indicate in writing to the County Manager the following: (1) That the employee has been informed of his or her progress and growth during the probationary period, including the employee’s accomplishments, strengths, weaknesses, and areas of improvement, (2) that the employee is or is not performing satisfactory work, (3) whether the probationary period should be extended, as long as an extension would not cause the probation to go beyond a year, and (4) whether the employee should be retained in the present position or should be released, transferred, or demoted. Employees subject to the North Carolina Human Resources Act may not be on probation longer than nine (9) months. Attendance & Work Week Initial Employees are hired with the understanding that they are responsible for reporting to work on time for every regularly scheduled workday and any additional instances they may be needed by the County. The established work week for Harnett County consists of a seven-day period beginning on Sunday and ending on Political Activity Restricted Initial Each employee has a civic responsibility and duty to support good government by every available means and in every appropriate manner. In accordance with the United States Constitution, the North Carolina Constitution, and federal state, and local laws, each County employee has the right to (1) join or affiliate with civic organizations of a partisan or political nature, (2) attend political meetings, (3) advocate and support the principles or policies of civic or political organizations, and (4) support partisan or non-partisan candidates of their choice. However, no employee, while on duty for the County, may (1) engage in any political or partisan activity, (2) use official authority or influence for the purpose of interfering with the outcome of an election or nomination for political office, (3) contribute County funds for political or partisan purposes, (4) coerce or compel another employee of the County to contribute funds for political or partisan purposes, or (5) use any supplies or equipment of the County for political or partisan purposes. Any violation of this section shall subject such employees to any disciplinary actions addressed in Article IX of the Personnel Ordinance. Outside Employment Initial Outside employment may be restricted to prevent interference with efficient County service. Any employee desiring outside employment must make a written request to the Department Head. The Department Head will review the request for possible incompatibility and conflict of interest. If the Department Head requests that the employee terminate the outside employment, and the employee refuses; the employee will be subject to Commented [JL38]: Delete this entire section as these policies are already in the main sections of Ordinance with the EXCEPTION of COBRA, Tobacco Use and Uniform Policy and those 3 have been moved to the main section of the Ordinance 149 Saturday. The normal work week for the County offices, however, shall be Monday-Friday from 8:00 – 5:00. All full-time County employees should be held to a Monday-Friday work week consisting of five eight-hour days (8:00 a.m. – 5:00 p.m.) with a one hour lunch break. All part-time County employees may work any number of hours between 8:00 and 5:00 as long as such employees do not exceed 29 hours per week or 129 hours per month. All hours are subject to change depending on the needs of the County. disciplinary actions as addressed in Article IX of the Personnel Ordinance. No employee will perform outside employment which is inconsistent with a professional code of ethics or appears to present a conflict of interest. Employees will not be approved to perform outside employment for any person in their supervisory chain. Employees will not be approved to perform outside work while in a Family Medical Leave status. Any violation of this section shall subject such employees to any disciplinary actions addressed in Article IX of the Personnel Ordinance. 150 Unlawful Harassment Initial Harnett County promotes a work environment free of unlawful workplace harassment and will not tolerate any employee who fails to follow this policy. Therefore, unlawful workplace harassment, in any of its many forms, is strictly prohibited. This prohibition, and the Unlawful Harassment Policy of Harnett County as explained below, applies to all County employees regardless of rank or position with the County. Unlawful Workplace Harassment may be defined as unwelcome or unsolicited speech or conduct based upon race, color, gender, religion, national origin, age or disability status that creates a hostile work environment or circumstance. Sexual harassment is a form of unlawful workplace harassment. Sexual harassment includes, but is not limited to, unwelcome statements or conduct based on a person’s gender that creates a hostile working environment, such as gender-based jokes or negative gender-based remarks. It also may include sexual advances, requests for sexual favors, propositions, inappropriate touching, and other verbal or physical conduct of a sexual nature. Any employee, who witnesses or is the subject of an instance of unlawful workplace harassment, is encouraged to report the situation and/or complaint without fear of retaliation, orally or in writing, to his or her Supervisor or Department Head or directly to Human Resource. Any violation of this section shall subject such employees to any disciplinary action addressed in Article IX of the Personnel Ordinance, along with any penalties under law. Emergency Operations Initial In the event of natural or man-made disaster the County Manager and the BOC reserves the right to close all County offices, but still require County employees, essential and non-essential, to report to work to assist with any necessary emergency operations. However, those employees required to work will be compensated. Gifts & Favors Initial No official or employee shall accept any gift, favor or thing of value that may tend or could be perceived to influence that employee in the discharge of their duties, or grant, in the discharge of duties, any improper favor, service, or thing of value. Any violation of this section shall subject such employees to any disciplinary actions addressed in Article IX of the Personnel Ordinance. COBRA Initial Under the Consolidated Omnibus Budget Reconciliation Act (COBRA) of 1985, Harnett County offers employees and their eligible dependents the opportunity for temporary extension of continuous insurance coverage in instances where coverage under the plan would otherwise end. Eligible employees have sixty days from the date of the notice to elect COBRA coverage. Tobacco Use Policy Initial The use of tobacco products are prohibited in: (1) any building owned, leased, or occupied by the County, (2) on any grounds that are owned, leased or occupied by the County, and (3) within fifty (50) feet of buildings owned, leased or occupied by the County. Equal Opportunity Initial Harnett County does not discriminate in recruiting, employment or the delivery of services/benefits with regard to race, creed, color, national origin, religion, political affiliation, gender, age, handicap or sexual preference. Individual employees are expected to maintain this philosophy throughout their tenure of employment with the County. Drug-Free Work Place Policy Initial Harnett County seeks to provide a safe and secure workplace and community free from the debilitating effects of any drugs, alcohol, or other illegal substances. The County also hopes to promote a high standard of employee and community health and wellbeing. Therefore, to take every reasonable effort to keep drugs, alcohol, and other illegal substances out of the County work force and community, and in accordance with the Drug-Free Work Place Act of 1988, Harnett County has established a Drug-Free Work Place Policy. It is the policy of Harnett County that no employee shall possess, use, or distribute illicit drugs, alcohol, or other illegal substances on any property or facilities used, owned, or occupied by the County or while representing the County at any professional or social function. If, however, a county employee recognizes that a problem exists and initiates action to seek help, the County will work with the employee to resolve the situation. Any violation of this section shall subject such employees to any disciplinary action addressed in Article IX of the Personnel Ordinance, along with lawful penalties. Approved Use of Computers Initial The purpose of the Harnett County Internet Access Policy is to set certain acceptable parameters for employees who have internet access and to place such employees on notice that misuse of the County internet carries certain penalties. It should be understood by all Harnett County employees that all County computers and all data stored in such machines are the property of Harnett County and may be accessed, shared, stored, moved, and deleted at any time. It is the policy of Harnett County that all employees who have internet access do not misuse such a privilege and use such access for acceptable and legitimate purposes. Therefore: (1) employees must act responsibly when participating in discussion groups on any public network; (2) employees will not download any software or screen savers from the internet without prior approval from the MIS Department, (3) employees will not use Real Player, I-Tunes, Spotify, or any other online music software while on Harnett County time; (4) employees shall not abuse their internet privilege by using this access to express his or her political views, showcase his or her opinions on controversial issues, or act in any other way that would tend to reflect negatively on the County; (5) employees will not send or display any obscene or disruptive messages, files, or images that may contain explicit language, excessive violence, nudity, or any other form of indecent content. 151 Family Medical Leave Act Initial The Family Medical Leave Act (FMLA) of 1993 provides an employee with a right to Leave Without Pay (LWOP) for up to 12 weeks under specific circumstances, but an employee must have worked 12 months and 1250 hours. Leave under the FMLA may be based on multiple qualified reasons including: (1) the birth or adoption of a child, (2) the serious health condition of themselves or another immediate family member, (3) military exigency, or (4) to care for a injured military service member or veteran. A request for leave under the FMLA must be submitted in accordance with the procedures outlined in the Harnett County Personnel Ordinance. Harnett County uses the 12-month period measured forward from the date the employee’s first FMLA leave begins to assess employee eligibility for FMLA leave. FMLA leave runs concurrently with any accrued forms of leave and with absences taken in connection with worker’s comp claims. Flexible Benefits Initial Harnett County offers a flexible benefits program, which includes medical and dental insurance, life and dependent life insurance, vision insurance, voluntary insurance options such as disability and cancer, and flexible spending accounts (FSAs) for employees who anticipate out- of-pocket medical and/or dependent day care expenses. The program is designed to allow eligible employees the opportunity to choose benefit coverage that best suits their needs. Benefit premiums through payroll deduction can be made with pre-tax dollars which provides significant tax savings. New employees are offered the opportunity to enroll in health, dental, and life insurance during new employee orientation and may enroll in the voluntary and flex benefits during open enrollment. During open enrollment, all employees have the opportunity to review their benefits and make changes as necessary. The open enrollment occurs in May and new selections are effective the following July 1. In accordance with IRS regulations, changes outside the open enrollment period are allowed only when the employee experiences a qualifying life event change. In these situations, an employee has 30 days from the life event change to notify Human Resources. A qualifying life event has occurred if the event falls into one of the following categories: Change in legal marital status; change in number of dependents, change in spouse’s or employee’s employment status, a dependent satisfies (or ceases to satisfy) eligibility requirements, a judgment, decree, or order; or Medicare or Medicaid eligibility. The election change must be consistent with the status change and may result in a premium change for you. Promotional Opportunities Initial All vacant positions are posted at www.harnett.org. These announcements provide information about the position such as: duties, salary, qualifications requirement, and deadline for submission of applications. All Harnett County employees are encouraged to apply for any vacant position that they believe they are qualified. There are no time restrictions on how long after initial employment or promotion an employee must wait before they may apply for other positions in the County. Grievance Procedure Initial In order to maintain a harmonious and cooperative relationship between the County and its employees, it is the policy of Harnett County to provide a just and fair procedure for the presentation, consideration, and disposition of any employee grievances. The County’s purpose is to implement a grievance procedure that assures all full-time permanent employees that their grievances will be answered and decided fairly, quickly, and without interference, coercion, restraint, discrimination, penalty, or reprisal. The grievance policy, therefore, provides grievance and appeal procedures for all full-time permanent employees of Harnett County who: (1) feel they have been discriminated against because of age, sex, race, religion, color, national origin, visible or nonvisible handicaps, or pregnancy, (2) have been the subject of any disciplinary action executed under the Disciplinary Action Policy addressed in Article IX, or (3) have a genuine non-frivolous grievance with the County, it’s employees, or any implementation of County policy. Uniform Policy Initial If you are occupying a position that requires the wearing of a Harnett County furnished uniform, the County will clean and maintain the uniforms through a contract service. However, employees are responsible for turning in soiled uniforms and getting the equivalent quantity and type (shirts and trousers) back from the vendor as that turned in. Employees are responsible for inspecting all uniforms cleaned by the vendor and if the vendor shorts or damages assigned uniform, supervisors are to be notified immediately. Upon termination or a change to position that does not require uniforms; employees must turn in all assigned uniforms. Damages beyond normal fair wear and tear, as determined by your supervisor, and shortages will be charged to you at the cost of replacement items. If not paid for beforehand, all shortages or damages will be collected from the employee’s paycheck. Pay Periods/Direct Deposit Initial Employees are paid on the last working day of the month and are required to directly deposit all paychecks from the County to a federally recognized bank or credit union. This direct deposit of an employee funds reduces the amount of time the employee has to spend at the bank and is safer than manual deposit. To take full advantage of this program an employee should complete the Harnett County Direct Deposit form, however, employees will receive a paper check the first month after enrolling or making a change in their direct deposit preferences. 152 Sick Leave Initial Sick leave shall be used and granted to County employees for: (1) any absence that is approved as a qualifying event under the Family and Medical Leave Act (“FMLA”), (2) employee sickness or bodily injury, (3) exposure to or infection with a contagious disease, (4) required physical, dental, or mental examination or treatment, (5) an illness or medical appointment of an employee’s spouse, child, parent, or parent-in-law that requires the presence of the employee, or (6) death in the employee’s immediate family. A Supervisor, Department Head, or County Manager may require an employee to provide a physician’s certificate concerning the nature of the illness and the employee’s physical capacity to resume duties for each occasion on which an employee uses sick leave. Charts found within the Harnett County Personnel Ordinance describe the manner of accumulation for sick leave in detail. Years of service with other North Carolina governmental agencies, North Carolina counties, and the North Carolina State government, along with years of service with other EMS or Sheriff/Police Departments may be considered when calculating sick leave accrual amounts provided that verification of that accumulated sick leave is received from the previous employer and that the employee was not reimbursed for these days. Years of service, however, may only be transferred from the employee’s last place of employment. Leave Without Pay Initial Any full-time County employee may be granted leave without pay for up to one (1) year by the appropriate Supervisor, Department Head, or the County Manager. Such leave may be used for reasons of prolonged personal illness, prolonged illness of an immediate family member, personal disability, after all other forms of accrued leave have been exhausted, educational needs, special work or ongoing classes, or for other reasons deemed appropriate. Shared Leave Policy Initial The Harnett County Shared Leave Policy provides an opportunity for County employees to assist one another in times of need when an employee may have to be absent from work for a prolonged period of time resulting in loss of income due to a lack of accumulated leave. This policy, therefore, allows any full-time County employee to donate a specified number of hours from their accrued leave to help another employee who has exhausted all forms of his or her accumulated leave. Employees may donate leave or apply to receive leave in accordance with the Personnel Ordinance. Workers Compensation Leave Initial Any full-time County employee absent from duty because of sickness or disability covered by the North Carolina Workers Compensation Act may receive worker’s compensation benefits and elect to use their accumulated leave as a supplemental payment for the difference between his regular salary and the payments received under the NCWCA. Holidays Initial The following days, and any others that the BOC may designate, are considered holidays with pay for any full- time County employees or Administrator working within the confines of the established Harnett County workweek. The amount to be paid to each employee for every holiday is described in the Harnett County Personnel Ordinance. Whatever day the holiday falls on shall be observed as a paid holiday off by the County. When, however, a holiday (other than Christmas Day) falls on a weekend, Friday shall be the County’s observed holiday. Holiday Number of Days Off New Year’s Day 1 Martin Luther King, Jr Day 1 Good Friday 1 Memorial Day 1 Independence Day 1 Labor Day 1 Veterans Day 1 Thanksgiving 2 Christmas 3 Vacation Initial Vacation leave may be used at any time by any employee as earned with the approval of the appropriate Supervisor, Department Head, or County Manager, however, certain Supervisors, Department Heads, or County employees, as designated by the County Manager, must take at least five (5) consecutive workdays of accrued vacation leave per calendar year. Those employees under a probationary period may not use their accumulated vacation time until the probationary period is over unless special circumstances exist and an exception is approved. Charts found within the Harnett County Personnel Ordinance describe the manner of accumulation of vacation time in detail. Years of service with other North Carolina governmental agencies, North Carolina counties, and the North Carolina State government, along with years of service with other EMS or Sheriff/Police Departments may be considered when calculating vacation leave accrual amounts provided that verification of that accumulated sick leave is received from the previous employer and that the employee was not reimbursed for these days. Years of service, however, may only be transferred from the employee’s last place of employment immediately prior to their employment with the County. Petty Leave Initial All full-time County employees shall be allowed fourteen (14) hours per year of petty leave with pay beginning January 1 of each calendar year. These fourteen (14) hours are over and above any other leave an employee may accrue. Petty Leave, therefore, may be used in conjunction with any other type of leave, but may only be used in increments of fifteen (15) minutes up to a maximum of three (3) hours at one time. 153 Adverse Weather Policy Initial Harnett County must ensure the delivery of services to citizens and business even during times of adverse weather. Considering the varied geographic locations and diverse populous of this County, it is the intent of this Adverse Weather Policy to establish a uniform Countywide plan regarding how operations will be affected during times of adverse weather and to establish guidelines for accounting for time and for releasing non-essential personnel from work when: (1) adverse weather prohibits or adversely impacts the ability of non-essential personnel to report to work or to remain at work, or (2) adverse weather necessitates the suspension of non-essential operations. This policy will not go into effect until the County Manager has determined that normal operations at all Harnett County facilities is jeopardized by the existence of adverse weather that may put lives or property in danger. Essential personnel are those employees who are required to work during adverse weather. Essential personnel are required to report to or remain at work during any adverse weather conditions. They are to continue to perform their job duties and responsibilities during the adverse weather to the best of their abilities. If an essential employee refuses to report to work, remain at work, or be carried to work by County transportation once this policy has been activated the employee will not be granted administrative leave and will be charged absent. Essential employees are not allowed to take a day off at such future time to compensate for working during an emergency. Any compensation received by such employees for working during an emergency is governed by the Emergency Operations Compensation policy found in the Personnel Ordinance. Non-essential personnel are those employees who may be approved for administrative leave during adverse weather. Once this policy has been activated administrative leave for nonessential personnel may be granted in the discretion of the County Manager to administratively excuse all non-essential personnel. Administrative Leave will be granted to employees in the amount of hours the employee is scheduled to work, not to exceed 10 hours. Entitlement to administrative leave depends on the non-essential employee’s status at the time of the announcement, when the adverse weather develops, and how it affects County operations. Workers Compensation Leave Initial Any full-time County employee absent from duty because of sickness or disability covered by the North Carolina Workers Compensation Act (“NCWCA”) may receive worker’s compensation benefits and elect to use their accumulated leave as a supplemental payment for the difference between his regular salary and the payments received under the NCWCA. Military Leave Initial Any full-time County employee who is a member of the Armed Forces, Reserves, National Guard, or other uninformed services will be allowed 96 hours annually (127.68 hours annually for EMS and Sherriff Department employees) to be used for any military training that an employee may be mandated to undergo. If compensation provided such an employee by the United States while on military leave is less than the normal salary such an employee would have earned working his or her typical work schedule, the employee shall receive partial compensation from the County equal to the difference in the two amounts. Every effort will be made by the County to maintain the employee’s normal salary during such an employee’s period of military leave. If a County employee’s military duty is required beyond the allotted 96 or 127.68 hours, the employee shall be allowed to recoup the loss wages through the use of his or her accumulated leave. If the employee, however, does not have any accumulated leave or his or her accumulated leave runs out, the employee shall be in a leave without pay status. Regardless of other portions of this policy and the employees pay status, while taking military leave an employee’s leave credits and other benefits shall continue to accrue as normal and any time spent in military leave will not run concurrently with FMLA leave. Civil Leave Initial When any full-time County employee is called for jury duty or as a court witness for the federal or state governments or a subdivision thereof, they shall receive leave with pay from the County, along with any payments or travel allowances received for such civic duties, without need to use any of their accumulated leave. While on civil leave, all benefits and forms of leave shall continue to accrue as normal. 154 All the information stated above is critical for all County employees to read and understand. As an employee of Harnett County you are expected to review policies that govern the conditions of your employment located in the Personnel Ordinance. This form is in no way the complete list of policies that governs an employee’s service with the County. Employee access to the complete Harnett County Personnel Ordinance, which includes policies governing all County employees, can be found at www.harnett.org. By signing below you acknowledge that you have read and agree to abide by the policies and conditions of employment found on this form and any found within the Harnett County Personnel Ordinance. ___________________________________________________ _____________________ Employee Signature Date Volunteer Leave Initial Harnett County seeks to foster a workforce that cares for the surrounding community and offers support to those individuals throughout the County that may need support. With this in mind the County allows all full-time County employees one and one-half (1 ½) hours of administrative leave each week to perform volunteer work at any Harnett County school, any school in which an employee has a child, or any Harnett County non- profit organization. This leave may be used in conjunction with an employee’s lunch break or any other form of accrued leave an employee may have, but will not accumulate and shall not be carried over from week to week. To utilize this form of a leave an employee must receive advanced approval (at least 48 hours) from his or her Supervisor, Department Head, or the County Manager. Once such volunteer leave has been utilized, an employee must provide his or her Supervisor or Department Head with some form of evidence or documentation that the volunteer service was actually completed. Parent Involvement Leave Initial Harnett County believes that parent involvement is an essential component of school success and positive student outcomes. Therefore, Harnett County shall grant four (4) hours per year of leave to any full-time County employee who is a parent, guardian, or person standing in loco parentis of a school-aged child so that the employee may attend or otherwise be involved at that child’s school. This leave may be used in conjunction with any other form of accrued leave an employee may have, but may not accumulate and shall not be carried over from year to year. To utilize this form of a leave an employee must receive advanced approval (at least 48 hours) from his or her Supervisor, Department Head, or the County Manager. Once such leave has been utilized, a Supervisor, Department Head, or County Manager may require some form of documentation for the employee’s school involvement. 155 APPENDIX E: MISCELLANEOUS FORMS Comprehensive Information Release Form In connection with my application for employment (included contracted for services), I understand that civil, criminal, medical, or driving reports which may contain public record information, may be requested or made on me including consumer credit reports, criminal records, driving records, education records, prior employer verifications, workers’ compensation claims, and any other reports, records, or information the County may require. Further, I understand that the County, as my employer, will be requesting information from various federal, state, and local agencies regarding my past activities, and that if any information given to the County contradicts what is found in those records my employment may be terminated. With this understanding, I hereby authorize without reservation, any party, agency, department, supervisory employee, or administrator of Harnett County to make such requests, view the above described information, and determine whether my employment with the County will be continued. I further authorize an ongoing procurement of the above mentioned reports by the County at any time during my employment and understand that based on the information found within such reports my employment may be immediately terminated. I understand I have the right to make a request of the Consumer Reporting Agency, upon proper identification and the payment of any authorized fees, for any information that the agency may have on me at the time of my request. Please print legibly, provide all the information requested below, and sign the bottom. Employee name: _________________________________________________(___________) Last First Middle (Maiden) Social Security Number: __ __ __ -- __ __ -- __ __ __ __ Date of Birth: __ __/__ __/__ __ Race: ______________ Gender: _______________ Driver’s License Number: __ __ __ __ __ __ __ __ Driver’s License State: ______________ Professional License Number (If Any): _______________ Professional License State: ___ Street Address: ______________________________________________________________ City State Zip Years at Residence: __________ Previous Address (If Any):_____________________________________________________ City State Zip Years at Previous Residence: __________ Phone: (__ __ __) __ __ __ - __ __ __ __ Alternate Phone: (__ __ __) __ __ __ - __ __ __ __ Other or Former Names (If Any):_________________________________________________ By signing below, you acknowledge that all the information above is a true and correct representation and you are not, nor will you ever, provide the County with false information. ____________________________________________________________________________ Employee Signature Date Commented [JL39]: This is an older version of the form and this is now an electronic form completed through onboarding. We are deleting this form. 156 APPENDIX ED: Personnel Ordinance Acknowledgement Personnel Ordinance and Policies Acknowledgement I, _______________________ , an employee of Harnett County in the _________________ Department, have had an opportunity to review the Harnett County Personnel Ordinance and Manual. I have read it in its entirety and have had an opportunity to ask questions about it. Furthermore, I fully understand and agree to comply with ALL policies within. I also accept that it is my responsibility to seek clarification from my supervisor or Human Resources staff if at any time I am unclear about any policies. I fully understand that failure to comply with any policies within the Harnett County Personnel Ordinance and Manual could result in disciplinary action, up to and including dismissal. I understand that the County may change, modify, suspend, interpret or cancel, in whole or part, any of the published or unpublished policies and procedures, with or without notice, at its sole discretion, without giving cause or justification to any employee. Such revised information may supersede, modify or eliminate existing policies. Harnett County Personnel Ordinance and Manual can be reviewed at any time at Employee’s (Legal) Printed Name __________________________ Employee’s Signature _________________________ Date Current Policy Section 6. The Employment of Relatives The employment of members of the same immediate family within the same County department is discouraged and should be avoided when at all possible. Such relationships put a strain on the work environment for the related employees and those working with and around them. As an exception to this general rule, members of the same immediate family may be considered for employment within the same County department where two (2) current County employees marry or if significant recruiting problems exist. However, regardless of this exception, a member of the immediate family will no longer be employed by the County if employment would result in one member supervising the other or one occupying a position which could influence the other’s employment. Proposed Changes to the Policy Section 6. Anti-Nepotism Policy The purpose of this Anti-Nepotism Policy is to ensure that all hiring, promotion, and other employment-related decisions within the County are made based on merit, qualifications, and the best interests of the county. This policy aims to prevent conflicts of interest, favoritism, and any appearance of impropriety in county employment practices. The employment of members of the same immediate family within the same County department is discouraged and should be avoided when at all possible. Such relationships put a strain on the work environment for the related employees and those working with and around them. As an exception to this general rule, members of the same immediate family may be considered for employment within the same County department where two (2) current County employees marry or if significant recruiting problems exist. For the purposes of this policy, a relative (immediate family member) includes three levels of a family relationship whether by blood, marriage or adoption. Hiring, Employment and Promotions and Transfers: • No employee or official of the County shall participate in the hiring process or employment decision-making for a position for which a relative has applied. • Relatives of current employees or officials may be considered for employment, provided they meet all qualifications and are selected through the standard competitive hiring process. • Under no circumstances shall a relative be hired into a position where they would directly or indirectly supervise or be supervised by another relative. • Relatives may apply for promotions or transfers within the county, but the same restrictions on supervision and influence apply. Employees may not be promoted or transferred into a position where they would directly or indirectly supervise or be supervised by a relative. Employees and officials must disclose any potential nepotism situation to the Human Resources Department immediately upon becoming aware of it by completing an Anti- Nepotism Exception Form. Any exception to this policy must be approved by the County Manager before the relative may be hired. Anti-Nepotism Exception Form Instructions: This form is to be completed by any employee or official seeking an exception to the Anti-Nepotism Policy. The completed form should be submitted to the Human Resources Department for review. All requests for exceptions must be approved by the County Manager. I. Employee/Official Information • Name: ___________________________________________ • Title: ____________________________________________ • Department: ______________________________________ • Phone Number: ____________________________________ • Email Address: _____________________________________ II. Relative Information • Name of Relative: ___________________________________ • Relationship to Employee/Official: ______________________ • Title of Relative: ___________________________________ • Department of Relative: ______________________________ III. Request for Exception 1. Description of Relationship: o Provide a detailed description of your relationship with the relative and the nature of their role within Harnett County. 2. Reason for Exception: o Explain why you are requesting an exception to the Anti-Nepotism Policy. Include details on how this exception is in the best interest of the county. 3. Potential Impact: o Describe the potential impact of this exception on the workplace, including any steps that will be taken to mitigate conflicts of interest. 4. Safeguards and Mitigation Measures: o Outline any safeguards or measures that will be implemented to ensure compliance with county policies and to prevent conflicts of interest. IV. Acknowledgment I acknowledge that I have read and understood the Harnett County Anti-Nepotism Policy. I certify that the information provided in this form is true and complete to the best of my knowledge. I understand that any false statements or omissions may result in disciplinary action. Employee/Official Signature: ____________________________ Date: _______________________________________________ V. Department Head Review Comments and Recommendations: Department Head Name: _______________________________ Title: _______________________________________________ Signature: __________________________________________ Date: _______________________________________________ VI. Final Decision by County Manager • Approved: ☐ Yes ☐ No • Conditions of Approval (if any): Comments: VII. Notification • Employee/Official Notified on: ____________________________ • Notification Method: ☐ Email ☐ Phone ☐ In-person ☐ Other: ___________ HR Representative Signature: ___________________________ Date: __________________________________ \\lecfile\department\Admin\Clerk to the Board docs\AGENDAS\2024\061724\7 PLAN2404_0001 Elliot Rezoning Agenda Form.docx Page 1 of 2 Board Meeting Agenda Item MEETING DATE: June 17, 2024 TO: HARNETT COUNTY BOARD OF COMMISSIONERS SUBJECT: Requested Rezoning from the RA-30 to the RA-20M Zoning District: Case #PLAN2404-0001 REQUESTED BY: Mark Locklear, Development Services REQUEST: Applicant: George & Claudia Elliott; 10.62 +/- acres; Pin #0663-13-8211.000; From RA- 30 to RA-20M Zoning District; Black River Township; SR # 2230 (Tylerstone Drive). Development Services staff recommends denial of the proposed zoning change based on the unreasonable impact on the surrounding community. Additional Information: At the June 3, 2024 Planning Board meeting, the Planning Board voted unanimously (5- 0) to recommend denial of the requested rezoning from the RA-30 to RA-20M zoning district. There were numerous residents from the surrounding community who attended the public, and several who spoke in opposition. FINANCE OFFICER’S RECOMMENDATION: COUNTY MANAGER’S RECOMMENDATION: Item 7 Item 9A July 1, 2023 - June 30, 2024 Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun TOTAL AVG. Front Desk - Check-in Appointments 978 1188 1346 1572 1160 1024 1190 1150 1055 1115 1075 12853 1168.5 Health Clinics Adult Women Wellness Clinic 2 5 2 3 2 4 2 4 2 1 3 30 2.7273 Care Coordination for Children (CC4C)144 142 145 156 172 160 141 144 126 146 135 1611 146.45 Child Health - Sick Clinic 138 149 213 261 206 241 166 217 204 189 186 2170 197.27 Child Health - Well Clinic 155 182 216 149 112 111 144 186 133 158 153 1699 154.45 County Employee Health Clinic 101 107 128 147 163 154 153 127 107 148 117 1452 132 Family Planning 126 138 125 130 116 98 149 120 134 134 125 1395 126.82 Immunizations 121 330 1385 1740 314 251 261 277 217 235 218 5349 486.27 COVID Vaccines 12 30 11 162 102 16 34 10 5 16 12 410 37.273 Maternity (Prenatal Clinic)157 170 110 140 130 130 151 162 155 186 160 1651 150.09 OB Care Management (OBCM)185 190 181 201 192 175 170 155 165 153 150 1917 174.27 Postpartum Home Visits 0 0 0 0 0 0 0 0 0 0 0 0 0 Refer/Repeat Pap 3 1 0 2 0 0 0 0 0 1 0 7 0.6364 STD Services 76 95 99 98 63 68 97 91 85 85 85 942 85.636 TB Services 91 90 60 57 57 45 55 65 50 42 68 680 61.818 Welcome Baby Home Visits 0 0 0 0 0 0 0 0 0 0 0 0 0 Total Services 1311 1629 2675 3246 1629 1453 1523 1558 1383 1494 1412 19313 1755.7 Reportable Disease Cases Tuberculosis 0 0 0 0 0 0 1 0 0 0 1 2 0.1818 HIV - (Quarterly report)0 0 0 3 0 0 0 0 0 0 1 4 0.3636 AIDS - (Quarterly report)0 0 0 0 0 0 0 0 0 0 0 0 0 SYPHILIS - (Quarterly report)8 1 0 3 6 8 3 5 3 5 10 52 4.7273 OTHER STD's 21 71 67 47 19 39 28 20 26 17 20 375 34.091 Other (salmonella, campylobacter, etc)7 3 7 6 4 7 3 0 4 7 4 52 4.7273 Total Services 36 75 74 59 29 54 35 25 33 29 36 485 44.091 Health Education Outreach 229 430 379 360 368 249 113 206 279 215 287 3115 283.18 Laboratory Clients 1030 1260 1422 1558 1255 1283 1404 1550 1471 1479 1398 15110 1373.6 Laboratory Tests 687 823 912 946 1026 892 990 1068 958 889 798 9989 908.09 HIV Tests 97 124 116 122 81 87 108 125 119 121 128 1228 111.64 WIC Active Participation 3581 2952 2884 3075 3049 3060 3106 3203 3271 3332 31513 3151.3 Vital Statistics Births In County 38 43 41 33 2 2 3 2 2 0 4 170 15.455 Births Out of County 132 156 145 156 136 49 0 0 0 0 0 774 70.364 Deaths 58 68 48 47 77 106 67 58 66 55 49 699 63.545 Environmental Health Applications Received 105 155 118 79 80 104 146 136 139 151 105 1318 119.82 Permits Issued 92 98 102 97 68 58 65 124 99 122 128 1053 95.727 Completions Issued 65 60 75 96 82 71 104 80 85 108 104 930 84.545 Repair Permits Applied 9 2 5 7 7 5 13 10 17 19 9 103 9.3636 Permits Denied 0 0 0 0 0 0 0 0 0 0 0 0 0 Site Visits 92 123 102 104 90 86 121 202 177 195 115 1407 127.91 Food and Lodging Establishments Inspected/Reinspected 63 80 90 86 49 72 93 100 97 60 77 867 78.818 Visits /Construction/Critical 18 43 64 47 43 29 34 57 67 58 54 514 46.727 Complaints 7 4 2 1 3 2 2 3 2 4 10 40 3.6364 Private Water Supplies Well Applications Received 4 3 9 3 2 1 4 6 5 3 3 43 3.9091 updated 7/08/2022 updated 06-07-2024 Activities Summary Harnett County Department of Public Health Item 9B Item 9C Item 9D RUN DATE: 6/7/2024 1:49 PM HARNETT COUNTY REFUND REPORT PARAMETERS SELECTED FOR ACTIVITY REFUND REPORT: TRANSACTION DATE RANGE: 05/01/2024 12:00:00 AM - 05/31/2024 12:00:00 AM BILL TYPE: Both SORT BY: Transaction Date PAYMENT DATE RANGE: USER/OPERATOR: TAX DISTRICT(S): BILL YEAR RANGE: BILL# RANGE: RELEASE NUMBER ONLY:No PAYMENT TYPE: ,Card - Card,Cash - Cash,Check - Check,MONEYORDER - MONEYORDER,SYSTEM - SYSTEM,UNKNOWN - Item 9E RUN DATE: 6/7/2024 1:49 PM HARNETT COUNTY REFUND REPORT NAME BILL NUMBER PAYMENT TYPE AMOUNT OPER DATE TIME 202380407000 2023-804070 PERSONAL PROPERTY Check 3.04 kbaker 5/1/2024 10:51:37 AM CARDIN KALEB NANTAI CARDIN TANKO-DELE YAM 60 ROCKY RUN LN LILLINGTON, NC 27546-6156 TANKO CARDIN REFUND RECIPIENT: TANKO CARDIN 60 ROCKY RUN LN LILLINGTON NC 27546 202380266500 2023-802665 PERSONAL PROPERTY Check 1.39 kbaker 5/1/2024 10:54:34 AM CARDIN TANKO-DELE YAM 60 ROCKY RUN LN LILLINGTON, NC 27546-6156 REFUND RECIPIENT: 1500042389 2023-3177 RP: 130640 0043 Check 1991.87 kbaker 5/1/2024 2:09:40 PM BRYNER MICHAEL ANTHONY 2520 OLD US 421 LILLINGTON, NC 27546-8215 FIRST BANK REFUND RECIPIENT: MICHAEL BRYNER 2520 OLD US 421 LILLINGTON NC 27546 1500032684 2023-47029 RP: 130519 0119 29 Check 88.42 kbaker 5/3/2024 11:20:29 AM WEBB PATRICK WEBB ROBYN 90 LETCHER LN LILLINGTON, NC 27546-5301 HARNETT HEALTHCARE GROUP LLC REFUND RECIPIENT: 1400029442 2023-15449 RP: 130529 0066 11 Check 358.86 TSHERRING 5/6/2024 2:38:31 PM PATTERSON JONATHON T PO BOX 547 LILLINGTON, NC 27546-0547 PAID BY WAKE MED REFUND RECIPIENT: JONATHON T PATTERSON PO BOX 547 LILLINGTON NC 27546 0547 99090673 2022-2272119 PERSONAL PROPERTY SYSTEM 250.10 abain 5/9/2024 10:30:28 AM JUSNES ROBERT MARTIN Page 1 of 10 RUN DATE: 6/7/2024 1:49 PM HARNETT COUNTY REFUND REPORT NAME BILL NUMBER PAYMENT TYPE AMOUNT OPER DATE TIME 574 N BROAD ST E ANGIER, NC 27501-8953 moved payment from 2023-2258810 to these bills REFUND RECIPIENT: ROBERT JUSNES 574 N BROAD ST ANGIER NC 27501 99122325 2006-1165500 PERSONAL PROPERTY Check 88.90 kbaker 5/9/2024 10:39:46 AM MOORE SHELBY LYNN 48 BAYSPRINGS CT WILLOW SPRING, NC 27592 DEBT SETOFF REFUND RECIPIENT: SHELBY MOORE GALYEAN 1069 CHRIS COLE RD SANFORD NC 27332 7505 99070921 2013-1988905 Check 84.38 kbaker 5/9/2024 10:42:33 AM HARGRAVE JUDITH MCLEAN HARGRAVE ANTHONY PAUL 71 COATS CIRCLE ANGIER, NC 27501-8604 DEBT SETOFF REFUND RECIPIENT: ANTHONY P HARGRAVE 310 MIXON RD DUNN NC 28334 99072077 2010-1790246 Check 113.72 kbaker 5/9/2024 10:47:36 AM HARRIS RODNEY STEVEN PO BOX 157 BUNNLEVEL, NC 28323-0157 DEBT SETOFF REFUND RECIPIENT: RODNEY S HARRIS PO BOX 157 BUNNLEVEL NC 28323 0157 99073708 2006-1293689 Check 38.76 kbaker 5/9/2024 10:49:50 AM HAYWOOD RICKIE 7002 JOHNSON POND RD FUQUAY VARINA NC 27526-8454 , DEBT SETOFF REFUND RECIPIENT: RICKIE HAYWOOD 7002 JOHNSON POND RD FUQUAY VARINA NC 27526 99095251 2009-1671023 Check 10.66 kbaker 5/9/2024 10:52:12 AM LAMISON ARTHUR LEE Page 2 of 10 RUN DATE: 6/7/2024 1:49 PM HARNETT COUNTY REFUND REPORT NAME BILL NUMBER PAYMENT TYPE AMOUNT OPER DATE TIME 601 BARNES STREET SANFORD, NC 27330-4629 DEBT SETOFF REFUND RECIPIENT: ARTHUR L LAMISON 944 CENTER CHURCH RD SANFORD NC 27330 99166177 2012-1991600 Check 61.07 kbaker 5/9/2024 10:58:10 AM STREETER HEATHER YVONNE 300 N 9TH ST ERWIN, NC 28339-1608 DEBT SETOFF REFUND RECIPIENT: HEATHER STREETER 52 S ROUNDABOUT DR APT 303 GARNER NC 27529 6087 99263858 2010-1148328 Check 264.83 kbaker 5/9/2024 11:04:53 AM NEWKIRK MAJOR ALEXANDER JR 501 SATURN ST DUNN, NC 28334-2732 DEBT SETOFF REFUND RECIPIENT: MAJOR A NEWKIRK 501 SATURN DR DUNN NC 28334 99173948 2023-2281125 PERSONAL PROPERTY SYSTEM 62.21 abain 5/9/2024 11:31:30 AM TIRADO LUIS ANTONIO ACEVEDO 3577 OLD US 421 LILLINGTON, NC 27546 PROPERTY DOUBLE LISTED-REFUND TO BE ISSUED REFUND RECIPIENT: IRADO LUIS ANTONIO ACEVEDO 3577 OLD US 421 LILLINGTON NC 27546 109146000 2023-61527 RP: 010505 0154 01 Check 60.95 kbaker 5/9/2024 11:43:58 AM GRANDY LISA LEIGH 881 LEMUEL BLACK RD BUNNLEVEL, NC 28323-8552 SHANNON & JENNIFER BRUCE REFUND RECIPIENT: JENNIFER BRUCE 4839 COVE VALLEY RD SE OWENS CROSS ROADS AL 35763 99193332 2009-1663050 Check 49.00 kbaker 5/9/2024 1:15:51 PM XIMIL SUSANA 451 RIVERWALK DR NW Page 3 of 10 RUN DATE: 6/7/2024 1:49 PM HARNETT COUNTY REFUND REPORT NAME BILL NUMBER PAYMENT TYPE AMOUNT OPER DATE TIME CONCORD, NC 28027-2540 DEBT SETOFF REFUND RECIPIENT: SUSANA XIMIL 5931 COKESBURY RD FUQUAY VARINA NC 27526 308543000 2023-14477 RP: 030507 0078 Check 15.21 kbaker 5/10/2024 9:48:27 AM MCCLELLAN WILMA WAYNE 166 CHEROKEE LANE LILLINGTON, NC 27546 MICHAEL B BURNETT/CHPT 13 TRUSTEE REFUND RECIPIENT: WILMA WAYNE MCCELLAN 166 CHEROKEE LANE LILLINGTON NC 27546 202380028400 2023-800284 PERSONAL PROPERTY Check 31.26 kbaker 5/10/2024 1:04:59 PM PIERCE KIKA DENISE PO BOX 312 BUNNLEVEL, NC 28323-0312 UNIVERSAL HEALTH CARE REFUND RECIPIENT: KIKA DENISE PIERCE PO BOX 312 BUNNLEVEL NC 28323 1500032684 2023-47029 RP: 130519 0119 29 Check 63.45 TSHERRING 5/13/2024 2:35:45 PM WEBB PATRICK WEBB ROBYN 90 LETCHER LN LILLINGTON, NC 27546-5301 PAID BY HARNETT HEALTHCARE GROUP LLC REFUND RECIPIENT: ROBYN WEBB 90 LETCHER LN LILLINGTON NC 27546 5301 1303935000 2023-1073 RP: 139680 0153 08 Check 220.36 TSHERRING 5/14/2024 10:12:35 AM RIVES WOODROW JR RIVES DOTTIE J 418 WAGON TRAIL RD SANFORD, NC 27332-8865 PAID BY PFIZER INC ( ADP) REFUND RECIPIENT: DOTTIE J RIVES 418 WAGON TRAIL J SANFORD NC 27332 8865 99165514 2023-1387106 PERSONAL PROPERTY SYSTEM 256.56 abain 5/15/2024 10:27:53 AM STOCKS REUBEN DARRELL STOCKS ALICE F 1012 WESTHAVEN ST Page 4 of 10 RUN DATE: 6/7/2024 1:49 PM HARNETT COUNTY REFUND REPORT NAME BILL NUMBER PAYMENT TYPE AMOUNT OPER DATE TIME DUNN, NC 28334 reapplied payment will generate refund-PROPERTY DOUBLE LISTED REFUND RECIPIENT: REUBEN DARRELL STOCKS ALICE F STOCKS 161 SIMMONS DR ERWIN NC 28339 99165514 2022-1387106 PERSONAL PROPERTY SYSTEM 251.54 abain 5/15/2024 10:29:48 AM STOCKS REUBEN DARRELL STOCKS ALICE F 1012 WESTHAVEN ST DUNN, NC 28334 REAPPLIED PAYMENT AFTER BILL RELEASE- PROPERTY DOUBLE LISTED REFUND RECIPIENT: REUBEN DARRELL STOCKS ALICE F STOCKS 161 SIMMONS DR ERWIN NC 28339 1500032684 2023-47029 RP: 130519 0119 29 Check 49.50 TSHERRING 5/17/2024 12:19:37 PM WEBB PATRICK WEBB ROBYN 90 LETCHER LN LILLINGTON, NC 27546-5301 PAID BY HARNETT HEALTHCARE GROUP LLC REFUND RECIPIENT: ROBYN WEBB 90 LETCHER LN LILLINGTON NC 27546 5301 99145987 2024-602406 PERSONAL PROPERTY Check 81.23 LFAIRCLOTH 5/17/2024 1:38:26 PM RIVAS TRACY ANN ** VOIDED ** 25 ALPINE DR SANFORD, NC 27332-2549 PAID BY LEE COUNTY REFUND RECIPIENT: LEE COUNTY PO BOX 1968 SANFORD NC 27331 1968 99145987 2024-602406 PERSONAL PROPERTY Check 135.23 LFAIRCLOTH 5/17/2024 2:04:19 PM RIVAS TRACY ANN 25 ALPINE DR SANFORD, NC 27332-2549 REFUND RECIPIENT: RIVAS TRACY ANN 25 ALPINE DR SANFORD NC 27332 1303935000 2023-1073 RP: 139680 0153 08 Check 100.26 TSHERRING 5/20/2024 12:56:49 PM RIVES WOODROW JR RIVES DOTTIE J 418 WAGON TRAIL RD Page 5 of 10 RUN DATE: 6/7/2024 1:49 PM HARNETT COUNTY REFUND REPORT NAME BILL NUMBER PAYMENT TYPE AMOUNT OPER DATE TIME SANFORD, NC 27332-8865 PAID BY ADP ( PFIZER INC) REFUND RECIPIENT: DOTTIE J RIVES 418 WAGON TRAIL J SANFORD NC 27332 8865 99000067 2021-12263184 PERSONAL PROPERTY SYSTEM 61.50 abain 5/21/2024 12:29:59 PM A & L PROPERTIES MHP 2 2190 OAK GROVE CHURCH RD ANGIER, NC 27501-7857 REFUND RECIPIENT: A & L PROPERTIES LLC PO BOX 526 ANGIER NC 27501 99000067 2023-2263184 PERSONAL PROPERTY SYSTEM 116.56 abain 5/21/2024 1:06:39 PM A & L PROPERTIES MHP 2 2190 OAK GROVE CHURCH RD ANGIER, NC 27501-7857 reapplied payment after bill correction REFUND RECIPIENT: A & L PROPERTIES LLC PO BOX 526 ANGIER NC 27501 1500050924 2023-32442 RP: 130621 0125 11 Check 362.25 TSHERRING 5/21/2024 2:11:08 PM THOMAS HEATH ALEXANDER THOMAS BRITTANY MITCHELL 339 BROWN RD LILLINGTON, NC 27546-8803 PAID BY ADP ( PFIZER INC) REFUND RECIPIENT: HEATH ALEXANDER THOMAS 339 BROWN RD LILLINGTON NC 27546 8803 1500053543 2023-33373 RP: 130518 0014 Check 393.52 TSHERRING 5/21/2024 2:28:03 PM KELLY SHERNITA LASHUN PO BOX 2312 LILLINGTON, NC 27546-2312 PAID BY UKG INC REFUND RECIPIENT: KELLY SHERNITA LASHUN PO BOX 2312 LILLINGTON NC 27546 2312 99024161 2013-2086409 PERSONAL PROPERTY Check 59.79 kbaker 5/22/2024 11:18:31 AM BURTRUM RICKY 2491 TINGEN ROAD Page 6 of 10 RUN DATE: 6/7/2024 1:49 PM HARNETT COUNTY REFUND REPORT NAME BILL NUMBER PAYMENT TYPE AMOUNT OPER DATE TIME BROADWAY NC 27505-9150 , DEBT SETOFF REFUND RECIPIENT: RICKY BURTRUM 5101 CALUMET CT ABERDEEN NC 28315 3695 99092106 2007-1553230 Check 132.10 kbaker 5/22/2024 11:27:04 AM KENNEDY TERRY LYNN 3041 US ROUTE 5 WEST BURKE VT 05871 , DEBT SETOFF REFUND RECIPIENT: TERRY LYNN KENNEDY 1150 E NC 24 HWY KENANSVILLE NC 28349 8554 99157151 2007-1394865 Check 61.27 kbaker 5/22/2024 11:38:40 AM SLADE TRAMAJA AHSALEEM 25 BROOKSTONE DR CAMERON, NC 28326-6701 DEBT SETOFF REFUND RECIPIENT: TRAMAJA A SLADE 13534 PLAZA RD EXT CHARLOTTE NC 28215 8921 99191651 2013-2087221 Check 60.86 kbaker 5/22/2024 11:44:34 AM WOOD CHRISTOPHER DERICK CARROLL LISA MARIE 2471 CANE MILL RD COATS, NC 27521-9446 DEBT SETOFF REFUND RECIPIENT: CHRISTOPHER WOOD 4195 NC 55 E DUNN NC 28334 1303935000 2023-1073 RP: 139680 0153 08 Check 45.47 TSHERRING 5/23/2024 1:01:12 PM RIVES WOODROW JR RIVES DOTTIE J 418 WAGON TRAIL RD SANFORD, NC 27332-8865 PAID BY ADP ( PFIZER INC) REFUND RECIPIENT: DOTTIE J RIVES 418 WAGON TRAIL RD SANFORD NC 27332 8865 202380176100 2023-801761 PERSONAL PROPERTY Check 73.60 TSHERRING 5/28/2024 11:01:00 AM PARKER JOSHUA ELDRIDGE 94 JILL ST Page 7 of 10 RUN DATE: 6/7/2024 1:49 PM HARNETT COUNTY REFUND REPORT NAME BILL NUMBER PAYMENT TYPE AMOUNT OPER DATE TIME ANGIER, NC 27501-6506 PAID BY INSTALLED BUILDING PRODUCTS REFUND RECIPIENT: JOSHUA ELDRIDGE PARKER 94 JILL ST ANGIER NC 27501 6506 1500032684 2023-47029 RP: 130519 0119 29 Check 64.45 TSHERRING 5/28/2024 12:05:36 PM WEBB PATRICK WEBB ROBYN 90 LETCHER LN LILLINGTON, NC 27546-5301 PAID BY HARNETT HEALTHCARE GROUP LLC REFUND RECIPIENT: ROBYN WEBB 90 LETCHER LN LILLINGTON NC 27546 5301 202380173800 2023-801738 PERSONAL PROPERTY Check 153.85 TSHERRING 5/28/2024 2:14:30 PM BRAKE MILTON WAYNE 26 STRICKLAND LN LILLINGTON, NC 27546-7662 PAID BY WEISER SECURITY SERVICES INC REFUND RECIPIENT: MILTON WAYNE BRAKE 26 STRICKLAND LN LILLINGTON NC 27546 7662 202380028400 2023-800284 PERSONAL PROPERTY Check 92.82 TSHERRING 5/28/2024 3:03:31 PM PIERCE KIKA DENISE PO BOX 312 BUNNLEVEL, NC 28323-0312 PAID BY UNIVERSAL HEALTH CARE/LILLINGTON REFUND RECIPIENT: KIKA DENISE PIERCE PO BOX 312 BUNNLEVEL NC 28323 0312 1305212000 2023-46177 RP: 130600 0300 07 Check 85.24 TSHERRING 5/29/2024 11:32:44 AM WILLIAMS WESLEY L WILLIAMS JUDY A 335 LLOYD STEWART RD BROADWAY, NC 27505-9279 PAID BY ADP ( D & J TRUCKING ) REFUND RECIPIENT: WESLEY L WILLIAMS 335 LLOYD STEWART RD BROADWAY NC 27505 9279 1500032684 2023-47029 RP: 130519 0119 29 Check 65.00 TSHERRING 5/30/2024 12:16:30 PM WEBB PATRICK WEBB ROBYN 90 LETCHER LN LILLINGTON, NC 27546-5301 PAID BY CERIDIAN CORPORATION Page 8 of 10 RUN DATE: 6/7/2024 1:49 PM HARNETT COUNTY REFUND REPORT NAME BILL NUMBER PAYMENT TYPE AMOUNT OPER DATE TIME REFUND RECIPIENT: ROBYN WEBB 90 LETCHER LN LILLINGTON NC 27546 5301 301304000 2023-69671 RP: 030507 0010 Check 108.75 TSHERRING 5/31/2024 11:42:43 AM THOMAS BENJAMIN R 220 BUCHANAN RD LILLINGTON, NC 27546 PAID BY COUNTY OF HARNETT REFUND RECIPIENT: BENJAMIN R THOMAS 220 BUCHANAN RD LILLINGTON NC 27546 TOTAL REFUNDS PRINTED: 6,669.79 (Count: 41) TOTAL VOID REFUNDS: -81.23 (Count: 1) TOTAL: 6,588.56 Page 9 of 10 RUN DATE: 6/7/2024 1:49 PM HARNETT COUNTY REFUND REPORT VOIDED REFUND AMOUNTS OF REFUNDS NOT IN 5/1/2024 - 5/31/2024 NAME BILL NUMBER AMOUNT OPER PAYMENT TYPE DATE TIME REFUND DATE 1400039315 - HOCUTT MARLENE O 2023-4438 RP: 080653 0022 163.54 abain SYSTEM 5/16/2024 1:09:13 PM 4/22/2024 02:12 PM 1400039315 - HOCUTT MARLENE O 2023-4438 RP: 080653 0022 583.28 abain SYSTEM 5/16/2024 1:09:55 PM 4/8/2024 02:15 PM TOTAL VOID REFUNDS: 746.82 Page 10 of 10 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County BILL TYPE: Both PARAMETERS SELECTED FOR RELEASES REPORT: PRINT TOTALS ONLY: No BILL YEAR/NUMBER RANGE: TRANSACTION DATE/TIME RANGE: 05/01/2024 - 05/31/2024 USER/OPERATOR: EXCLUDE USERS/OPERATORS: SORT ORDER: Transaction Date REPORT TITLE: PAYMENT DATE RANGE: DISTRICT/TYPE/FEE: BATCH MONTH RANGE: BATCH YEAR RANGE: BATCH REAL TIME: INCLUDE ONLY THOSE WITH RELEASE NUMBERS: No RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT 99263379 2022-52565 DY: RP:021526 1321 CTHOMAS 5/1/2024 12:23:45 PM NC DEPT OF TRANSPORTATION STATE C ADVTFEE 0.00 5.00 STATE ST05STRMFEE 0.00 443.10 STATE OWNED; FULL RELEASE TOTAL RELEASES:448.10 213740000 2023-34145 DY:0RP:02150602 0002 NICK HIMMEL 5/1/2024 12:45:44 PM NORTH CAROLINA STATE OF OTHER ST05STRMFEE 868,578.00 958.44 REMOVAL OF DUNN STORMWATER FEE TOTAL RELEASES:958.44 1302008000 2024-602344 DY:20 PERSONAL PROPERTY ADIAZ 5/1/2024 3:56:11 PM WOMACK E J LISTED IN ERROR C ADVLTAX 2,500.00 18.75 LISTED IN ERROR C PEN FEE 2,500.00 11.25 LISTED IN ERROR FR21ADVLTAX 2,500.00 1.75 LISTED IN ERROR FR21PEN FEE 2,500.00 1.05 WRONG YEAR TOTAL RELEASES:32.80 99104454 2023-10032654 DY: PERSONAL PROPERTY MWRIGHT 5/2/2024 11:13:12 AM MANGUM OLIVIA LISTED IN ERROR C ADVLTAX 10,780.00 63.71 LISTED IN ERROR C PEN FEE 10,780.00 6.37 LISTED IN ERROR FR10ADVLTAX 10,780.00 14.01 LISTED IN ERROR FR10PEN FEE 10,780.00 1.40 DWMH LISTED AS RP ON PARCEL# 130528 0022 08 TOTAL RELEASES:85.49 99251963 2021-32654 DY: PERSONAL PROPERTY MWRIGHT 5/2/2024 12:46:25 PM MANGUM OLIVIA LISTED IN ERROR C ADVLTAX 12,740.00 95.55 LISTED IN ERROR C PEN FEE 12,740.00 9.56 LISTED IN ERROR FR10ADVLTAX 12,740.00 16.56 LISTED IN ERROR FR10PEN FEE 12,740.00 1.65 DWMH LISTED AS RP ON PARCEL# 130528 0022 08 TOTAL RELEASES:123.32 99251963 2022-32654 DY: PERSONAL PROPERTY MWRIGHT 5/2/2024 1:16:07 PM MANGUM OLIVIA LISTED IN ERROR C ADVLTAX 11,760.00 69.50 LISTED IN ERROR C PEN FEE 11,760.00 6.95 LISTED IN ERROR FR10ADVLTAX 11,760.00 15.29 LISTED IN ERROR FR10PEN FEE 11,760.00 1.53 DWMH LISTED AS RP ON PARCEL# 130528 0022 08 TOTAL RELEASES:93.27 1400017709 2023-14685 DY:0RP:010545 0022 09 CTHOMAS 5/3/2024 4:48:52 PM CEMETERY CEMETERY C ADVLTAX 1,190.00 7.03 CEMETERY FR10ADVLTAX 1,190.00 1.55 CEMETARY TOTAL RELEASES:8.58 1400017709 2023-52957 DY:0RP:050632 0002 04 CTHOMAS 5/3/2024 4:50:31 PM CEMETERY CEMETERY C ADVLTAX 1,380.00 8.16 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT CEMETERY FR30ADVLTAX 1,380.00 1.10 CEMETERY TOTAL RELEASES:9.26 99045546 2023-2288477 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 9:42:13 AM DILLON ANDREW JEFFREY NOT IN COUNTY C ADVLTAX 8,473.00 50.08 NOT IN COUNTY C PEN FEE 8,473.00 5.01 NOT IN COUNTY CI01ADVLTAX 8,473.00 44.06 NOT IN COUNTY CI01PEN FEE 8,473.00 4.41 TP NOT IN NC PROOF WITH REAL ESTATE SALE AND NO VEHICLES IN STARS TOTAL RELEASES:103.56 99045546 2022-2288477 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 9:43:04 AM DILLON ANDREW JEFFREY NOT IN COUNTY C ADVLTAX 0.00 50.08 NOT IN COUNTY C PEN FEE 0.00 5.01 NOT IN COUNTY CI01ADVLTAX 0.00 44.06 NOT IN COUNTY CI01PEN FEE 0.00 4.41 TP NOT IN STATE PROOF IN REAL ESTATE SALE AND NO VEHICLES IN STARS TOTAL RELEASES:103.56 99018208 2023-2262517 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 9:58:46 AM BOYER GORDON RYAN NOT IN COUNTY C ADVLTAX 633.00 3.74 NOT IN COUNTY C PEN FEE 633.00 0.37 NOT IN COUNTY FR24ADVLTAX 633.00 0.76 NOT IN COUNTY FR24PEN FEE 633.00 0.08 TP IS NOT IN NC TP HAS FLORIDA ADDRESS TOTAL RELEASES:4.95 99018208 2022-2262517 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 9:59:06 AM BOYER GORDON RYAN NOT IN COUNTY C ADVLTAX 0.00 4.15 NOT IN COUNTY C PEN FEE 0.00 0.42 NOT IN COUNTY FR24ADVLTAX 0.00 0.77 NOT IN COUNTY FR24PEN FEE 0.00 0.08 TP IS NOT IN NC TP HAS FLORIDA ADDRESS TOTAL RELEASES:5.42 99018208 2021-2262517 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 9:59:25 AM BOYER GORDON RYAN NOT IN COUNTY C ADVLTAX 0.00 5.86 NOT IN COUNTY C PEN FEE 0.00 0.59 NOT IN COUNTY FR24ADVLTAX 0.00 0.86 NOT IN COUNTY FR24PEN FEE 0.00 0.09 TP IS NOT IN NC TP HAS FLORIDA ADDRESS TOTAL RELEASES:7.40 99018208 2020-2262517 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 9:59:45 AM BOYER GORDON RYAN NOT IN COUNTY C ADVLTAX 0.00 5.24 NOT IN COUNTY C PEN FEE 0.00 0.52 NOT IN COUNTY FR24ADVLTAX 0.00 0.70 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT NOT IN COUNTY FR24PEN FEE 0.00 0.07 TP IS NOT IN NC TP HAS FLORIDA ADDRESS TOTAL RELEASES:6.53 99004632 2023-2269867 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 10:19:02 AM ANTONELLI-NEGRON VICTOR RICADO MILITARY C ADVLTAX 7,378.00 43.60 MILITARY C PEN FEE 7,378.00 4.36 MILITARY FR16ADVLTAX 7,378.00 8.85 MILITARY FR16PEN FEE 7,378.00 0.89 LES ON FILE FOR VICTOR ; FL; ETS 330228 TOTAL RELEASES:57.70 99004632 2021-2269867 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 10:19:55 AM ANTONELLI-NEGRON VICTOR RICADO MILITARY C ADVLTAX 0.00 68.32 MILITARY C PEN FEE 0.00 6.83 MILITARY FR16ADVLTAX 0.00 10.93 MILITARY FR16PEN FEE 0.00 1.09 LES ON FILE FOR VICTOR ; FL; ETS 330228 TOTAL RELEASES:87.17 99149292 2023-2262775 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 10:27:24 AM ROWE TONY LAROCK LISTED IN ERROR C ADVLTAX 5,241.00 30.97 LISTED IN ERROR C PEN FEE 5,241.00 3.10 LISTED IN ERROR FR16ADVLTAX 5,241.00 6.29 LISTED IN ERROR FR16PEN FEE 5,241.00 0.63 MAIL RETURNED WHILE DOING RESEARCH TP DOES NOT OWN AND HAS NOT OWNED SINCE JULY 2020 TOTAL RELEASES:40.99 99149292 2022-2262775 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 10:27:48 AM ROWE TONY LAROCK LISTED IN ERROR FR16PEN FEE 0.00 0.70 LISTED IN ERROR C PEN FEE 0.00 3.44 LISTED IN ERROR FR16ADVLTAX 0.00 6.99 LISTED IN ERROR C ADVLTAX 0.00 34.41 MAIL RETURNED WHILE DOING RESEARCH TP DOES NOT OWN AND HAS NOT OWNED SINCE JULY 2020 TOTAL RELEASES:45.54 202380021300 2023-800213 DY:23 PERSONAL PROPERTY ADIAZ 5/6/2024 11:20:01 AM GRAVESANDE CORIE ODELL MILITARY C ADVLTAX 23,070.00 352.22 MILITARY FR16ADVLTAX 23,070.00 71.52 LES ON FILE FOR COREY-FL;ETS-300131 TOTAL RELEASES:423.74 99116900 2022-2279337 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 11:32:13 AM MCQUEEN ROBIN LOUIS JR NOT IN COUNTY FR16PEN FEE 0.00 2.12 NOT IN COUNTY FR16ADVLTAX 0.00 21.24 NOT IN COUNTY C PEN FEE 0.00 10.46 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT NOT IN COUNTY C ADVLTAX 0.00 104.59 PER D116 CUSTOMER DOES NOT HAVE NC DRIVING RECORD OR ID SOLD REAL ESTATE IN 2021 TOTAL RELEASES:138.41 99116900 2023-2279337 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 11:32:45 AM MCQUEEN ROBIN LOUIS JR NOT IN COUNTY C ADVLTAX 16,198.00 95.73 NOT IN COUNTY C PEN FEE 16,198.00 9.57 NOT IN COUNTY FR16ADVLTAX 16,198.00 19.44 NOT IN COUNTY FR16PEN FEE 16,198.00 1.94 PER D116 CUSTOMER DOES NOT HAVE NC DRIVING RECORD OR ID SOLD REAL ESTATE IN 2021 TOTAL RELEASES:126.68 99128469 2023-2279435 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 11:48:46 AM NUNEZ GOMEZ JOSE JAVIEW MILITARY C ADVLTAX 6,146.00 36.32 MILITARY C PEN FEE 6,146.00 3.63 MILITARY FR16ADVLTAX 6,146.00 7.38 MILITARY FR16PEN FEE 6,146.00 0.74 11/3/2021 9:52:49 AM Updated By ABAIN Entity BILL Bill Number 0002279435-2021-2021-0000-00 RELEASED BILL WITH LES FOR JOSE (ETS:TX/280830); ALSO UPDATED ADDRESS FOR 2022 MAILING TP IS NOT IN NC TOTAL RELEASES:48.07 99128469 2022-2279435 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 11:49:24 AM NUNEZ GOMEZ JOSE JAVIEW MILITARY FR16PEN FEE 0.00 0.82 MILITARY FR16ADVLTAX 0.00 8.19 MILITARY C ADVLTAX 0.00 40.36 MILITARY C PEN FEE 0.00 4.04 11/3/2021 9:52:49 AM Updated By ABAIN Entity BILL Bill Number 0002279435-2021-2021-0000-00 RELEASED BILL WITH LES FOR JOSE (ETS:TX/280830); ALSO UPDATED ADDRESS FOR 2022 MAILING TP IS NOT IN NC TOTAL RELEASES:53.41 99055355 2023-2261507 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 12:24:45 PM FISHER CHARLES RAY JR LISTED IN ERROR C ADVLTAX 285.00 1.68 LISTED IN ERROR C PEN FEE 285.00 0.17 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT LISTED IN ERROR FR22ADVLTAX 285.00 0.26 LISTED IN ERROR FR22PEN FEE 285.00 0.03 LISTED IN ERROR SC20ADVLTAX 285.00 0.06 LISTED IN ERROR SC20PEN FEE 285.00 0.01 LISTED IN ERROR CI05ADVLTAX 285.00 1.43 LISTED IN ERROR CI05PEN FEE 285.00 0.14 CANNOT FIND AN ADDRESS FOR TP BOAT HAS NOT BEEN REGISTERED SINCE 2015 NO VEHICLE REGISTRATIONS IN STARS TOTAL RELEASES:3.78 99055355 2022-2261507 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 12:25:04 PM FISHER CHARLES RAY JR LISTED IN ERROR CI05PEN FEE 0.00 0.16 LISTED IN ERROR SC20PEN FEE 0.00 0.01 LISTED IN ERROR CI05ADVLTAX 0.00 1.59 LISTED IN ERROR C PEN FEE 0.00 0.19 LISTED IN ERROR C ADVLTAX 0.00 1.87 LISTED IN ERROR SC20ADVLTAX 0.00 0.06 LISTED IN ERROR FR22ADVLTAX 0.00 0.29 LISTED IN ERROR FR22PEN FEE 0.00 0.03 CANNOT FIND AN ADDRESS FOR TP BOAT HAS NOT BEEN REGISTERED SINCE 2015 NO VEHICLE REGISTRATIONS IN STARS TOTAL RELEASES:4.20 99055355 2021-2261507 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 12:25:26 PM FISHER CHARLES RAY JR LISTED IN ERROR SC20PEN FEE 0.00 0.01 LISTED IN ERROR C PEN FEE 0.00 0.26 LISTED IN ERROR FR22PEN FEE 0.00 0.03 LISTED IN ERROR CI05ADVLTAX 0.00 1.76 LISTED IN ERROR CI05PEN FEE 0.00 0.18 LISTED IN ERROR C ADVLTAX 0.00 2.64 LISTED IN ERROR SC20ADVLTAX 0.00 0.07 LISTED IN ERROR FR22ADVLTAX 0.00 0.32 CANNOT FIND AN ADDRESS FOR TP BOAT HAS NOT BEEN REGISTERED SINCE 2015 NO VEHICLE REGISTRATIONS IN STARS TOTAL RELEASES:5.27 99055355 2020-2261507 DY: PERSONAL PROPERTY ADIAZ 5/6/2024 12:25:47 PM FISHER CHARLES RAY JR LISTED IN ERROR C ADVLTAX 0.00 2.64 LISTED IN ERROR FR22ADVLTAX 0.00 0.32 LISTED IN ERROR FR22PEN FEE 0.00 0.03 LISTED IN ERROR SC20ADVLTAX 0.00 0.07 LISTED IN ERROR CI05PEN FEE 0.00 0.18 LISTED IN ERROR SC20PEN FEE 0.00 0.01 LISTED IN ERROR C PEN FEE 0.00 0.26 LISTED IN ERROR CI05ADVLTAX 0.00 1.76 CANNOT FIND AN ADDRESS FOR TP BOAT HAS NOT BEEN REGISTERED SINCE 2015 NO VEHICLE REGISTRATIONS IN STARS TOTAL RELEASES:5.27 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT 202380014500 2023-800145 DY:23 PERSONAL PROPERTY ADIAZ 5/8/2024 3:20:55 PM CLINTON SAMANTHA LOUISE LISTED IN ERROR C ADVLTAX 9,790.00 86.79 LISTED IN ERROR CI01ADVLTAX 9,790.00 76.36 PROOF OF PAYMENT IN MYDMV TOTAL RELEASES:163.15 99141918 2023-2281839 DY: PERSONAL PROPERTY ADIAZ 5/8/2024 3:43:36 PM RAMOS MARTINEZ ULISES GONZALO DUPLICATION C ADVLTAX 500.00 2.96 DUPLICATION C PEN FEE 500.00 0.30 DUPLICATION FR16ADVLTAX 500.00 0.60 DUPLICATION FR16PEN FEE 500.00 0.06 DUPLICATE TOTAL RELEASES:3.92 99161005 2023-2281860 DY: PERSONAL PROPERTY ADIAZ 5/8/2024 4:20:15 PM SORIANO IBARRA AMANDA LUCIA DUPLICATION C ADVLTAX 1,710.00 10.11 DUPLICATION C PEN FEE 1,710.00 1.01 DUPLICATION FR22ADVLTAX 1,710.00 1.54 DUPLICATION FR22PEN FEE 1,710.00 0.15 DUPLICATION SC20ADVLTAX 1,710.00 0.34 DUPLICATION SC20PEN FEE 1,710.00 0.03 DUPLICATION CI05ADVLTAX 1,710.00 8.55 DUPLICATION CI05PEN FEE 1,710.00 0.86 DUPLICATE LISTED ON ABS 2288625 TOTAL RELEASES:22.59 99161005 2022-2281860 DY: PERSONAL PROPERTY ADIAZ 5/8/2024 4:23:27 PM SORIANO IBARRA AMANDA LUCIA DUPLICATION FR22PEN FEE 0.00 0.15 DUPLICATION C ADVLTAX 0.00 10.11 DUPLICATION C PEN FEE 0.00 1.01 DUPLICATION FR22ADVLTAX 0.00 1.54 DUPLICATION SC20PEN FEE 0.00 0.03 DUPLICATION SC20ADVLTAX 0.00 0.34 DUPLICATION CI05ADVLTAX 0.00 8.55 DUPLICATION CI05PEN FEE 0.00 0.86 DUPLICATE LISTED ON ABS 2288625 TOTAL RELEASES:22.59 99173948 2023-2281125 DY: PERSONAL PROPERTY ADIAZ 5/9/2024 10:58:26 AM TIRADO LUIS ANTONIO ACEVEDO DUPLICATION C ADVLTAX 8,184.00 48.37 DUPLICATION C PEN FEE 8,184.00 4.84 DUPLICATION FR21ADVLTAX 8,184.00 8.18 DUPLICATION FR21PEN FEE 8,184.00 0.82 RELEASE DUPLICATE BILL TOTAL RELEASES:62.21 99090708 2023-2258810 DY: PERSONAL PROPERTY ADIAZ 5/9/2024 11:00:03 AM JUSNES ROBERT DUPLICATION C ADVLTAX 25,887.00 152.99 DUPLICATION C PEN FEE 25,887.00 15.30 DUPLICATION FR40ADVLTAX 25,887.00 19.42 DUPLICATION FR40PEN FEE 25,887.00 1.94 DUPLICATION CI04ADVLTAX 25,887.00 126.85 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT DUPLICATION CI04PEN FEE 25,887.00 12.69 DUPLICATE TOTAL RELEASES:329.19 99174550 2023-2272112 DY: PERSONAL PROPERTY MWRIGHT 5/9/2024 1:21:41 PM TORRES RAMONA LISTED IN ERROR C ADVLTAX 2,500.00 14.78 LISTED IN ERROR C PEN FEE 2,500.00 1.48 LISTED IN ERROR FR40ADVLTAX 2,500.00 1.88 LISTED IN ERROR FR40PEN FEE 2,500.00 0.19 LISTED IN ERROR CI04ADVLTAX 2,500.00 12.25 LISTED IN ERROR CI04PEN FEE 2,500.00 1.23 THIS MH IS LISTED ON ABS# 2272110 FOR THE 2023 YEAR AND THE HOME IS NOT A 1972 IT IS A 1982 TOTAL RELEASES:31.81 99259171 2022-37118 DY: RP:02151719119001 NICK HIMMEL 5/9/2024 4:07:05 PM MEMORIAL CEMETERY OTHER ST05STRMFEE 0.00 645.33 OTHER C ADVTFEE 0.00 5.00 REMOVAL OF DUNN STORM WATER FEE TOTAL RELEASES:650.33 214156000 2023-7351 DY:0RP:02151719119001 NICK HIMMEL 5/9/2024 4:07:32 PM MEMORIAL CEMETERY OTHER ST05STRMFEE 163,360.00 1,290.66 OTHER C ADVTFEE 163,360.00 5.00 REMOVAL OF DUNN STORM WATER FEE TOTAL RELEASES:1,295.66 1500053543 2023-33373 DY:0RP:130518 0014 NICK HIMMEL 5/9/2024 4:21:57 PM KELLY SHERNITA LASHUN REMOVAL OF SW FEE SW FFEEFEE 0.00 170.00 REMOVE 2 SWFs TOTAL RELEASES:170.00 202380479800 2023-804798 DY:23 PERSONAL PROPERTY ADIAZ 5/10/2024 4:43:22 PM GIBBS LEEANNA DANIELLE NOT IN COUNTY C ADVLTAX 8,270.00 224.01 NOT IN COUNTY CI01ADVLTAX 8,270.00 197.10 NON COUNTY TOTAL RELEASES:421.11 99067293 2024-602389 DY:23 PERSONAL PROPERTY SAUTRY 5/13/2024 9:33:43 AM GS MATERIALS INC C ADVLTAX 9,733.00 57.52 C PEN FEE 9,733.00 5.75 FR16ADVLTAX 9,733.00 11.68 FR16PEN FEE 9,733.00 1.17 NEED TO MAKE AN UPDATE TOTAL RELEASES:76.12 99004047 2022-2177347 DY: PERSONAL PROPERTY ADIAZ 5/13/2024 12:06:10 PM ANDERSON GEOFFREY ETHAN NOT IN COUNTY C ADVLTAX 0.00 7.43 NOT IN COUNTY C PEN FEE 0.00 0.74 NOT IN COUNTY FR20ADVLTAX 0.00 1.38 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT NOT IN COUNTY FR20PEN FEE 0.00 0.14 2013 COVE TRAILER HAS BEEN IN AK SINCE 2020 TOTAL RELEASES:9.69 99004047 2023-2177347 DY: PERSONAL PROPERTY ADIAZ 5/13/2024 12:06:56 PM ANDERSON GEOFFREY ETHAN NOT IN COUNTY C ADVLTAX 1,258.00 7.43 NOT IN COUNTY C PEN FEE 1,258.00 0.74 NOT IN COUNTY FR20ADVLTAX 1,258.00 1.38 NOT IN COUNTY FR20PEN FEE 1,258.00 0.14 2013 TRAILER HAS BEEN IN AK SINCE 2020 TOTAL RELEASES:9.69 202380248700 2023-802487 DY:23 PERSONAL PROPERTY ADIAZ 5/14/2024 12:16:09 PM ROMEU EMILY CATHERINE NOT IN COUNTY C ADVLTAX 16,230.00 455.62 NOT IN COUNTY FR93ADVLTAX 16,230.00 77.09 NEW HANOVER RESIDENT DMV SITUS ERROR TOTAL RELEASES:532.71 99028692 2019-2261151 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 8:47:10 AM CARPENTER DAVID MATTHEW MILITARY C ADVLTAX 0.00 8.86 MILITARY FR20PEN FEE 0.00 0.13 MILITARY FR20ADVLTAX 0.00 1.30 MILITARY C PEN FEE 0.00 0.89 PER WILDLIFE TP WAS MILITARY STATIONED IN NC TP DID NOT RENEW BOAT NOR BT TAG TOTAL RELEASES:11.18 99028692 2020-2261151 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 8:47:31 AM CARPENTER DAVID MATTHEW MILITARY FR20ADVLTAX 0.00 1.27 MILITARY FR20PEN FEE 0.00 0.13 MILITARY C ADVLTAX 0.00 8.66 MILITARY C PEN FEE 0.00 0.87 PER WILDLIFE TP WAS MILITARY STATIONED IN NC TP DID NOT RENEW BOAT NOR BT TAG TOTAL RELEASES:10.93 99028692 2021-2261151 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 8:47:51 AM CARPENTER DAVID MATTHEW MILITARY C PEN FEE 0.00 0.87 MILITARY FR20ADVLTAX 0.00 1.27 MILITARY C ADVLTAX 0.00 8.66 MILITARY FR20PEN FEE 0.00 0.13 PER WILDLIFE TP WAS MILITARY STATIONED IN NC TP DID NOT RENEW BOAT NOR BT TAG TOTAL RELEASES:10.93 99028692 2022-2261151 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 8:48:18 AM CARPENTER DAVID MATTHEW MILITARY FR20PEN FEE 0.00 0.12 MILITARY FR20ADVLTAX 0.00 1.20 MILITARY C PEN FEE 0.00 0.64 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT MILITARY C ADVLTAX 0.00 6.44 PER WILDLIFE TP WAS MILITARY STATIONED IN NC TP DID NOT RENEW BOAT NOR BT TAG TOTAL RELEASES:8.40 99028692 2023-2261151 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 8:48:36 AM CARPENTER DAVID MATTHEW MILITARY C ADVLTAX 1,030.00 6.09 MILITARY FR20ADVLTAX 1,030.00 1.13 PER WILDLIFE TP WAS MILITARY STATIONED IN NC TP DID NOT RENEW BOAT NOR BT TAG TOTAL RELEASES:7.22 99144254 2020-2269596 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 9:55:37 AM REWIS JONATHAN LANCE MILITARY FR16PEN FEE 0.00 0.86 MILITARY C ADVLTAX 0.00 53.73 MILITARY C PEN FEE 0.00 5.37 MILITARY FR16ADVLTAX 0.00 8.60 MILITARY LES ON FILE TP IS NOT IN NC TOTAL RELEASES:68.56 99144254 2021-2269596 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 9:55:56 AM REWIS JONATHAN LANCE MILITARY FR16ADVLTAX 0.00 8.02 MILITARY C ADVLTAX 0.00 50.15 MILITARY FR16PEN FEE 0.00 0.80 MILITARY C PEN FEE 0.00 5.02 MILITARY LES ON FILE TP IS NOT IN NC TOTAL RELEASES:63.99 99144254 2022-2269596 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 9:56:39 AM REWIS JONATHAN LANCE MILITARY FR16PEN FEE 0.00 0.72 MILITARY FR16ADVLTAX 0.00 7.22 MILITARY C PEN FEE 0.00 3.56 MILITARY C ADVLTAX 0.00 35.57 MILITARY LES ON FILE TP IS NOT IN NC TOTAL RELEASES:47.07 99144254 2023-2269596 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 9:56:59 AM REWIS JONATHAN LANCE MILITARY C ADVLTAX 5,416.00 32.01 MILITARY C PEN FEE 5,416.00 3.20 MILITARY FR16ADVLTAX 5,416.00 6.50 MILITARY FR16PEN FEE 5,416.00 0.65 MILITARY LES ON FILE TP IS NOT IN NC TOTAL RELEASES:42.36 99165514 2022-1387106 DY: PERSONAL PROPERTY MWRIGHT 5/15/2024 10:16:20 AM STOCKS REUBEN DARRELL LISTED IN ERROR FR80PEN FEE 0.00 3.17 LISTED IN ERROR C PEN FEE 0.00 19.70 LISTED IN ERROR C ADVLTAX 0.00 197.00 LISTED IN ERROR FR80ADVLTAX 0.00 31.67 THIS DWMH IS LISTED AS RP ON PARCEL# 070587 0002 02 FOR THE 2022 YEAR TOTAL RELEASES:251.54 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT 99165514 2023-1387106 DY: PERSONAL PROPERTY MWRIGHT 5/15/2024 10:16:48 AM STOCKS REUBEN DARRELL C ADVLTAX 33,333.00 197.00 C PEN FEE 33,333.00 19.70 FR80ADVLTAX 33,333.00 31.67 FR80PEN FEE 33,333.00 3.17 THIS DWMH IS LISTED AS RP ON PARCEL# 070587 0002 02 FOR THE 2023 YEAR TOTAL RELEASES:251.54 99172489 2023-2261451 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 11:07:08 AM THOMAS PEGGY SPIVEY LISTED IN ERROR C ADVLTAX 538.00 3.18 LISTED IN ERROR C PEN FEE 538.00 0.32 LISTED IN ERROR FR93ADVLTAX 538.00 0.54 LISTED IN ERROR FR93PEN FEE 538.00 0.06 CHECK HULL ID IN WILD LIFE PER WILDLIFE SPIVEY HASNT OWNED THE 1996 SINCE BEFORE 2021 TOTAL RELEASES:4.10 99172489 2022-2261451 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 11:08:14 AM THOMAS PEGGY SPIVEY LISTED IN ERROR FR93PEN FEE 0.00 0.09 LISTED IN ERROR FR93ADVLTAX 0.00 0.87 LISTED IN ERROR C PEN FEE 0.00 0.51 LISTED IN ERROR C ADVLTAX 0.00 5.13 CHECK HULL ID IN WILD LIFE PER WILDLIFE SPIVEY HASNT OWNED THE 1996 SINCE BEFORE 2021 TOTAL RELEASES:6.60 99172489 2021-2261451 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 11:08:35 AM THOMAS PEGGY SPIVEY LISTED IN ERROR C PEN FEE 0.00 0.72 LISTED IN ERROR FR93ADVLTAX 0.00 0.97 LISTED IN ERROR C ADVLTAX 0.00 7.24 LISTED IN ERROR FR93PEN FEE 0.00 0.10 CHECK HULL ID IN WILD LIFE PER WILDLIFE SPIVEY HASNT OWNED THE 1996 SINCE BEFORE 2021 TOTAL RELEASES:9.03 99025153 2023-2251290 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 11:27:36 AM BYRD JAMES H JR LISTED IN ERROR C ADVLTAX 899.00 5.31 LISTED IN ERROR C PEN FEE 899.00 0.53 LISTED IN ERROR CI02ADVLTAX 899.00 4.32 LISTED IN ERROR CI02PEN FEE 899.00 0.43 LISTED IN ERROR FR81ADVLTAX 899.00 0.85 LISTED IN ERROR FR81PEN FEE 899.00 0.09 DECEASED TP DOD 012122 TOTAL RELEASES:11.53 99002953 2023-2288213 DY: PERSONAL PROPERTY SAUTRY 5/15/2024 11:37:24 AM ALLIED TRAILERS SALES & RENTALS C ADVLTAX 19,490.00 115.19 FR30ADVLTAX 19,490.00 15.59 BUSINESS SOLD TOTAL RELEASES:130.78 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT 99034388 2023-10011632 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 12:34:24 PM COCKMAN DANIEL EDGAR LISTED IN ERROR C ADVLTAX 1,495.00 8.84 LISTED IN ERROR C PEN FEE 1,495.00 0.88 LISTED IN ERROR FR24ADVLTAX 1,495.00 1.79 LISTED IN ERROR FR24PEN FEE 1,495.00 0.18 MAIL RETUNRED TP DECEASED AND ANGEL DOES NOT HAVE OWNERSHIP OF PROPERTY TOTAL RELEASES:11.69 99034388 2022-11632 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 12:36:57 PM COCKMAN DANIEL EDGAR LISTED IN ERROR C PEN FEE 0.00 0.92 LISTED IN ERROR C ADVLTAX 0.00 9.20 LISTED IN ERROR FR24ADVLTAX 0.00 1.71 LISTED IN ERROR FR24PEN FEE 0.00 0.17 DECEASED SINCE 2016 TOTAL RELEASES:12.00 99034388 2021-11632 DY: PERSONAL PROPERTY ADIAZ 5/15/2024 12:37:22 PM COCKMAN DANIEL EDGAR LISTED IN ERROR C PEN FEE 0.00 1.25 LISTED IN ERROR FR24PEN FEE 0.00 0.18 LISTED IN ERROR C ADVLTAX 0.00 12.55 LISTED IN ERROR FR24ADVLTAX 0.00 1.84 DECEASED SINCE 2016 TOTAL RELEASES:15.82 202380145700 2023-801457 DY:23 PERSONAL PROPERTY ADIAZ 5/15/2024 4:05:02 PM REIDER DUSTIN CLAY MILITARY C ADVLTAX 9,140.00 157.55 MILITARY FR16ADVLTAX 9,140.00 31.99 LES ON FILE FOR DUSTIN-TX;ETS-290228 TOTAL RELEASES:189.54 107948000 2024-602265 DY:22RP:010524 0018 09 kdaniels 5/16/2024 12:04:53 PM COX FAYE MATTHEWS C ADVLTAX 163,950.00 968.94 FR20ADVLTAX 163,950.00 180.35 RECEIVED AUDIT FORMS WITHIN 60 DAYS OF DATE OF TP RECEIVING BILLS RELEASE ALL DEFERRED BILLS TOTAL RELEASES:1,149.29 107948000 2024-602266 DY:23RP:010524 0018 09 kdaniels 5/16/2024 12:05:20 PM COX FAYE MATTHEWS C ADVLTAX 163,950.00 968.94 FR20ADVLTAX 163,950.00 180.35 RECEIVED AUDIT FORMS WITHIN 60 DAYS OF DATE OF TP RECEIVING BILLS RELEASE ALL DEFERRED BILLS TOTAL RELEASES:1,149.29 107948000 2024-602264 DY:21RP:010524 0018 09 kdaniels 5/16/2024 12:06:24 PM COX FAYE MATTHEWS C ADVLTAX 78,790.00 590.93 FR20ADVLTAX 78,790.00 86.67 RECEIVED AUDIT FORMS WITHIN 60 DAYS OF DATE OF TP RECEIVING BILLS RELEASE ALL DEFERRED BILLS TOTAL RELEASES:677.60 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT 99075448 2023-2246001 DY: PERSONAL PROPERTY ADIAZ 5/17/2024 8:49:59 AM HERRING REBECCA LISTED IN ERROR C ADVLTAX 1,606.00 9.49 LISTED IN ERROR C PEN FEE 1,606.00 0.95 LISTED IN ERROR FR24ADVLTAX 1,606.00 1.93 LISTED IN ERROR FR24PEN FEE 1,606.00 0.19 REBECCA IS NOT ON THE TITLE AND ERIC PASSED AWAY IN 2017 TOTAL RELEASES:12.56 99075448 2022-2246001 DY: PERSONAL PROPERTY ADIAZ 5/17/2024 8:50:24 AM HERRING REBECCA LISTED IN ERROR FR24PEN FEE 0.00 0.18 LISTED IN ERROR FR24ADVLTAX 0.00 1.77 LISTED IN ERROR C ADVLTAX 0.00 9.49 LISTED IN ERROR C PEN FEE 0.00 0.95 REBECCA IS NOT ON THE TITLE AND ERIC PASSED AWAY IN 2017 TOTAL RELEASES:12.39 99075448 2021-2246001 DY: PERSONAL PROPERTY ADIAZ 5/17/2024 8:50:44 AM HERRING REBECCA LISTED IN ERROR FR24ADVLTAX 0.00 1.86 LISTED IN ERROR C PEN FEE 0.00 1.27 LISTED IN ERROR FR24PEN FEE 0.00 0.19 LISTED IN ERROR C ADVLTAX 0.00 12.68 REBECCA IS NOT ON THE TITLE AND ERIC PASSED AWAY IN 2017 TOTAL RELEASES:16.00 99075448 2020-2246001 DY: PERSONAL PROPERTY ADIAZ 5/17/2024 8:51:11 AM HERRING REBECCA LISTED IN ERROR FR24PEN FEE 0.00 0.18 LISTED IN ERROR C ADVLTAX 0.00 13.34 LISTED IN ERROR FR24ADVLTAX 0.00 1.78 LISTED IN ERROR C PEN FEE 0.00 1.33 REBECCA IS NOT ON THE TITLE AND ERIC PASSED AWAY IN 2017 TOTAL RELEASES:16.63 99168704 2023-2262054 DY: PERSONAL PROPERTY ADIAZ 5/17/2024 11:10:16 AM TAGUE SHAWN NOT IN COUNTY C ADVLTAX 1,364.00 8.06 NOT IN COUNTY C PEN FEE 1,364.00 0.81 NOT IN COUNTY FR20ADVLTAX 1,364.00 1.50 NOT IN COUNTY FR20PEN FEE 1,364.00 0.15 PER STARS TP IS NOT IN NC AND HAS NOT BEEN IN NC SINCE 2016 TOTAL RELEASES:10.52 99168704 2022-2262054 DY: PERSONAL PROPERTY ADIAZ 5/17/2024 11:10:37 AM TAGUE SHAWN NOT IN COUNTY FR20ADVLTAX 0.00 1.67 NOT IN COUNTY FR20PEN FEE 0.00 0.17 NOT IN COUNTY C ADVLTAX 0.00 8.96 NOT IN COUNTY C PEN FEE 0.00 0.90 PER STARS TP IS NOT IN NC AND HAS NOT BEEN IN NC SINCE 2016 TOTAL RELEASES:11.70 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT 99168704 2021-2262054 DY: PERSONAL PROPERTY ADIAZ 5/17/2024 11:10:58 AM TAGUE SHAWN NOT IN COUNTY C ADVLTAX 0.00 12.64 NOT IN COUNTY C PEN FEE 0.00 1.26 NOT IN COUNTY FR20ADVLTAX 0.00 1.85 NOT IN COUNTY FR20PEN FEE 0.00 0.19 PER STARS TP IS NOT IN NC AND HAS NOT BEEN IN NC SINCE 2016 TOTAL RELEASES:15.94 99168704 2020-2262054 DY: PERSONAL PROPERTY ADIAZ 5/17/2024 11:11:18 AM TAGUE SHAWN NOT IN COUNTY FR20ADVLTAX 0.00 1.85 NOT IN COUNTY C ADVLTAX 0.00 12.64 NOT IN COUNTY FR20PEN FEE 0.00 0.19 NOT IN COUNTY C PEN FEE 0.00 1.26 PER STARS TP IS NOT IN NC AND HAS NOT BEEN IN NC SINCE 2016 TOTAL RELEASES:15.94 99168704 2019-2262054 DY: PERSONAL PROPERTY ADIAZ 5/17/2024 11:11:43 AM TAGUE SHAWN NOT IN COUNTY FR20ADVLTAX 0.00 1.87 NOT IN COUNTY C PEN FEE 0.00 1.28 NOT IN COUNTY FR20PEN FEE 0.00 0.19 NOT IN COUNTY C ADVLTAX 0.00 12.77 PER STARS TP IS NOT IN NC AND HAS NOT BEEN IN NC SINCE 2016 TOTAL RELEASES:16.11 99166836 2023-2245762 DY: PERSONAL PROPERTY MWRIGHT 5/17/2024 11:57:27 AM STROUD KATHERINE DANIELLE C ADVLTAX 4,284.00 25.32 C PEN FEE 4,284.00 2.53 FR24ADVLTAX 4,284.00 5.14 FR24PEN FEE 4,284.00 0.51 C GARNFEE 4,284.00 60.00 THIS MH IS LISTED AS RP BY THE NEW OWNER PARCEL# 099568 0086 TOTAL RELEASES:93.50 99063719 2023-1775917 DY: PERSONAL PROPERTY MWRIGHT 5/17/2024 11:59:43 AM GONZALEZ JOSE LISTED IN ERROR C ADVLTAX 2,500.00 14.78 LISTED IN ERROR C PEN FEE 2,500.00 1.48 LISTED IN ERROR FR16ADVLTAX 2,500.00 3.00 LISTED IN ERROR FR16PEN FEE 2,500.00 0.30 THIS MHP CLOSED DOWN AND THIS MH WAS MOVED OUT OF THIS PARK BEFORE 2023 TOTAL RELEASES:19.56 99166836 2022-2245762 DY: PERSONAL PROPERTY MWRIGHT 5/17/2024 12:22:42 PM STROUD KATHERINE DANIELLE LISTED IN ERROR FR24PEN FEE 0.00 0.52 LISTED IN ERROR FR24ADVLTAX 0.00 5.24 LISTED IN ERROR C PEN FEE 0.00 2.81 LISTED IN ERROR C ADVLTAX 0.00 28.13 THIS MH IS LISTED AS RP ON PARCEL# 099568 0086 FOR THE 2022 YEAR TOTAL RELEASES:36.70 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT 99137555 2023-2279955 DY: PERSONAL PROPERTY MWRIGHT 5/17/2024 12:40:44 PM PLYMALE JULIE A LISTED IN ERROR C ADVLTAX 2,500.00 14.78 LISTED IN ERROR C PEN FEE 2,500.00 1.48 LISTED IN ERROR FR16ADVLTAX 2,500.00 3.00 LISTED IN ERROR FR16PEN FEE 2,500.00 0.30 MH WAS PURCHASED BY NEW OWNER & LISTED IN HIS AND HER NAME ON ABS# 75949 TOTAL RELEASES:19.56 99091041 2023-2263065 DY: PERSONAL PROPERTY ADIAZ 5/17/2024 2:53:40 PM KATZENBERGER JOHN MARTIN MILITARY C ADVLTAX 1,421.00 8.40 MILITARY C PEN FEE 1,421.00 0.84 MILITARY FR24ADVLTAX 1,421.00 1.71 MILITARY FR24PEN FEE 1,421.00 0.17 LES ON FILE FOR JOHN-IL;ETS-270731 TOTAL RELEASES:11.12 99091041 2021-2263065 DY: PERSONAL PROPERTY ADIAZ 5/17/2024 2:53:59 PM KATZENBERGER JOHN MARTIN MILITARY C ADVLTAX 0.00 13.16 MILITARY C PEN FEE 0.00 1.32 MILITARY FR24ADVLTAX 0.00 1.93 MILITARY FR24PEN FEE 0.00 0.19 LES ON FILE FOR JOHN-IL;ETS-270731 TOTAL RELEASES:16.60 99192782 2022-2278758 DY: PERSONAL PROPERTY ktaylor 5/20/2024 9:49:48 AM WRENN WILLIAM PARKER III FR40PEN FEE 0.00 0.08 C PEN FEE 0.00 0.65 FR40ADVLTAX 0.00 0.83 C ADVLTAX 0.00 6.55 TAXPAYER DECEASED JAN 2021.TOTAL RELEASES:8.11 99192782 2023-2278758 DY: PERSONAL PROPERTY ktaylor 5/20/2024 9:50:13 AM WRENN WILLIAM PARKER III C ADVLTAX 997.00 5.89 C PEN FEE 997.00 0.59 FR40ADVLTAX 997.00 0.75 FR40PEN FEE 997.00 0.08 TAXPAYER DECEASED JAN 2021 TOTAL RELEASES:7.31 99000067 2021-12263184 DY: PERSONAL PROPERTY MWRIGHT 5/21/2024 12:06:16 PM A & L PROPERTIES MHP 2 LISTED IN ERROR C ADVLTAX 7,500.00 56.25 LISTED IN ERROR FR40ADVLTAX 7,500.00 5.25 6 MOBILE HOMES WERE MARKED OFF HER LISTING FOR THE 2021 YEAR AND THEY ALL APPEARED BACK WHEN MOVED OVER TO BITEK TOTAL RELEASES:61.50 99000067 2023-2263184 DY: PERSONAL PROPERTY MWRIGHT 5/21/2024 12:39:45 PM A & L PROPERTIES MHP 2 LISTED IN ERROR C ADVLTAX 17,500.00 103.43 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT LISTED IN ERROR FR40ADVLTAX 17,500.00 13.13 6 MOBILE HOMES WERE MARKED OFF HER LISTING FOR THE 2021 YEAR AND THEY ALL APPEARED BACK WHEN MOVED OVER TO BITEK TOTAL RELEASES:116.56 202380487100 2023-804871 DY:23 PERSONAL PROPERTY ADIAZ 5/24/2024 10:57:39 AM WALKER WASANA LISTED IN ERROR C ADVLTAX 32,440.00 239.65 LISTED IN ERROR FR16ADVLTAX 32,440.00 48.66 TP PROVIDED PROOF OF TN REGISTRATION TOTAL RELEASES:288.31 99057711 2023-2280036 DY: PERSONAL PROPERTY ktaylor 5/24/2024 11:25:43 AM FREEMAN TRUCKING LLC C ADVLTAX 147,250.00 870.25 C PEN FEE 147,250.00 87.03 CI02ADVLTAX 147,250.00 706.80 CI02PEN FEE 147,250.00 70.68 FR81ADVLTAX 147,250.00 139.89 FR81PEN FEE 147,250.00 13.99 BILLED IN ERROR. VEHICLE SOLD 04/2022. NOW REGISTERED TO BLADEN COUNTY TOTAL RELEASES:1,888.64 99127515 2024-602434 DY:23 PERSONAL PROPERTY SAUTRY 5/28/2024 9:55:37 AM AMERICOLD LOGISTICS LLC BILLING CORRECTION C ADVLTAX 730,939.00 4,319.85 BILLING CORRECTION FR22ADVLTAX 730,939.00 657.85 BILLING CORRECTION SC20ADVLTAX 730,939.00 146.19 NEED TO ADD LAST LISTING PENALTY TOTAL RELEASES:5,123.89 99040954 2023-2269881 DY: PERSONAL PROPERTY SAUTRY 5/28/2024 4:13:49 PM DANCO PASSENGER TRANSPORT SERVICES LLC C ADVLTAX 26,643.00 157.46 C PEN FEE 26,643.00 15.75 FR16ADVLTAX 26,643.00 31.97 FR16PEN FEE 26,643.00 3.20 VEHICLE SOLD 5/31/22 TOTAL RELEASES:208.38 1500053411 2023-71628 DY: PERSONAL PROPERTY MWRIGHT 5/30/2024 11:10:12 AM MEDRANO DEL CID JOSE A LISTED IN ERROR C ADVLTAX 7,560.00 44.68 LISTED IN ERROR C PEN FEE 7,560.00 4.47 LISTED IN ERROR FR80ADVLTAX 7,560.00 7.18 LISTED IN ERROR FR80PEN FEE 7,560.00 0.72 THIS DWMH WAS LISTED AS RP ON PARCEL# 070598 0214 FOR THE 2023 YEAR TOTAL RELEASES:57.05 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County NAME BILL NUMBER OPER DATE/TIME DISTRICT VALUE AMOUNT 1500029603 2024-602241 DY:23RP:040673 0143 kdaniels 5/31/2024 3:51:43 PM ZASOWSKI KENNY C ADVLTAX 135,820.00 802.70 FR40ADVLTAX 135,820.00 101.87 FARMER CAME IN WITHIN 60 DAYS AND CHANGED TO HORTICULTURE AND LAND OWNERS HAVE AGREED TOTAL RELEASES:904.57 1500029603 2024-602240 DY:22RP:040673 0143 kdaniels 5/31/2024 3:52:19 PM ZASOWSKI KENNY FR40ADVLTAX 135,820.00 101.87 C ADVLTAX 135,820.00 802.70 FARMER CAME IN WITHIN 60 DAYS AND CHANGED TO HORTICULTURE AND LAND OWNERS HAVE AGREED TOTAL RELEASES:904.57 1500029603 2024-602239 DY:21RP:040673 0143 kdaniels 5/31/2024 3:52:47 PM ZASOWSKI KENNY C ADVLTAX 58,960.00 442.20 FR40ADVLTAX 58,960.00 41.27 FARMER CAME IN WITHIN 60 DAYS AND CHANGED TO HORTICULTURE AND LAND OWNERS HAVE AGREED TOTAL RELEASES:483.47 NET RELEASES PRINTED:21,349.86 TOTAL TAXES RELEASED 21,349.86 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County C ADVLTAX - HARNETT COUNTY TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2019 2019 0 0 0 0.00 21.63 0 0.00 0 21.63 2020 2020 0 0 0 0.00 96.25 0 0.00 0 96.25 2021 2021 0 20,240 20,240 0.00 345.70 0 0.00 20,240 345.70 2022 2022 0 11,760 11,760 0.00 628.97 0 0.00 11,760 628.97 2023 2023 2,570 469,939 472,509 15.19 3,708.47 0 0.00 472,509 3,723.66 2024 2020 0 2,500 2,500 0.00 18.75 0 0.00 2,500 18.75 2024 2021 137,750 0 137,750 1,033.13 0.00 0 0.00 137,750 1,033.13 2024 2022 299,770 0 299,770 1,771.64 0.00 0 0.00 299,770 1,771.64 2024 2023 299,770 740,672 1,040,442 1,771.64 4,377.37 0 0.00 1,040,442 6,149.01 DIST TOTAL 739,860 1,245,111 1,984,971 4,591.60 9,197.14 0 0.00 1,984,971 13,788.74 C ADVTFEE - ADVERTISEMENT FEE TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2022 2022 0 0 0 10.00 0.00 0 0.00 0 10.00 2023 2023 163,360 0 163,360 5.00 0.00 0 0.00 163,360 5.00 DIST TOTAL 163,360 0 163,360 15.00 0.00 0 0.00 163,360 15.00 C GARNFEE - GARNISHMENT FEE TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2023 2023 0 4,284 4,284 0.00 60.00 0 0.00 4,284 60.00 DIST TOTAL 0 4,284 4,284 0.00 60.00 0 0.00 4,284 60.00 C PEN FEE - HARNETT COUNTY LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2019 2019 0 0 0 0.00 2.17 0 0.00 0 2.17 2020 2020 0 0 0 0.00 9.61 0 0.00 0 9.61 2021 2021 0 12,740 12,740 0.00 28.95 0 0.00 12,740 28.95 2022 2022 0 11,760 11,760 0.00 62.90 0 0.00 11,760 62.90 2023 2023 0 332,979 332,979 0.00 196.81 0 0.00 332,979 196.81 2024 2020 0 2,500 2,500 0.00 11.25 0 0.00 2,500 11.25 2024 2023 0 9,733 9,733 0.00 5.75 0 0.00 9,733 5.75 DIST TOTAL 0 369,712 369,712 0.00 317.44 0 0.00 369,712 317.44 CI01ADVLTAX - LILLINGTON CITY TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2022 2022 0 0 0 0.00 44.06 0 0.00 0 44.06 2023 2023 0 26,533 26,533 0.00 317.52 0 0.00 26,533 317.52 DIST TOTAL 0 26,533 26,533 0.00 361.58 0 0.00 26,533 361.58 CI01PEN FEE - LILLINGTON LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2022 2022 0 0 0 0.00 4.41 0 0.00 0 4.41 2023 2023 0 8,473 8,473 0.00 4.41 0 0.00 8,473 4.41 DIST TOTAL 0 8,473 8,473 0.00 8.82 0 0.00 8,473 8.82 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County CI02ADVLTAX - ERWIN CITY TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2023 2023 0 148,149 148,149 0.00 711.12 0 0.00 148,149 711.12 DIST TOTAL 0 148,149 148,149 0.00 711.12 0 0.00 148,149 711.12 CI02PEN FEE - ERWIN LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2023 2023 0 148,149 148,149 0.00 71.11 0 0.00 148,149 71.11 DIST TOTAL 0 148,149 148,149 0.00 71.11 0 0.00 148,149 71.11 CI04ADVLTAX - ANGIER CITY TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2023 2023 0 28,387 28,387 0.00 139.10 0 0.00 28,387 139.10 DIST TOTAL 0 28,387 28,387 0.00 139.10 0 0.00 28,387 139.10 CI04PEN FEE - ANGIER LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2023 2023 0 28,387 28,387 0.00 13.92 0 0.00 28,387 13.92 DIST TOTAL 0 28,387 28,387 0.00 13.92 0 0.00 28,387 13.92 CI05ADVLTAX - DUNN CITY TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2020 2020 0 0 0 0.00 1.76 0 0.00 0 1.76 2021 2021 0 0 0 0.00 1.76 0 0.00 0 1.76 2022 2022 0 0 0 0.00 10.14 0 0.00 0 10.14 2023 2023 0 1,995 1,995 0.00 9.98 0 0.00 1,995 9.98 DIST TOTAL 0 1,995 1,995 0.00 23.64 0 0.00 1,995 23.64 CI05PEN FEE - DUNN LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2020 2020 0 0 0 0.00 0.18 0 0.00 0 0.18 2021 2021 0 0 0 0.00 0.18 0 0.00 0 0.18 2022 2022 0 0 0 0.00 1.02 0 0.00 0 1.02 2023 2023 0 1,995 1,995 0.00 1.00 0 0.00 1,995 1.00 DIST TOTAL 0 1,995 1,995 0.00 2.38 0 0.00 1,995 2.38 FR10ADVLTAX - FLATBRANCH FIRE TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2021 2021 0 12,740 12,740 0.00 16.56 0 0.00 12,740 16.56 2022 2022 0 11,760 11,760 0.00 15.29 0 0.00 11,760 15.29 2023 2023 1,190 10,780 11,970 1.55 14.01 0 0.00 11,970 15.56 DIST TOTAL 1,190 35,280 36,470 1.55 45.86 0 0.00 36,470 47.41 FR10PEN FEE - FLATBRANCH FIRE LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2021 2021 0 12,740 12,740 0.00 1.65 0 0.00 12,740 1.65 2022 2022 0 11,760 11,760 0.00 1.53 0 0.00 11,760 1.53 2023 2023 0 10,780 10,780 0.00 1.40 0 0.00 10,780 1.40 DIST TOTAL 0 35,280 35,280 0.00 4.58 0 0.00 35,280 4.58 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County FR16ADVLTAX - SPOUT SPRINGS TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2020 2020 0 0 0 0.00 8.60 0 0.00 0 8.60 2021 2021 0 0 0 0.00 18.95 0 0.00 0 18.95 2022 2022 0 0 0 0.00 43.64 0 0.00 0 43.64 2023 2023 0 137,172 137,172 0.00 239.20 0 0.00 137,172 239.20 2024 2023 0 9,733 9,733 0.00 11.68 0 0.00 9,733 11.68 DIST TOTAL 0 146,905 146,905 0.00 322.07 0 0.00 146,905 322.07 FR16PEN FEE - SPOUT SPRINGS FIRE LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2020 2020 0 0 0 0.00 0.86 0 0.00 0 0.86 2021 2021 0 0 0 0.00 1.89 0 0.00 0 1.89 2022 2022 0 0 0 0.00 4.36 0 0.00 0 4.36 2023 2023 0 72,522 72,522 0.00 8.71 0 0.00 72,522 8.71 2024 2023 0 9,733 9,733 0.00 1.17 0 0.00 9,733 1.17 DIST TOTAL 0 82,255 82,255 0.00 16.99 0 0.00 82,255 16.99 FR20ADVLTAX - ANDERSON CREEK FIRE TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2019 2019 0 0 0 0.00 3.17 0 0.00 0 3.17 2020 2020 0 0 0 0.00 3.12 0 0.00 0 3.12 2021 2021 0 0 0 0.00 3.12 0 0.00 0 3.12 2022 2022 0 0 0 0.00 4.25 0 0.00 0 4.25 2023 2023 0 3,652 3,652 0.00 4.01 0 0.00 3,652 4.01 2024 2021 78,790 0 78,790 86.67 0.00 0 0.00 78,790 86.67 2024 2022 163,950 0 163,950 180.35 0.00 0 0.00 163,950 180.35 2024 2023 163,950 0 163,950 180.35 0.00 0 0.00 163,950 180.35 DIST TOTAL 406,690 3,652 410,342 447.37 17.67 0 0.00 410,342 465.04 FR20PEN FEE - ANDERSON CREEK FIRE LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2019 2019 0 0 0 0.00 0.32 0 0.00 0 0.32 2020 2020 0 0 0 0.00 0.32 0 0.00 0 0.32 2021 2021 0 0 0 0.00 0.32 0 0.00 0 0.32 2022 2022 0 0 0 0.00 0.43 0 0.00 0 0.43 2023 2023 0 2,622 2,622 0.00 0.29 0 0.00 2,622 0.29 DIST TOTAL 0 2,622 2,622 0.00 1.68 0 0.00 2,622 1.68 FR21ADVLTAX - BOONE TRAIL EMERGENCY TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2023 2023 0 8,184 8,184 0.00 8.18 0 0.00 8,184 8.18 2024 2020 0 2,500 2,500 0.00 1.75 0 0.00 2,500 1.75 DIST TOTAL 0 10,684 10,684 0.00 9.93 0 0.00 10,684 9.93 FR21PEN FEE - BOONE TRAIL EMERGENCY LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2023 2023 0 8,184 8,184 0.00 0.82 0 0.00 8,184 0.82 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County 2024 2020 0 2,500 2,500 0.00 1.05 0 0.00 2,500 1.05 DIST TOTAL 0 10,684 10,684 0.00 1.87 0 0.00 10,684 1.87 FR22ADVLTAX - DUNN/AVERASBORO FIRE TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2020 2020 0 0 0 0.00 0.32 0 0.00 0 0.32 2021 2021 0 0 0 0.00 0.32 0 0.00 0 0.32 2022 2022 0 0 0 0.00 1.83 0 0.00 0 1.83 2023 2023 0 1,995 1,995 0.00 1.80 0 0.00 1,995 1.80 2024 2023 0 730,939 730,939 0.00 657.85 0 0.00 730,939 657.85 DIST TOTAL 0 732,934 732,934 0.00 662.12 0 0.00 732,934 662.12 FR22PEN FEE - DUNN/AVERASBORO FIRE LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2020 2020 0 0 0 0.00 0.03 0 0.00 0 0.03 2021 2021 0 0 0 0.00 0.03 0 0.00 0 0.03 2022 2022 0 0 0 0.00 0.18 0 0.00 0 0.18 2023 2023 0 1,995 1,995 0.00 0.18 0 0.00 1,995 0.18 DIST TOTAL 0 1,995 1,995 0.00 0.42 0 0.00 1,995 0.42 FR24ADVLTAX - BENHAVEN FIRE TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2020 2020 0 0 0 0.00 2.48 0 0.00 0 2.48 2021 2021 0 0 0 0.00 6.49 0 0.00 0 6.49 2022 2022 0 0 0 0.00 9.49 0 0.00 0 9.49 2023 2023 0 9,439 9,439 0.00 11.33 0 0.00 9,439 11.33 DIST TOTAL 0 9,439 9,439 0.00 29.79 0 0.00 9,439 29.79 FR24PEN FEE - BENHAVEN FIRE LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2020 2020 0 0 0 0.00 0.25 0 0.00 0 0.25 2021 2021 0 0 0 0.00 0.65 0 0.00 0 0.65 2022 2022 0 0 0 0.00 0.95 0 0.00 0 0.95 2023 2023 0 9,439 9,439 0.00 1.13 0 0.00 9,439 1.13 DIST TOTAL 0 9,439 9,439 0.00 2.98 0 0.00 9,439 2.98 FR30ADVLTAX - NORTHWEST HARNETT TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2023 2023 1,380 19,490 20,870 1.10 15.59 0 0.00 20,870 16.69 DIST TOTAL 1,380 19,490 20,870 1.10 15.59 0 0.00 20,870 16.69 FR40ADVLTAX - ANGIER/BLACK RIVER FIRE TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2021 2021 0 7,500 7,500 0.00 5.25 0 0.00 7,500 5.25 2022 2022 0 0 0 0.00 0.83 0 0.00 0 0.83 2023 2023 0 46,884 46,884 0.00 35.18 0 0.00 46,884 35.18 2024 2021 58,960 0 58,960 41.27 0.00 0 0.00 58,960 41.27 2024 2022 135,820 0 135,820 101.87 0.00 0 0.00 135,820 101.87 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County 2024 2023 135,820 0 135,820 101.87 0.00 0 0.00 135,820 101.87 DIST TOTAL 330,600 54,384 384,984 245.01 41.26 0 0.00 384,984 286.27 FR40PEN FEE - ANGIER/BLACK RIVER FIRE LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2022 2022 0 0 0 0.00 0.08 0 0.00 0 0.08 2023 2023 0 29,384 29,384 0.00 2.21 0 0.00 29,384 2.21 DIST TOTAL 0 29,384 29,384 0.00 2.29 0 0.00 29,384 2.29 FR80ADVLTAX - DUKE FIRE TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2022 2022 0 0 0 0.00 31.67 0 0.00 0 31.67 2023 2023 0 40,893 40,893 0.00 38.85 0 0.00 40,893 38.85 DIST TOTAL 0 40,893 40,893 0.00 70.52 0 0.00 40,893 70.52 FR80PEN FEE - DUKE FIRE LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2022 2022 0 0 0 0.00 3.17 0 0.00 0 3.17 2023 2023 0 40,893 40,893 0.00 3.89 0 0.00 40,893 3.89 DIST TOTAL 0 40,893 40,893 0.00 7.06 0 0.00 40,893 7.06 FR81ADVLTAX - ERWIN TOWN FIRE TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2023 2023 0 148,149 148,149 0.00 140.74 0 0.00 148,149 140.74 DIST TOTAL 0 148,149 148,149 0.00 140.74 0 0.00 148,149 140.74 FR81PEN FEE - ERWIN TOWN FIRE LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2023 2023 0 148,149 148,149 0.00 14.08 0 0.00 148,149 14.08 DIST TOTAL 0 148,149 148,149 0.00 14.08 0 0.00 148,149 14.08 FR93ADVLTAX - SUMMERVILLE-BUNNLEVEL FIRE TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2021 2021 0 0 0 0.00 0.97 0 0.00 0 0.97 2022 2022 0 0 0 0.00 0.87 0 0.00 0 0.87 2023 2023 0 16,768 16,768 0.00 77.63 0 0.00 16,768 77.63 DIST TOTAL 0 16,768 16,768 0.00 79.47 0 0.00 16,768 79.47 FR93PEN FEE - SUMMERVILLE-BUNNLEVEL FIRE LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2021 2021 0 0 0 0.00 0.10 0 0.00 0 0.10 2022 2022 0 0 0 0.00 0.09 0 0.00 0 0.09 2023 2023 0 538 538 0.00 0.06 0 0.00 538 0.06 DIST TOTAL 0 538 538 0.00 0.25 0 0.00 538 0.25 SC20ADVLTAX - AVERASBORO SCHOOL TAX TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2020 2020 0 0 0 0.00 0.07 0 0.00 0 0.07 2021 2021 0 0 0 0.00 0.07 0 0.00 0 0.07 RUN DATE: 6/10/2024 3:37 PM RELEASES REPORT Harnett County 2022 2022 0 0 0 0.00 0.40 0 0.00 0 0.40 2023 2023 0 1,995 1,995 0.00 0.40 0 0.00 1,995 0.40 2024 2023 0 730,939 730,939 0.00 146.19 0 0.00 730,939 146.19 DIST TOTAL 0 732,934 732,934 0.00 147.13 0 0.00 732,934 147.13 SC20PEN FEE - AVERASBORO SCHOOL LATE LIST PENALTY TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2020 2020 0 0 0 0.00 0.01 0 0.00 0 0.01 2021 2021 0 0 0 0.00 0.01 0 0.00 0 0.01 2022 2022 0 0 0 0.00 0.04 0 0.00 0 0.04 2023 2023 0 1,995 1,995 0.00 0.04 0 0.00 1,995 0.04 DIST TOTAL 0 1,995 1,995 0.00 0.10 0 0.00 1,995 0.10 ST05STRMFEE - DUNN STORMWATER FEE TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2022 2022 0 0 0 1,088.43 0.00 0 0.00 0 1,088.43 2023 2023 1,031,938 0 1,031,938 2,249.10 0.00 0 0.00 1,031,938 2,249.10 DIST TOTAL 1,031,938 0 1,031,938 3,337.53 0.00 0 0.00 1,031,938 3,337.53 SW FFEEFEE - SOLID WASTE FEE TAX YEAR RATE YEAR REAL VALUE RELEASED PERS VALUE RELEASED TOTAL VALUE RELEASED REAL TAX RELEASED PERS TAX RELEASED MV VALUE RELEASED MV TAXES RELEASED TOTAL VALUE RELEASED TOTAL TAXES RELEASED 2023 2023 0 0 0 170.00 0.00 0 0.00 0 170.00 DIST TOTAL 0 0 0 170.00 0.00 0 0.00 0 170.00 GRAND TOTALS:2,675,018 4,325,921 7,000,939 8,809.16 12,540.70 0 0.00 7,000,939 21,349.86 \\lecfile\department\Admin\Clerk to the Board docs\AGENDAS\2024\061724\10 Carolina Lakes Permit.docx Page 1 of 1 Board Meeting Agenda Item MEETING DATE: June 17, 2024 TO: HARNETT COUNTY BOARD OF COMMISSIONERS SUBJECT: Carolina Lakes July 4th Fireworks Permit REQUESTED BY: Larry Smith, Emergency Services REQUEST: Emergency Services is requesting the approval of the fireworks application from Ryder Rosacker McCue & Huston for a fireworks shoot for Carolina Lakes on July 4, 2024 this display is scheduled for 9:15 p.m. They meet all requirements and have met fire code compliance for the event, we recommend approval. FINANCE OFFICER’S RECOMMENDATION: COUNTY MANAGER’S RECOMMENDATION: Item 10A 4 July 2024 Carolina Lakes Fireworks Shoot Sheet Depending on stock and availability 1.4 G cakes and shells no greater than 2” No shell will be greater than 2” for this display. Reserve the right to substitute or replace product based on inventory available with no product being greater than the maximum size of 2” radius. CERTIFICATE HOLDER © 1988-2010 ACORD CORPORATION. All rights reserved. ACORD 25 (2010/05) AUTHORIZED REPRESENTATIVE CANCELLATION DATE (MM/DD/YYYY)CERTIFICATE OF LIABILITY INSURANCE LOCJECTPRO-POLICY GEN'L AGGREGATE LIMIT APPLIES PER: OCCURCLAIMS-MADE COMMERCIAL GENERAL LIABILITY GENERAL LIABILITY PREMISES (Ea occurrence)$DAMAGE TO RENTED EACH OCCURRENCE $ MED EXP (Any one person) $ PERSONAL & ADV INJURY $ GENERAL AGGREGATE $ PRODUCTS - COMP/OP AGG $ $RETENTIONDED CLAIMS-MADE OCCUR $ AGGREGATE $ EACH OCCURRENCE $ UMBRELLA LIAB EXCESS LIAB DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (Attach ACORD 101, Additional Remarks Schedule, if more space is required) INSRLTR TYPE OF INSURANCE POLICY NUMBER POLICY EFF(MM/DD/YYYY)POLICY EXP(MM/DD/YYYY)LIMITS WC STATU-TORY LIMITS OTH-ER E.L. EACH ACCIDENT E.L. DISEASE - EA EMPLOYEE E.L. DISEASE - POLICY LIMIT $ $ $ ANY PROPRIETOR/PARTNER/EXECUTIVE If yes, describe under DESCRIPTION OF OPERATIONS below (Mandatory in NH) OFFICER/MEMBER EXCLUDED? WORKERS COMPENSATION AND EMPLOYERS' LIABILITY Y / N AUTOMOBILE LIABILITY ANY AUTO ALL OWNED SCHEDULED HIRED AUTOS NON-OWNEDAUTOSAUTOS AUTOS COMBINED SINGLE LIMIT BODILY INJURY (Per person) BODILY INJURY (Per accident) PROPERTY DAMAGE $ $ $ $ THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR ADDL WVD SUBR N / A $ $ (Ea accident) (Per accident) THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). The ACORD name and logo are registered marks of ACORD COVERAGES CERTIFICATE NUMBER:REVISION NUMBER: INSURED PHONE(A/C, No, Ext): PRODUCER ADDRESS:E-MAIL FAX(A/C, No): CONTACTNAME: NAIC # INSURER A : INSURER B : INSURER C : INSURER D : INSURER E : INSURER F : INSURER(S) AFFORDING COVERAGE SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. Ryder Rosacker McCue &Huston (MGD by Hull &Company) 509 W Koenig St Grand Island NE 68801 Kristy Wolfe 308-382-2330 308-382-7109 kwolfe@ryderinsurance.com SCOTTSDALE INS CO 41297 Kevin Wetzel Wetzel Pyrotechnics 125 Eagleton Circle Moyock NC 27958 1218121312 A X 1,000,000 100,000 X 1,000,000 2,000,000 2,000,000 CPS4056696 12/31/2023 12/31/2024 X 5,000 5/12/2024 Regarding the General Liability coverage,Waiver of Subrogation applies to the entities listed below per attached form CG 24 04 when required by written agreement. Regarding the General Liability coverage,Blanket Additional Insured applies to the entities listed below per attached form GLS-150s when required by written agreement. Sponsor Carolina Lakes Property Owners Association 91 Clubhouse Drive,Sanford NC 27332 Display Shoot site 900 Carolina Way Sanford,NC 27332 County of Harnett Display shoot date 07/04/2024 CAS Inc. PO Box 83 Pinehurst NC 28370 United States ENDORSEMENT NO. ATTACHED TO AND FORMING A PART OF POLICY NUMBER ENDORSEMENT EFFECTIVE DATE (12:01 A.M. STANDARD TIME) NAMED INSURED AGENT NO. Includes copyrighted material of ISO Properties, Inc., with its permission. Copyright, ISO Properties, Inc., 2004 GLS-150s (7-06) Page 1 of 2 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY. BLANKET ADDITIONAL INSURED ENDORSEMENT This endorsement modifies insurance provided under the following: COMMERCIAL GENERAL LIABILITY COVERAGE PART With respect to this endorsement, SECTION II—WHO IS AN INSURED is amended to include as an additional in- sured any person or organization whom you are required to add as an additional insured on this policy under a written contract, written agreement or written permit which must be: a. Currently in effect or becoming effective during the term of the policy; and b. Executed prior to the “bodily injury,” “property damage,” or “personal and advertising injury.” The insurance provided to these additional insureds is lim- ited as follows: 1. That person or organization is an additional insured only with respect to liability for “bodily injury,” “property damage” or “personal and advertising injury” caused, in whole or in part, by: a. Your acts or omissions; or b. The acts or omissions of those acting on your behalf. A person’s or organization’s status as an addi- tional insured under this endorsement ends when your operations for that additional insured are completed. 2. With respect to the insurance afforded to these additional insureds, the following exclusions are added to item 2. Exclusions of SECTION I— COVERAGES: This insurance does not apply to “bodily injury,” “property damage” or “personal and advertising injury” occurring after: a. All work, including materials, parts or equip- ment furnished in connection with such work, on the project (other than service, mainte- nance or repairs) to be performed by or on behalf of the additional insured(s) at the loca- tion of the covered operations has been com- pleted; or b. That portion of “your work” out of which the in- jury or damage arises has been put to its in- tended use by any person or organization other than another contractor or subcontrac- tor engaged in performing operations for a principal as a part of the same project. 3. The limits of insurance applicable to the additional insured are those specified in the written contract, written agreement or written permit or in the Decla- rations for this policy, whichever is less. These lim- its of insurance are inclusive of, and not in addition to, the Limits of Insurance shown in the Declara- tions for this policy. 4. Coverage is not provided for “bodily injury,” “property damage,” or “personal and advertising injury” arising out of the sole negligence of the additional insured. 5. The insurance provided to the additional insured does not apply to “bodily injury,” “property damage,” or “personal and advertising injury” arising out of an architect’s, engineer’s or surveyor’s rendering of or failure to render any professional services including: Includes copyrighted material of ISO Properties, Inc., with its permission. Copyright, ISO Properties, Inc., 2004 GLS-150s (7-06) Page 2 of 2 a. The preparing, approving or failing to prepare or approve maps, shop drawings, opinions, re- ports, surveys, field orders, change orders or drawings and specifications; and b. Supervisory, inspection, architectural or engi- neering activities. 6. Any coverage provided hereunder will be excess over any other valid and collectible insurance avail- able to the additional insured whether primary, ex- cess, contingent or on any other basis unless a written contract specifically requires that this insur- ance be primary. When this insurance is excess, we will have no duty under SECTION I—COVERAGES to defend the additional insured against any “suit” if any other insurer has a duty to defend the additional insured against that “suit.” If no other insurer defends, we will undertake to do so, but we will be entitled to the additional insured’s rights against all those other insurers. AUTHORIZED REPRESENTATIVE DATE 04/18/2024 Ryder, Rosacker, McCue & Huston 509 W. Koenig St. Grand Island NE 68801 Kristy Wolfe (308) 382-2330 (308) 382-7109 info@ryderinsurance.com Wetzel Pyrotechnics, Kevin Wetzel dba 125 Eagleton Cir Moyock NC 27958 Auto-Owners 10190 x 69IOU4N31960424 04/24/2024 04/24/2025 x 100,000 100,000 500,000 Office of State Fire Marshal 1202 Mail service Center Raleigh, NC 27699-1202 <MM> ANY PROPRIETOR/PARTNER/EXECUTIVE OFFICER/MEMBER EXCLUDED? INSR ADDL SUBR LTR INSD WVD DATE (MM/DD/YYYY) PRODUCER CONTACTNAME: FAXPHONE(A/C, No):(A/C, No, Ext): E-MAILADDRESS: INSURER A : INSURED INSURER B : INSURER C : INSURER D : INSURER E : INSURER F : POLICY NUMBER POLICY EFF POLICY EXPTYPE OF INSURANCE LIMITS(MM/DD/YYYY) (MM/DD/YYYY) AUTOMOBILE LIABILITY UMBRELLA LIAB EXCESS LIAB WORKERS COMPENSATION AND EMPLOYERS' LIABILITY DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required) AUTHORIZED REPRESENTATIVE EACH OCCURRENCE $ DAMAGE TO RENTEDCLAIMS-MADE OCCUR $PREMISES (Ea occurrence) MED EXP (Any one person) $ PERSONAL & ADV INJURY $ GEN'L AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE $ PRO-POLICY LOC PRODUCTS - COMP/OP AGG $JECT OTHER:$ COMBINED SINGLE LIMIT $(Ea accident) ANY AUTO BODILY INJURY (Per person) $ OWNED SCHEDULED BODILY INJURY (Per accident) $AUTOS ONLY AUTOS HIRED NON-OWNED PROPERTY DAMAGE $AUTOS ONLY AUTOS ONLY (Per accident) $ OCCUR EACH OCCURRENCE $ CLAIMS-MADE AGGREGATE $ DED RETENTION $ $ PER OTH-STATUTE ER E.L. EACH ACCIDENT $ E.L. DISEASE - EA EMPLOYEE $ If yes, describe under E.L. DISEASE - POLICY LIMIT $DESCRIPTION OF OPERATIONS below INSURER(S) AFFORDING COVERAGE NAIC # COMMERCIAL GENERAL LIABILITY Y / N N / A (Mandatory in NH) SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). COVERAGES CERTIFICATE NUMBER: REVISION NUMBER: CERTIFICATE HOLDER CANCELLATION © 1988-2015 ACORD CORPORATION. All rights reserved. The ACORD name and logo are registered marks of ACORDACORD 25 (2016/03) CERTIFICATE OF LIABILITY INSURANCE Kevin Wetzel Wetzel Pyrotechnics Wetzel Pyrotechnics Kevin Wetzel 919-441-7353 Safety Procedures for Fireworks Displays NFPA 1123 Codes are to be followed at all times. 1. Firing Procedure: A. Operators are to use the Pre-display checklist provided in the display paperwork. AT NO TIME are the materials to be left unattended. B. Upon arrival at the site, check site conditions for any hazards that may impede the safety of the display operation. C. Verify the site meets all distance requirements of NFPA1123 at a minimum. Add additional buffer to account for conditions. D. Confirm that there is adequate ingress and egress for emergency vehicles. E. Inspect all racks and equipment as it is coming off the truck. Any equipment that is damaged or broken is not to be used in the display. F. All mortar racks are to be setup and installed prior to any loading of live materials. G. Inspect all shells and fireworks devices such as cakes, candles, and ground effects prior to loading, or placing in the firing area. Any materials found to be damaged, or not in proper condition are not to be used in the display. H. All materials fuses are to be situated and secured for easy access and removal of safety caps just prior to firing. I. (Electric Firing) Any e-matching of materials will take place at least 50 feet from the truck holding the fireworks, and at least 100 feet from any public access. Limit the amount of materials in this area to just ONE box at a time. J. (Electric Firing) Once all materials are setup, no personnel are allowed within the firing area during the continuity testing. If there is a need to check contact points, or adjust materials, the firing control panel must be disabled completely before an operator enters the firing area. K. (Manual Firing) Operators will use fusees (flares) for ignition of shell leaders. L. Previously installed multiple ignition points are to be placed along Finale racks, or any chain fused sections of the display. 2. Termination and Emergency Procedures A. If, at any time before, or during the discharge of a display, there arises a condition that adversely affects the firing or completion of the display, the operator will IMMEDIATELY halt the display, until such a time that the condition can be either corrected, or deleted from the program. 1. The AHJ will also have the authority to halt the display, should any such condition arise. 2. Communications between the operator and the AHJ will be necessary to provide for the continuation of the display (if halted). Kevin Wetzel Wetzel Pyrotechnics Wetzel Pyrotechnics Kevin Wetzel 919-441-7353 B. If there is a weather-related concern, the display is to be halted, or postponed, until better conditions prevail. If there is no alternative, or if conditions remain at an unsafe level, then the operator is to cancel the display, and the Rain Date option will be considered. 1. All mortar racks are to be covered with tarps, plastic or other suitable materials to prevent materials from getting wet. Cakes, and other ground effects can be placed in plastic bags. 2. Any materials that do become wet shall not be used and are to be placed into regulation cartons and returned to ATF approved storage. C. If, during the display, an errant shell or malfunction of equipment causes materials to be sent unintentionally towards the spectator area, or out of the intended fallout area, the operator will IMMEDIATELY halt the display. 1. The safety of the spectators is the primary concern, and the operator is to ensure that any errant shell trajectories or malfunctions are dealt with as soon as it is safe to do so. Repositioning of the racks or dropping that part of the display will be done before resuming any firing. 2. A situation of this nature could cause the rest of the display to be postponed or cancelled with the communication and cooperation of the AHJ. 3. Identification of the errant materials and/or equipment is to be documented in the operators after display report. 4. If there is ANY injury of any nature, to a spectator, or any other person, the display is to be halted, and the assistance of the local EMS, Fire Department, and/or other fire and life safety personnel on duty at the time is to be utilized. D. Ingress and Egress routes are always to be maintained and are to remain clear for emergency vehicles and personnel. 1. Should there be any reason to need such access, the operator shall halt all firing, and suspend the display. 2. The operator and other display personnel may assist such emergency personnel to control and contain any condition to insure the safety and security of the site. 3. Post Display A. Once the display has been completed, the operator will make the determination to break down the display equipment when s/he finds all conditions safe to do so. 1. The operator and assistances will allow a minimum of 30 minutes for a “cool-down” period, once the display is completed. a. Beginning with the mortars that were fired first, make sure that all shells and materials were discharged. b. Once all racks and equipment have been cleared, the operator will approve the break down of the display. Kevin Wetzel Wetzel Pyrotechnics Wetzel Pyrotechnics Kevin Wetzel 919-441-7353 2. Misfired Materials a. Identify any and all misfired materials. b. Ensure that there are no ignition hazards present before handling. All sparks are to be extinguished, E-matches should be disconnected and shunted, and then may be carefully removed and stored. c. Carefully remove materials from the discharge area. d. Place materials into regulation carton, and transport back to approved ATF storage. e. Record misfires in the operator’s display report B. The operator will assist the AHJ in conducting the post display inspection and sign off on any documentation the AHJ may require. C. Once the inspection is completed, the operator may clear the on-duty Fire Department personnel. D. The entire discharge area and fallout zones are to be inspected to ensure there are no duds, misfires, or any other materials left on the display site. A full site check will also be performed early the following morning. E. Clean up includes removal of all equipment, paper debris, and any other items that remain as a result of the display. A copy of the operators after display report will be provided to the local fire code official if requested.